HEAL · Global X HealthTech ETF ETF

$29.62 -0.02 (-0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 24

Total Value: $7,094,997

Total Shares: 1,324,299

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 24 13F filers · Δ vs Sep 30, 2024

Top Holder

24.4%

−1.2 pts

Top 5

78.0%

+1.4 pts

Top 10

95.4%

−0.7 pts

HHI

1,468

Broadly held−37

Quarterly Activity

vs Sep 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -13

Institutional value: -54.5%

Shares held: -25.6%

Top Buyers

vs Sep 30, 2024

Institution	Added	Now Holds
Mega UBS Group AG	+12,569	12,876
Mega MORGAN STANLEY	+5,344	7,362
Large Cetera Investment Advisers	+4,989	49,361
Large OSAIC HOLDINGS, INC.	+1,300	2,493

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds
Large Daiwa Securities Group Inc.	−150,000	1,055,000
Mega JANE STREET GROUP, LLC	−105,532	27,185
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−96,747	12,878
Mega LPL Financial LLC	−5,500	58,665
Mega BANK OF AMERICA CORP /DE/	−5,089	2,860

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)
Mega RAYMOND JAMES FINANCIAL INC	21,322	$628,785
Mid SBI Securities Co., Ltd.	1,592	$46,948
Small AMERIFLEX GROUP, INC.	450	$13,270
Large AE Wealth Management LLC	124	$3,656
Small FLOW TRADERS U.S. LLC	23,906	$235

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)
Mega BANK OF MONTREAL /CAN/	47,057	$1,414,533
Mega CITADEL ADVISORS LLC	33,458	$1,005,747
Small Insight Advisors, LLC/ PA	28,766	$864,705
Mega RAYMOND JAMES & ASSOCIATES	20,087	$603,815
Small Intrepid Financial Planning Group LLC	10,305	$309,768

Filter: New 5 Increased 4 Reduced 8 Sold out 18 Unchanged 7

Showing 24 of 24

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC HEAL

$1,730,030

24.38%

58,665

Cetera Investment Advisers HEAL

$1,455,655

20.52%

49,361

WCG Wealth Advisors LLC HEAL

$921,474

12.99%

31,247

JANE STREET GROUP, LLC HEAL

$801,685

11.30%

27,185

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	27,185	$801,685	100.0%	Defined

RAYMOND JAMES FINANCIAL INC HEAL

$628,785

8.86%

21,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES joint	21,322	$628,785	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP HEAL

$379,772

5.35%

12,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	12,878	$379,772	100.0%	Other

UBS Group AG HEAL

$379,712

5.35%

12,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	189	$5,573	1.5%	Defined
UBS Securities LLC	12,687	$374,139	98.5%	Defined

MORGAN STANLEY HEAL

$217,104

3.06%

7,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	56	$1,651	0.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	7,306	$215,453	99.2%	Defined

ROYAL BANK OF CANADA HEAL

$165,291

2.33%

5,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	5,605	$165,291	100.0%	Defined

GLENMEDE TRUST CO NA HEAL

$86,405

1.22%

2,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Glenmede Investment Management	2,930	$86,405	100.0%	Sole

BANK OF AMERICA CORP /DE/ HEAL

$84,340

1.19%

2,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	820	$24,181	28.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	2,040	$60,159	71.3%	Defined

OSAIC HOLDINGS, INC. HEAL

$73,517

1.04%

2,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	773	$22,795	31.0%	Defined
Osaic Advisory Services, LLC	1,300	$38,337	52.1%	Defined
OSAIC FA, INC.	420	$12,385	16.8%	Defined

JPMORGAN CHASE & CO HEAL

$50,722

0.71%

1,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,720	$50,722	100.0%	Defined

SBI Securities Co., Ltd. HEAL

$46,948

0.66%

1,592

NATIONAL BANK OF CANADA /FI/ HEAL

$27,573

0.39%

935

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	935	$27,573	100.0%	Defined

AMERIFLEX GROUP, INC. HEAL

$13,270

0.19%

450

Daiwa Securities Group Inc. HEAL

$10,371

0.15%

1,055,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa International Holdings Inc.	1,055,000	$10,371	100.0%	Sole

Richard W. Paul & Associates, LLC HEAL

$8,847

0.12%

300

Larson Financial Group LLC HEAL

$8,080

0.11%

274

AE Wealth Management LLC HEAL

$3,656

0.05%

124

Federation des caisses Desjardins du Quebec HEAL

$1,474

0.02%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	50	$1,474	100.0%	Defined

FLOW TRADERS U.S. LLC HEAL

$235

0.00%

23,906

BARCLAYS PLC HEAL

$51

0.00%

5,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Barclays Bank (Suisse) SA	5,164	$51	100.0%	Defined

PROEQUITIES, INC. HEAL

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	47,057	$1,414,533	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	32,858	$987,711	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
More Investment House Portfolio Management Ltd	650	$19,539	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	600	$18,036	100.0%	Defined