LEGR · First Trust Indxx Innovative Transaction & Process ETF ETF

Alerts for LEGR

$67.79 +0.29 (+0.43%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $335,642

Total Shares: 5,224

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2026

Top Holder

100.0%

+82.7 pts

Top 5

100.0%

+44.2 pts

Top 10

100.0%

+26.6 pts

HHI

10,000

Highly concentrated+9,211

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

0

Decreased

1

Sold Out

64

Unchanged

0

Holder count: -64

Institutional value: -99.3%

Shares held: -99.4%

Top Buyers

vs Mar 31, 2026

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Large Corient Private Wealth LLC	−170	5,224

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	148,504	$8,578,185
Small Financial Engines Advisors L.L.C.	108,140	$6,246,598
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	97,188	$5,613,967
Mega RAYMOND JAMES FINANCIAL INC	62,772	$3,625,961
Mid KINGSWOOD WEALTH ADVISORS, LLC	61,476	$3,551,099

Filter: New 0 Increased 0 Reduced 1 Sold out 64 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC LEGR

$335,642

100.00%

5,224

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	78,542	$4,536,900	80.8%	Other
G1 EXECUTION SERVICES, LLC	18,646	$1,077,067	19.2%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	52,963	$3,059,354	84.4%	Defined
Raymond James Financial Services Advisors, Inc.	9,809	$566,607	15.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	17,684	$1,021,498	48.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	18,990	$1,096,938	51.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	33,134	$1,913,952	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	25,459	$1,470,613	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	18,370	$1,061,124	99.1%	Defined
Osaic Advisory Services, LLC	159	$9,184	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	18,000	$1,039,752	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	13,902	$803,035	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FLAGSTAR BANK, NATIONAL ASSOCIATION	12,048	$695,940	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	4,038	$233,251	91.9%	Defined
RBC Dominion Securities Inc.	357	$20,621	8.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	4,028	$232,673	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,797	$103,801	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	758	$43,785	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	450	$25,993	99.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1	$57	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	445	$25,704	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	258	$14,903	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	100	$5,776	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	51	$2,945	100.0%	Defined