GOAU · U.S. Global GO GOLD and Precious Metal Miners ETF ETF

Alerts for GOAU

$49.61 -1.08 (-2.14%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $2,609,026

Total Shares: 70,154

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2026

Top Holder

90.7%

+74.5 pts

Top 5

100.0%

+48.8 pts

Top 10

100.0%

+25.3 pts

HHI

8,314

Highly concentrated+7,583

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

1

Decreased

1

Sold Out

45

Unchanged

0

Holder count: -45

Institutional value: -92.6%

Shares held: -91.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Small Principia Wealth Advisory, LLC	+3,746	63,636

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−5,782	6,518

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Micro Stegent Equity Advisors, Inc.	129,807	$5,758,238
Large COMMONWEALTH EQUITY SERVICES, LLC	81,300	$3,606,468
Mega LPL Financial LLC	74,225	$3,292,621
Mega RAYMOND JAMES FINANCIAL INC	64,030	$2,840,370
Small WBI INVESTMENTS, LLC	51,718	$2,294,210

Filter: New 0 Increased 1 Reduced 1 Sold out 45 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

Principia Wealth Advisory, LLC GOAU

$2,366,622

90.71%

63,636

CITADEL ADVISORS LLC GOAU

$242,404

9.29%

6,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	6,518	$242,404	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	438	$19,429	0.7%	Defined
Raymond James Financial Services Advisors, Inc.	63,592	$2,820,941	99.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	21,745	$964,608	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	6,740	$298,986	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	4,818	$213,726	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,162	$95,906	75.5%	Defined
RBC Dominion Securities Inc.	700	$31,052	24.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	1,570	$69,645	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	1,345	$59,664	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	511	$22,667	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	38	$1,685	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined