FVC · First Trust Dorsey Wright Dynamic Focus 5 ETF ETF

$42.39 0.00 (-0.01%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $605,113

Total Shares: 13,816

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2024

Top Holder

100.0%

+74.5 pts

Top 5

100.0%

+31.3 pts

Top 10

100.0%

+13.6 pts

HHI

10,000

Highly concentrated+8,766

Quarterly Activity

vs Sep 30, 2024

New

0

Increased

0

Decreased

1

Sold Out

44

Unchanged

0

Holder count: -44

Institutional value: -99.3%

Shares held: -99.4%

Top Buyers

vs Sep 30, 2024

No qualifying movers this quarter.

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−4,016	13,816

Top New Positions

vs Sep 30, 2024

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	638,682	$22,877,588
Mid Prospera Financial Services Inc	327,517	$11,731,658
Mega LPL Financial LLC	310,547	$11,123,793
Mega UBS Group AG	240,601	$8,618,327
Mega WELLS FARGO & COMPANY/MN	200,451	$7,180,154

Filter: New 0 Increased 0 Reduced 1 Sold out 44 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FVC

$605,113

100.00%

13,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,816	$605,113	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	638,682	$22,877,588	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	240,224	$8,604,823	99.8%	Defined
UBS Securities LLC	377	$13,504	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	48,857	$1,750,057	24.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	151,594	$5,430,097	75.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	44,823	$1,605,559	25.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	130,622	$4,678,880	74.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	136,849	$4,901,931	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	37,187	$1,332,038	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	29,598	$1,060,200	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	18,858	$675,493	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	7,126	$255,253	43.9%	Defined
ARBOR POINT ADVISORS, LLC	8,469	$303,359	52.1%	Defined
Osaic Advisory Services, LLC	181	$6,483	1.1%	Defined
American Portfolios Advisors	465	$16,656	2.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBT Capital Management, Inc	14,627	$523,939	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	7,181	$257,223	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SCF Investment Advisors, Inc.	6,310	$226,024	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	355	$12,716	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	171	$6,125	100.0%	Defined