FYC · First Trust Small Cap Growth AlphaDEX Fund · Fails to Deliver ETF
$114.59
+0.87 (+0.76%)
At close · Oct 21
Return incl. dividend (before tax)
Volume · Oct 21
20.47K
Avg daily vol (3M)
82.29K
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-09-28 | 182 | $116.74 | $21,247 |
| 2026-09-25 | 70 | $116.62 | $8,163 |
| 2026-09-24 | 6,119 | $116.49 | $712,802 |
| 2026-09-23 | 2,248 | $118.57 | $266,545 |
| 2026-09-21 | 11,812 | $117.02 | $1,382,240 |
| 2026-09-18 | 14,528 | $117.53 | $1,707,476 |
| 2026-09-17 | 10,346 | $116.20 | $1,202,205 |
| 2026-09-16 | 6,014 | $116.20 | $698,827 |
| 2026-09-15 | 10,311 | $116.93 | $1,205,665 |
| 2026-09-14 | 5,519 | $116.85 | $644,895 |
| 2026-09-11 | 652 | $116.17 | $75,743 |
| 2026-09-10 | 1,248 | $117.75 | $146,952 |
| 2026-09-09 | 465 | $119.13 | $55,395 |
| 2026-09-04 | 52 | $119.50 | $6,214 |
| 2026-09-02 | 2,470 | $117.75 | $290,843 |
| 2026-09-01 | 7,169 | $119.63 | $857,627 |
| 2026-08-31 | 15,499 | $120.52 | $1,867,939 |
| 2026-08-28 | 15,934 | $122.56 | $1,952,871 |
| 2026-08-27 | 3,090 | $121.91 | $376,702 |
| 2026-08-25 | 5 | $121.07 | $605 |
| 2026-08-24 | 4,414 | $122.00 | $538,508 |
| 2026-08-20 | 170 | $122.95 | $20,902 |
| 2026-08-19 | 20,437 | $122.25 | $2,498,423 |
| 2026-08-18 | 16,639 | $123.82 | $2,060,241 |
| 2026-08-17 | 8,233 | $124.41 | $1,024,268 |
| 2026-08-13 | 386 | $123.23 | $47,567 |
| 2026-08-12 | 1,248 | $122.54 | $152,930 |
| 2026-08-11 | 28,307 | $122.52 | $3,468,174 |
| 2026-08-10 | 24,666 | $123.05 | $3,035,151 |
| 2026-08-07 | 5,167 | $122.23 | $631,562 |
| 2026-08-06 | 9,492 | $123.89 | $1,175,964 |
| 2026-08-05 | 199 | $124.55 | $24,785 |
| 2026-08-04 | 24,948 | $121.18 | $3,023,199 |
| 2026-08-03 | 18,005 | $118.62 | $2,135,753 |
| 2026-07-31 | 7,693 | $119.33 | $918,006 |
| 2026-07-29 | 4,366 | $118.82 | $518,768 |
| 2026-07-28 | 5,120 | $118.96 | $609,075 |
| 2026-07-27 | 2,274 | $117.93 | $268,173 |
| 2026-07-24 | 9 | $118.68 | $1,068 |
| 2026-07-23 | 27,334 | $119.58 | $3,268,600 |
| 2026-07-22 | 18,956 | $121.66 | $2,306,187 |
| 2026-07-21 | 6,096 | $119.82 | $730,423 |
Showing 1–42 of 42 settlements