FTKIFirst Trust Small Cap BuyWrite Income ETF$19.57+0.77%
incl. div.
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.
Holders:1
Total Value:$683,591
Total Shares:35,792
Institutional Ownership Trend
7 quarters
Holder Concentration
Across 1 13F filers
· Δ vs Jun 30, 2026
Top Holder
100.0%
+6.2 pts
Top 5
100.0%
+0.0 pts
Top 10
100.0%
0.0 pts
HHI
10,000
Highly concentrated+1,180
Who Holds FTKI
Last 7 quarters through Sep 30, 2026 (filing window open)
Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory
records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book.
The quarter selector does not change this card.
Jun 30, 2026, the newest closed quarter:
6 filers,
like-for-like change +0.9%; actively managed books +0.9%.
Holder type
Share
Filers
Change
New
Exited
Registered adviser
99.0%
4
+8.3%
1
0
Holding company
0.0%
1
new
1
0
Bank
0.0%
0
-100.0%
0
1
Exempt adviser
0.0%
0
—
0
0
Unknown
0.9%
1
-85.0%
1
4
Style
Share
Filers
Change
New
Exited
Diversified active
100.0%
6
+0.9%
3
5
Not measured
0.0%
0
—
0
0
Unknown
0.0%
0
—
0
0
Turnover
Share
Filers
Change
New
Exited
Low turnover
96.0%
5
+6.6%
3
2
Medium turnover
4.0%
1
+31.5%
0
0
High turnover
0.0%
0
-100.0%
0
3
Not measured
0.0%
0
—
0
0
Unknown
0.0%
0
—
0
0
Holding horizon
Share
Filers
Change
New
Exited
Medium horizon
0.0%
0
—
0
0
Long horizon
100.0%
6
+4.3%
3
4
Short horizon
0.0%
0
-100.0%
0
1
Not measured
0.0%
0
—
0
0
Unknown
0.0%
0
—
0
0
13F book size
Share
Filers
Change
New
Exited
Under $1B
0.0%
0
—
0
0
$1B to $10B
5.2%
3
-19.6%
1
2
$10B to $100B
94.8%
3
+7.3%
2
0
$100B or more
0.0%
0
-100.0%
0
3
Not measured
0.0%
0
—
0
0
Client base
Share
Filers
Change
New
Exited
Individuals and high net worth
99.0%
4
+8.3%
1
0
Unknown
1.0%
2
-87.5%
2
5
Private funds
Share
Filers
Change
New
Exited
No private funds
99.0%
4
+8.3%
1
0
Hedge funds
0.0%
0
—
0
0
Unknown
1.0%
2
-87.5%
2
5
Location
Share
Filers
Change
New
Exited
United States
100.0%
6
+2.5%
3
4
Outside the US
0.0%
0
-100.0%
0
1
The Sep 30, 2026 filing window is still open, so its
bar shows only the filers that have filed so far.
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out.
The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later
quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type
comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster
current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and
book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none
was. Actively managed books are those measured systematic-like, concentrated or diversified active.
Conviction and Crowding
3 13F filers, quarter ended Sep 30, 2025
Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts
filers with high turnover or that advise private funds on Form ADV.
Conviction holders
0
0.000% of filers hold it in their top 10
Jun 30, 2025: 0
Holders above 5%
0
median weight 0.000%
Jun 30, 2025: 0
Crowding
—
shares outstanding is an issuer-wide count, not one listing's
Private-fund advisers
—
of shares outstanding
Institutional ownership
—
shares outstanding is an issuer-wide count, not one listing's
Top 10 holders
100.0%
of 13F shares, Herfindahl 0.882
Active holders
-25.3%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held itvalue-weighted 2.9 quarters
Under 1 year 100.0%1 to 3 years 0.000%3 years or more 0.000%Since coverage start 0.000%
Estimated Holder Cost Basis
Quarter ended Sep 30, 2025, on that quarter's share basis
Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps
the average cost, so this is what holders paid on average if they traded evenly through each quarter.
Estimated avg cost
$18.75
estimated per share
Quarter-end price
$18.68
implied by 13F values
Estimated gain or loss
-0.4%
price against the estimated cost
Estimated at a loss
100.0%
of costed 13F value
Estimated cost covers 6.28% of the 13F shares; positions
already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.
Quarterly Activity
vs Jun 30, 2026
New
1
Increased
0
Decreased
0
Sold Out
0
Unchanged
0
New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.
