KAT · Scharf ETF ETF

$58.56 -0.38 (-0.64%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $3,177,376

Total Shares: 58,775

Institutional Ownership Trend

4 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2026

Top Holder

88.9%

+40.3 pts

Top 5

100.0%

+9.3 pts

Top 10

100.0%

+4.1 pts

HHI

8,026

Highly concentrated+4,805

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

0

Decreased

2

Sold Out

39

Unchanged

0

Holder count: -39

Institutional value: -99.4%

Shares held: -99.4%

Top Buyers

vs Mar 31, 2026

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−72,068	6,525
Large Corient Private Wealth LLC	−271	52,250

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid Scharf Investments, LLC	4,559,282	$244,354,718
Large Focus Partners Wealth	2,502,737	$134,134,189
Mega MORGAN STANLEY	1,049,943	$56,271,695
Small Intellectus Partners, LLC	215,504	$11,549,936
Large HighTower Advisors, LLC	175,943	$9,429,665

Filter: New 0 Increased 0 Reduced 2 Sold out 39 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC KAT

$2,824,635

88.90%

52,250

CITADEL ADVISORS LLC KAT

$352,741

11.10%

6,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	6,525	$352,741	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,049,943	$56,271,695	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quantinno Capital Management	75,464	$4,044,493	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	51,346	$2,751,888	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	44,352	$2,377,045	96.6%	Defined
Raymond James Financial Services Advisors, Inc.	1,560	$83,608	3.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	3,885	$208,216	17.3%	Other
G1 EXECUTION SERVICES, LLC	18,556	$994,508	82.7%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,000	$107,190	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,310	$70,209	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,269	$68,012	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	630	$33,764	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	201	$10,772	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	156	$8,360	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	3	$160	100.0%	Defined