FTRI · First Trust Indxx Global Natural Resources Income ETF ETF

$18.44 -0.22 (-1.17%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 19

Total Value: $25,908,276

Total Shares: 1,920,555

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 19 13F filers · Δ vs Jun 30, 2024

Top Holder

37.9%

+13.4 pts

Top 5

80.6%

+20.6 pts

Top 10

94.3%

+20.3 pts

HHI

2,031

Moderately concentrated+945

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -54

Institutional value: -77.5%

Shares held: -78.4%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Mid OLD MISSION CAPITAL LLC	+87,718	145,058
Mega MORGAN STANLEY	+17,554	727,885
Mega BANK OF AMERICA CORP /DE/	+7,057	102,669
Mega UBS Group AG	+1,233	1,614

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−92,101	54,199
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−85,420	75,959
Mega CITADEL ADVISORS LLC	−53,001	10,617
Mid Equitable Holdings, Inc.	−27,993	52,700
Large AE Wealth Management LLC	−6,973	16,587

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Mega ROYAL BANK OF CANADA	347,082	$4,682,136
Small FLOW TRADERS U.S. LLC	33,447	$451,200
Large Sanctuary Advisors, LLC	22,519	$303,781
Mega MILLENNIUM MANAGEMENT LLC	11,768	$158,750

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Mega LPL Financial LLC	2,179,882	$28,273,069
Large COMMONWEALTH EQUITY SERVICES, LLC	1,546,989	$20,064,447
Large Cambridge Investment Research Advisors, Inc.	476,768	$6,183,680
Small Financial Partners Group, Inc	412,513	$5,350,293
Mid PARK NATIONAL CORP /OH/	338,853	$4,394,923

Filter: New 4 Increased 4 Reduced 8 Sold out 58 Unchanged 3

Showing 20 of 20

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY FTRI

$9,819,168

37.90%

727,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	400	$5,396	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	727,485	$9,813,772	99.9%	Defined

ROYAL BANK OF CANADA FTRI

$4,682,136

18.07%

347,082

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	347,082	$4,682,136	100.0%	Defined

Aft, Forsyth & Sober, LLC FTRI

$3,035,250

11.72%

225,000

OLD MISSION CAPITAL LLC FTRI

$1,956,832

7.55%

145,058

BANK OF AMERICA CORP /DE/ FTRI

$1,385,003

5.35%

102,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	26,555	$358,226	25.9%	Defined
MANAGED ACCOUNT ADVISORS LLC	76,114	$1,026,777	74.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP FTRI

$1,024,686

3.96%

75,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	56,926	$767,931	74.9%	Defined
G1 EXECUTION SERVICES, LLC	19,033	$256,755	25.1%	Defined

JANE STREET GROUP, LLC FTRI

$731,144

2.82%

54,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	54,199	$731,144	100.0%	Defined

Equitable Holdings, Inc. FTRI

$710,923

2.74%

52,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	52,700	$710,923	100.0%	Defined

STIFEL FINANCIAL CORP FTRI

$627,135

2.42%

46,489

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	44,573	$601,289	95.9%	Defined
Stifel Independent Advisors, LLC	1,916	$25,846	4.1%	Defined

FLOW TRADERS U.S. LLC FTRI

$451,200

1.74%

33,447

MML INVESTORS SERVICES, LLC FTRI

$307,706

1.19%

22,810

Sanctuary Advisors, LLC FTRI

$303,781

1.17%

22,519

Rockefeller Capital Management L.P. FTRI

$264,053

1.02%

19,574

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	19,574	$264,053	100.0%	Defined

AE Wealth Management LLC FTRI

$223,758

0.86%

16,587

MILLENNIUM MANAGEMENT LLC FTRI

$158,750

0.61%

11,768

CITADEL ADVISORS LLC FTRI

$136,478

0.53%

10,117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	10,117	$136,478	100.0%	Defined

COMERICA BANK FTRI

$57,534

0.22%

4,265

UBS Group AG FTRI

$21,772

0.08%

1,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,614	$21,772	100.0%	Sole

CITADEL ADVISORS LLC FTRI

$6,745

0.03%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	500	$6,745	100.0%	Defined

Ancora Advisors LLC FTRI

$4,222

0.02%

313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	313	$4,222	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	75,755	$982,542	91.0%	Defined
American Portfolios Advisors	6,525	$84,629	7.8%	Sole
OSAIC FA, INC.	323	$4,189	0.4%	Defined
OSAIC FS, INC.	641	$8,313	0.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Benjamin F. Edwards Wealth Management, LLC	13,797	$178,947	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,190	$15,434	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	254	$3,294	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$12	100.0%	Defined