FSCS · First Trust SMID Capital Strength ETF ETF

$37.50 -0.02 (-0.04%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 31

Total Value: $31,236,375

Total Shares: 887,347

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 31 13F filers · Δ vs Dec 31, 2025

Top Holder

58.7%

+15.3 pts

Top 5

82.1%

−7.7 pts

Top 10

92.5%

−3.6 pts

HHI

3,657

Highly concentrated+652

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +2

Institutional value: -25.5%

Shares held: -24.3%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mega LPL Financial LLC	+11,571	521,239
Mid Equitable Holdings, Inc.	+8,403	29,556
Large Cetera Investment Advisers	+4,968	13,552
Large Kestra Advisory Services, LLC	+3,071	18,122
Large OSAIC HOLDINGS, INC.	+1,203	53,181

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large NewEdge Advisors, LLC	−346,037	27,020
Small FSB PREMIER WEALTH MANAGEMENT, INC.	−449	17,864
Large CWM, LLC	−344	869
Micro MPWM ADVISORY SOLUTIONS, LLC	−277	1,359
Mega ROYAL BANK OF CANADA	−20	294

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	25,616	$901,734
Mid Independent Advisor Alliance	6,498	$228,742
Large ASSETMARK, INC	63	$2,217
Mega UBS Group AG	36	$1,267

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)	Open
Mid Global Retirement Partners, LLC	835	$29,868
Large Steward Partners Investment Advisory, LLC	265	$9,479

Filter: New 4 Increased 11 Reduced 6 Sold out 2 Unchanged 10

Showing 31 of 31

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC FSCS

$18,348,655

58.74%

521,239

Cambridge Investment Research Advisors, Inc. FSCS

$3,437,158

11.00%

97,641

OSAIC HOLDINGS, INC. FSCS

$1,872,077

5.99%

53,181

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	53,181	$1,872,077	100.0%	Defined

Equitable Holdings, Inc. FSCS

$1,040,430

3.33%

29,556

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	29,556	$1,040,430	100.0%	Defined

NewEdge Advisors, LLC FSCS

$951,158

3.05%

27,020

SUSQUEHANNA INTERNATIONAL GROUP, LLP FSCS

$901,734

2.89%

25,616

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	25,616	$901,734	100.0%	Other

Kestra Advisory Services, LLC FSCS

$637,930

2.04%

18,122

FSB PREMIER WEALTH MANAGEMENT, INC. FSCS

$628,848

2.01%

17,864

TWO SIGMA INVESTMENTS, LP FSCS

$545,631

1.75%

15,500

Sanctuary Advisors, LLC FSCS

$515,181

1.65%

14,635

Cetera Investment Advisers FSCS

$477,057

1.53%

13,552

PFG Investments, LLC FSCS

$362,827

1.16%

10,307

ENVESTNET ASSET MANAGEMENT INC FSCS

$310,833

1.00%

8,830

Independent Advisor Alliance FSCS

$228,742

0.73%

6,498

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC FSCS

$224,940

0.72%

6,390

Private Advisor Group, LLC FSCS

$224,025

0.72%

6,364

HARBOUR INVESTMENTS, INC. FSCS

$169,955

0.54%

4,828

Aptus Capital Advisors, LLC FSCS

$95,960

0.31%

2,726

NBC SECURITIES, INC. FSCS

$48,402

0.15%

1,375

MPWM ADVISORY SOLUTIONS, LLC FSCS

$47,839

0.15%

1,359

Rockefeller Capital Management L.P. FSCS

$45,762

0.15%

1,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	1,300	$45,762	100.0%	Defined

Pinnacle Bancorp, Inc. FSCS

$30,731

0.10%

873

Allworth Financial LP FSCS

$30,731

0.10%

873

CWM, LLC FSCS

$30,590

0.10%

869

Farther Finance Advisors, LLC FSCS

$13,376

0.04%

380

ROYAL BANK OF CANADA FSCS

$10,349

0.03%

294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	294	$10,349	100.0%	Defined

ASSETMARK, INC FSCS

$2,217

0.01%

Golden State Wealth Management, LLC FSCS

$1,865

0.01%

UBS Group AG FSCS

$1,267

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	36	$1,267	100.0%	Defined

MORGAN STANLEY FSCS

$70

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2	$70	100.0%	Defined

WELLS FARGO & COMPANY/MN FSCS

$35

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$35	100.0%	Defined