FEMS · First Trust Emerging Markets Small Cap AlphaDEX Fund ETF

Alerts for FEMS

$46.95 +0.01 (+0.03%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $661,065

Total Shares: 14,478

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2024

Top Holder

100.0%

+77.0 pts

Top 5

100.0%

+34.9 pts

Top 10

100.0%

+16.9 pts

HHI

10,000

Highly concentrated+8,853

Quarterly Activity

vs Sep 30, 2024

New

1

Increased

0

Decreased

0

Sold Out

41

Unchanged

0

Holder count: -40

Institutional value: -99.6%

Shares held: -99.6%

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	14,478	$661,065

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)	Open
Mega WELLS FARGO & COMPANY/MN	903,009	$37,095,609
Mega MORGAN STANLEY	714,762	$29,362,422
Mega LPL Financial LLC	420,255	$17,264,075
Micro Cornerstone Planning Group LLC	269,734	$11,080,672
Large Steward Partners Investment Advisory, LLC	249,317	$10,241,942

Filter: New 1 Increased 0 Reduced 0 Sold out 41 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FEMS

$661,065

100.00%

14,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	14,478	$661,065	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	419,171	$17,219,544	46.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	483,838	$19,876,065	53.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	714,762	$29,362,422	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	160,691	$6,601,186	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	139,449	$5,728,564	97.3%	Defined
UBS Securities LLC	3,914	$160,787	2.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	43,223	$1,775,600	51.5%	Defined
ARBOR POINT ADVISORS, LLC	200	$8,216	0.2%	Defined
Osaic Advisory Services, LLC	40,482	$1,663,000	48.2%	Defined
American Portfolios Advisors	67	$2,752	0.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	41,153	$1,690,565	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	35,712	$1,467,048	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	30,366	$1,247,435	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	29,214	$1,200,111	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	295	$12,118	1.0%	Defined
BOFA SECURITIES, INC.	28,021	$1,151,102	99.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	19,315	$793,460	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	2,198	$90,293	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	320	$13,145	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	100	$4,108	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	25	$1,027	100.0%	Defined