GPRF · Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF · Holdings ETF

$47.92 +0.13 (+0.27%)

Volume · Oct 20 9495 Avg daily vol (3M) 15.8K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 9

Total Value: $100,805,918

Total Shares: 2,011,492

Institutional Ownership Trend

8 quarters

Holder Concentration

Across 9 13F filers · Δ vs Mar 31, 2026

Top Holder

89.3%

+1.5 pts

Top 5

99.3%

+0.2 pts

Top 10

100.0%

0.0 pts

HHI

8,014

Highly concentrated+270

Who Holds GPRF

Last 8 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 9 filers, like-for-like change +5.4%; actively managed books -3.7%; index-like books +6.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	6.6%	3	+27.2%	0	0
Bank	0.0%	1	new	1	0
Holding company	91.6%	2	+6.3%	0	0
Unknown	1.8%	3	-50.0%	1	1

Style	Share	Filers	Change	New	Exited
Index-like	91.6%	2	+6.3%	0	0
Systematic-like	1.3%	1	-13.4%	0	0
Concentrated	0.0%	1	new	1	0
Diversified active	7.1%	5	-1.9%	1	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	97.6%	5	+7.5%	0	1
Medium turnover	0.0%	1	new	1	0
High turnover	2.4%	2	-42.6%	0	0
Unknown	0.0%	1	new	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.0%	1	new	1	0
Medium horizon	0.0%	1	-96.0%	0	1
Long horizon	100.0%	7	+5.7%	1	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.0%	1	-94.3%	1	1
$1B to $10B	0.7%	2	0.0%	0	0
$10B to $100B	5.3%	1	+43.6%	0	0
$100B or more	94.0%	5	+4.2%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.3%	2	+43.5%	0	0
Pooled investment vehicles	1.3%	1	-13.4%	0	0
Unknown	93.4%	6	+4.2%	2	1

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.3%	1	-13.4%	0	0
No private funds	5.3%	2	+43.5%	0	0
Unknown	93.4%	6	+4.2%	2	1

Location	Share	Filers	Change	New	Exited
United States	100.0%	8	+5.4%	1	1
Outside the US	0.0%	1	new	1	0

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

9 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

100.0%

of 13F shares, Herfindahl 0.801

Active holders

-3.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 7.6 quarters

Under 1 year 0.745% 1 to 3 years 99.3% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$50.89

estimated per share

Mar 31, 2026: $50.94

Quarter-end price

$50.11

implied by 13F values

Estimated gain or loss

-1.5%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 100.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: +1

Institutional value: +6.0%

Shares held: +5.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega GOLDMAN SACHS GROUP INC	+121,100	1,796,600
Large MERCER GLOBAL ADVISORS INC /ADV	+32,393	106,705

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−31,130	21,526
Mega MORGAN STANLEY	−11,400	45,814
Mega CITADEL ADVISORS LLC	−3,998	25,856

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Mega UBS Group AG	767	$38,438
Small ACTION POINT FINANCIAL PLANNING, LLC	269	$13,480

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Small Balboa Wealth Partners	4,739	$236,073

Filter: New 2 Increased 2 Reduced 3 Sold out 1 Unchanged 2

Holder type: Registered adviser 3 Bank 1 Holding company 2 Unknown 3

Showing 9 of 9

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

GOLDMAN SACHS GROUP INC GPRF

$90,036,609

89.32%

1,796,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,796,600	$90,036,609	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV GPRF

$5,347,521

5.30%

106,705

MORGAN STANLEY GPRF

$2,295,968

2.28%

45,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	45,814	$2,295,968	100.0%	Defined

CITADEL ADVISORS LLC GPRF

$1,295,773

1.29%

25,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	25,856	$1,295,773	100.0%	Defined

JANE STREET GROUP, LLC GPRF

$1,078,775

1.07%

21,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	21,526	$1,078,775	100.0%	Defined

Summit Financial, LLC GPRF

$689,331

0.68%

13,755

UBS Group AG GPRF

$38,438

0.04%

767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	767	$38,438	100.0%	Defined

ACTION POINT FINANCIAL PLANNING, LLC GPRF

$13,480

0.01%

269

NBC SECURITIES, INC. GPRF

$10,023

0.01%

200