KNGZ · First Trust S&P 500 Diversified Dividend Aristocrats ETF ETF

$42.50 -0.17 (-0.41%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 39

Total Value: $38,116,087

Total Shares: 1,058,075

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 39 13F filers · Δ vs Dec 31, 2025

Top Holder

44.8%

−0.4 pts

Top 5

67.9%

−1.0 pts

Top 10

81.4%

+0.6 pts

HHI

2,205

Moderately concentrated−35

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: +4.9%

Shares held: +4.3%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+35,653	52,814
Mega LPL Financial LLC	+15,274	473,685
Small Proactive Wealth Strategies LLC	+5,750	11,494
Mega ENVESTNET ASSET MANAGEMENT INC	+1,602	19,786
Mid Farther Finance Advisors, LLC	+1,521	2,694

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−14,172	38,067
Large Cambridge Investment Research Advisors, Inc.	−1,474	24,493
Mid J.W. COLE ADVISORS, INC.	−1,072	14,470
Mid NATIONS FINANCIAL GROUP INC, /IA/ /ADV	−300	21,333
Mega GOLDMAN SACHS GROUP INC	−98	12,336

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega CITADEL ADVISORS LLC	23,276	$838,494
Mid Prospera Financial Services Inc	6,494	$233,939
Small Key Client Fiduciary Advisors, LLC	5,561	$200,329
Mid IFG Advisory, LLC	1,700	$61,240
Small Innovative Asset Advisors Group, LLC	300	$10,807

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Large Janney Montgomery Scott LLC	11,529	$412,853
Micro Collaborative Wealth Managment Inc.	11,427	$409,200
Mid Orion Porfolio Solutions, LLC	9,241	$330,920
Large NewEdge Advisors, LLC	5,911	$211,672
Mid Global Retirement Partners, LLC	4,800	$171,888

Filter: New 5 Increased 20 Reduced 6 Sold out 7 Unchanged 8

Showing 40 of 40

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC KNGZ

$17,064,028

44.77%

473,685

Harvest Investment Services, LLC KNGZ

$2,998,601

7.87%

83,239

D.A. DAVIDSON & CO. KNGZ

$2,231,182

5.85%

61,936

Signal Advisors Wealth, LLC KNGZ

$1,677,421

4.40%

46,564

SUSQUEHANNA INTERNATIONAL GROUP, LLP KNGZ

$1,409,042

3.70%

39,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	39,114	$1,409,042	100.0%	Other

OSAIC HOLDINGS, INC. KNGZ

$1,371,325

3.60%

38,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	38,067	$1,371,325	100.0%	Defined

Kovack Advisors, Inc. KNGZ

$1,296,864

3.40%

36,000

Cambridge Investment Research Advisors, Inc. KNGZ

$882,335

2.31%

24,493

CITADEL ADVISORS LLC KNGZ

$838,494

2.20%

23,276

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	23,276	$838,494	100.0%	Defined

NATIONS FINANCIAL GROUP INC, /IA/ /ADV KNGZ

$768,499

2.02%

21,333

ENVESTNET ASSET MANAGEMENT INC KNGZ

$712,770

1.87%

19,786

Legacy Capital Wealth Partners, LLC KNGZ

$686,005

1.80%

19,043

AE Wealth Management LLC KNGZ

$639,534

1.68%

17,753

Cetera Investment Advisers KNGZ

$569,719

1.49%

15,815

J.W. COLE ADVISORS, INC. KNGZ

$521,267

1.37%

14,470

SUSQUEHANNA INTERNATIONAL GROUP, LLP KNGZ

$493,528

1.29%

13,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	13,700	$493,528	100.0%	Other

GOLDMAN SACHS GROUP INC KNGZ

$444,392

1.17%

12,336

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	12,336	$444,392	100.0%	Defined

Proactive Wealth Strategies LLC KNGZ

$414,059

1.09%

11,494

Private Advisor Group, LLC KNGZ

$382,214

1.00%

10,610

17 CAPITAL PARTNERS, LLC KNGZ

$345,866

0.91%

9,601

RAYMOND JAMES FINANCIAL INC KNGZ

$286,138

0.75%

7,943

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	3,854	$138,836	48.5%	Defined
Raymond James Financial Services Advisors, Inc.	4,089	$147,302	51.5%	Defined

COMMONWEALTH EQUITY SERVICES, LLC KNGZ

$285,850

0.75%

7,935

Total Clarity Wealth Management, Inc. KNGZ

$255,554

0.67%

7,094

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC KNGZ

$252,204

0.66%

7,001

Prospera Financial Services Inc KNGZ

$233,939

0.61%

6,494

Brookwood Investment Group LLC KNGZ

$228,536

0.60%

6,344

Key Client Fiduciary Advisors, LLC KNGZ

$200,329

0.53%

5,561

HARBOUR INVESTMENTS, INC. KNGZ

$147,302

0.39%

4,089

Darwin Wealth Management, LLC KNGZ

$121,761

0.32%

3,380

Farther Finance Advisors, LLC KNGZ

$97,048

0.25%

2,694

IFG Advisory, LLC KNGZ

$61,240

0.16%

1,700

PRIVATE TRUST CO NA KNGZ

$55,116

0.14%

1,530

Sound Income Strategies, LLC KNGZ

$53,027

0.14%

1,472

NBC SECURITIES, INC. KNGZ

$34,907

0.09%

969

Nova Wealth Management, Inc. KNGZ

$22,010

0.06%

611

Rockefeller Capital Management L.P. KNGZ

$15,814

0.04%

439

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	439	$15,814	100.0%	Defined

Innovative Asset Advisors Group, LLC KNGZ

$10,807

0.03%

300

Arax Advisory Partners KNGZ

$7,312

0.02%

203

MORGAN STANLEY KNGZ

$36

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$36	100.0%	Defined

WELLS FARGO & COMPANY/MN KNGZ

$12

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	625	$22,381	100.0%	Defined