KMLM · KraneShares Mount Lucas Managed Futures Index Strategy ETF ETF

$29.97 -0.03 (-0.10%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 38

Total Value: $68,602,846

Total Shares: 2,441,383

Institutional Ownership Trend

17 quarters

Holder Concentration

Across 38 13F filers · Δ vs Sep 30, 2024

Top Holder

13.5%

−0.8 pts

Top 5

48.0%

−0.0 pts

Top 10

69.1%

+0.1 pts

HHI

659

Broadly held+31

Quarterly Activity

vs Sep 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -15

Institutional value: -29.5%

Shares held: -26.7%

Top Buyers

vs Sep 30, 2024

Institution	Added	Now Holds
Large New York Life Investment Management LLC	+13,713	97,232
Large COMMONWEALTH EQUITY SERVICES, LLC	+8,432	29,483
Micro Ted Buchan & Co	+8,205	234,737
Large Cetera Investment Advisers	+4,587	19,602
Small CSS LLC/IL	+4,100	47,063

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds
Mega ENVESTNET ASSET MANAGEMENT INC	−55,050	116,161
Small Naviter Wealth, LLC	−36,029	7,914
Large MML INVESTORS SERVICES, LLC	−21,585	86,420
Micro Sound Financial Strategies Group, LLC	−8,193	143,403
Mega NATIONAL BANK OF CANADA /FI/	−4,392	29,576

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)
Mega RAYMOND JAMES FINANCIAL INC	155,704	$4,375,282
Small Illumine Investment Management, LLC	88,670	$2,491,627
Micro Magnolia Private Wealth, LLC	67,684	$1,901,920
Mega JANE STREET GROUP, LLC	60,623	$1,703,506
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	53,641	$1,507,312

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)
Large CWM, LLC	474,987	$13,883,870
Mid Wealthcare Advisory Partners LLC	260,930	$7,626,983
Large Raymond James Financial Services Advisors, Inc.	139,905	$4,089,423
Micro Longview Financial Advisors, Inc.	105,879	$3,094,843
Micro Latitude Advisors, LLC	50,586	$1,478,628

Filter: New 12 Increased 12 Reduced 10 Sold out 27 Unchanged 4

Showing 38 of 38

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Ancora Advisors LLC KMLM

$9,233,041

13.46%

328,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	320,111	$8,995,119	97.4%	Sole
Held directly	8,467	$237,922	2.6%	Sole

MORGAN STANLEY KMLM

$8,665,898

12.63%

308,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	3,797	$106,695	1.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	304,598	$8,559,203	98.8%	Defined

Ted Buchan & Co KMLM

$6,596,109

9.61%

234,737

RAYMOND JAMES FINANCIAL INC KMLM

$4,375,282

6.38%

155,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES joint	155,704	$4,375,282	100.0%	Defined

Sound Financial Strategies Group, LLC KMLM

$4,029,624

5.87%

143,403

CAPTRUST FINANCIAL ADVISORS KMLM

$3,555,324

5.18%

126,524

ENVESTNET ASSET MANAGEMENT INC KMLM

$3,264,124

4.76%

116,161

New York Life Investment Management LLC KMLM

$2,732,219

3.98%

97,232

Illumine Investment Management, LLC KMLM

$2,491,627

3.63%

88,670

MML INVESTORS SERVICES, LLC KMLM

$2,428,402

3.54%

86,420

OSAIC HOLDINGS, INC. KMLM

$2,051,749

2.99%

73,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	72,434	$2,035,395	99.2%	Defined
OSAIC FA, INC.	582	$16,354	0.8%	Defined

ROYAL BANK OF CANADA KMLM

$1,933,082

2.82%

68,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	11,425	$321,042	16.6%	Defined
RBC Dominion Securities Inc.	4,372	$122,853	6.4%	Defined
RBC Private Counsel (USA) Inc.	52,996	$1,489,187	77.0%	Defined

Magnolia Private Wealth, LLC KMLM

$1,901,920

2.77%

67,684

JANE STREET GROUP, LLC KMLM

$1,703,506

2.48%

60,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	60,623	$1,703,506	100.0%	Defined

BANK OF MONTREAL /CAN/ KMLM

$1,515,882

2.21%

53,946

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	53,946	$1,515,882	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP KMLM

$1,507,312

2.20%

53,641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	53,641	$1,507,312	100.0%	Other

CSS LLC/IL KMLM

$1,322,470

1.93%

47,063

KITCHING PARTNERS, LLC KMLM

$1,212,964

1.77%

43,166

Visionary Wealth Advisors KMLM

$1,146,451

1.67%

40,799

FLOW TRADERS U.S. LLC KMLM

$940,844

1.37%

33,482

Frontier Asset Management, LLC KMLM

$869,807

1.27%

30,954

NATIONAL BANK OF CANADA /FI/ KMLM

$831,085

1.21%

29,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	29,576	$831,085	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC KMLM

$828,472

1.21%

29,483

Cetera Investment Advisers KMLM

$550,816

0.80%

19,602

PMV Capital Advisers, LLC KMLM

$497,398

0.73%

17,701

Hilltop Holdings Inc. KMLM

$428,581

0.62%

15,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hilltop Securities Holdings LLC joint	15,252	$428,581	100.0%	Defined

Atria Investments, Inc KMLM

$396,491

0.58%

14,110

HRT FINANCIAL LP KMLM

$354,874

0.52%

12,629

MGO ONE SEVEN LLC KMLM

$321,070

0.47%

11,426

IPG Investment Advisors LLC KMLM

$234,803

0.34%

8,356

Naviter Wealth, LLC KMLM

$222,383

0.32%

7,914

PFG Advisors KMLM

$201,898

0.29%

7,185

BANK OF AMERICA CORP /DE/ KMLM

$106,470

0.16%

3,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	3,789	$106,470	100.0%	Defined

Farther Finance Advisors, LLC KMLM

$84,300

0.12%

3,000

HARBOUR INVESTMENTS, INC. KMLM

$58,897

0.09%

2,096

SIMPLEX TRADING, LLC KMLM

$7,587

0.01%

270

Tower Research Capital LLC (TRC) KMLM

$84

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	3	$84	100.0%	Other

PROEQUITIES, INC. KMLM

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,273	$37,209	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	200	$5,846	100.0%	Defined