KRBN · KraneShares Global Carbon Strategy ETF ETF

$34.88 +0.14 (+0.39%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 44

Total Value: $17,042,745

Total Shares: 581,466

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 44 13F filers · Δ vs Sep 30, 2024

Top Holder

24.2%

+9.0 pts

Top 5

66.0%

+16.4 pts

Top 10

83.0%

+12.7 pts

HHI

1,178

Broadly held+506

Quarterly Activity

vs Sep 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -27

Institutional value: -68.3%

Shares held: -65.7%

Top Buyers

vs Sep 30, 2024

Institution	Added	Now Holds
Mega UBS Group AG	+17,755	21,236
Small Riverwater Partners LLC	+15,789	83,541
Mid Virtu Financial LLC	+3,974	11,465
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+639	10,112
Mega CITIGROUP INC	+139	5,443

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds
Mega BANK OF MONTREAL /CAN/	−127,595	2,035
Mega ROYAL BANK OF CANADA	−75,118	3,543
Small FLOW TRADERS U.S. LLC	−54,307	36,913
Mega MORGAN STANLEY	−29,728	87,598
Large AGF MANAGEMENT LTD	−10,670	14,018

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)
Mega AMERIPRISE FINANCIAL INC	21,264	$623,247
Small TWO SIGMA SECURITIES, LLC	7,768	$227,680
Small KNIGHTSBRIDGE ASSET MANAGEMENT, LLC	6,960	$203,997

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)
Small Global Endowment Management, LP	258,300	$8,177,778
Mid Summit Trail Advisors, LLC	196,178	$6,210,995
Small SPINNAKER TRUST	61,017	$1,931,798
Small PALO ALTO WEALTH ADVISORS, LLC	50,391	$1,595,379
Large Rockefeller Capital Management L.P.	47,672	$1,509,295

Filter: New 3 Increased 6 Reduced 14 Sold out 30 Unchanged 21

Showing 46 of 46

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

JANE STREET GROUP, LLC KRBN

$4,128,635

24.23%

140,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	140,496	$4,117,937	99.7%	Defined
Jane Street Options, LLC	365	$10,698	0.3%	Defined

MORGAN STANLEY KRBN

$2,567,495

15.07%

87,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	2,503	$73,362	2.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,348	$39,509	1.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	83,747	$2,454,624	95.6%	Defined

Riverwater Partners LLC KRBN

$2,448,586

14.37%

83,541

FLOW TRADERS U.S. LLC KRBN

$1,081,920

6.35%

36,913

Ethos Financial Group, LLC KRBN

$1,028,106

6.03%

35,077

HORIZON KINETICS ASSET MANAGEMENT LLC KRBN

$733,043

4.30%

25,010

AMERIPRISE FINANCIAL INC KRBN

$623,247

3.66%

21,264

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	21,264	$623,247	100.0%	Defined

UBS Group AG KRBN

$622,426

3.65%

21,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	2,578	$75,561	12.1%	Defined
UBS AG	430	$12,603	2.0%	Defined
UBS Securities LLC	18,228	$534,262	85.8%	Defined

JPMORGAN CHASE & CO KRBN

$498,328

2.92%

17,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	17,002	$498,328	100.0%	Defined

AGF MANAGEMENT LTD KRBN

$410,867

2.41%

14,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AGF INVESTMENTS INC.	14,018	$410,867	100.0%	Sole

Virtu Financial LLC KRBN

$336,039

1.97%

11,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	11,465	$336,039	100.0%	Defined

FOSTER DYKEMA CABOT & PARTNERS, LLC KRBN

$313,470

1.84%

10,695

SUSQUEHANNA INTERNATIONAL GROUP, LLP KRBN

$296,382

1.74%

10,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	10,112	$296,382	100.0%	Other

Pathstone Holdings, LLC KRBN

$238,436

1.40%

8,135

TWO SIGMA SECURITIES, LLC KRBN

$227,680

1.34%

7,768

NATIONAL BANK OF CANADA /FI/ KRBN

$211,383

1.24%

7,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	7,212	$211,383	100.0%	Defined

KNIGHTSBRIDGE ASSET MANAGEMENT, LLC KRBN

$203,997

1.20%

6,960

CITADEL ADVISORS LLC KRBN

$190,602

1.12%

6,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	6,503	$190,602	100.0%	Defined

CITIGROUP INC KRBN

$159,534

0.94%

5,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	5,443	$159,534	100.0%	Defined

ROYAL BANK OF CANADA KRBN

$103,844

0.61%

3,543

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,493	$43,759	42.1%	Defined
RBC Dominion Securities Inc.	2,050	$60,085	57.9%	Defined

Wealthfront Advisers LLC KRBN

$101,178

0.59%

3,452

NOMURA ASSET MANAGEMENT CO LTD KRBN

$70,578

0.41%

2,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nomura Asset Management Taiwan Ltd.	2,408	$70,578	100.0%	Sole

Solstein Capital, LLC KRBN

$61,463

0.36%

2,097

BANK OF MONTREAL /CAN/ KRBN

$59,645

0.35%

2,035

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	2,035	$59,645	100.0%	Defined

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC KRBN

$51,175

0.30%

1,746

CITADEL ADVISORS LLC KRBN

$38,103

0.22%

1,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,300	$38,103	100.0%	Defined

CHILTON CAPITAL MANAGEMENT LLC KRBN

$35,377

0.21%

1,207

PICTON MAHONEY ASSET MANAGEMENT KRBN

$35,172

0.21%

1,200

Clearstead Advisors, LLC KRBN

$29,046

0.17%

991

Federation des caisses Desjardins du Quebec KRBN

$24,034

0.14%

820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	820	$24,034	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC. KRBN

$20,370

0.12%

695

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	695	$20,370	100.0%	Defined

CITADEL ADVISORS LLC KRBN

$17,586

0.10%

600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	600	$17,586	100.0%	Defined

OSAIC HOLDINGS, INC. KRBN

$13,189

0.08%

450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	450	$13,189	100.0%	Defined

TD Waterhouse Canada Inc. KRBN

$11,724

0.07%

400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	400	$11,724	100.0%	Defined

Mascoma Wealth Management LLC KRBN

$11,518

0.07%

393

Ancora Advisors LLC KRBN

$7,913

0.05%

270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	270	$7,913	100.0%	Sole

CoreCap Advisors, LLC KRBN

$7,268

0.04%

248

Sunbelt Securities, Inc. KRBN

$6,741

0.04%

230

Colonial Trust Advisors KRBN

$5,862

0.03%

200

Larson Financial Group LLC KRBN

$4,220

0.02%

144

HARBOUR INVESTMENTS, INC. KRBN

$2,960

0.02%

101

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC KRBN

$1,406

0.01%

Clearstead Trust, LLC KRBN

$1,025

0.01%

Qube Research & Technologies Ltd KRBN

$967

0.01%

Parallel Advisors, LLC KRBN

$205

0.00%

PROEQUITIES, INC. KRBN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	47,672	$1,509,295	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	15,433	$488,608	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	5,870	$185,844	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	281	$8,896	100.0%	Defined