MOTO · Guinness Atkinson Smart Transportation & Technology ETF · Fund Operations ETF
$59.64
+0.19 (+0.31%)
At close · Oct 20
Return incl. dividend (before tax)
Volume · Oct 20
11
Avg daily vol (3M)
181
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Guinness Atkinson Funds and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-03-16 | 2025-12-31 | N-1A | 811-08360 | Original | — | — |
| 2025-03-11 | 2024-12-31 | N-1A | 811-08360 | Original | — | — |
| 2024-03-15 | 2023-12-31 | N-1A | 811-08360 | Original | — | — |
| 2023-03-16 | 2022-12-31 | N-1A | 811-08360 | Original | — | — |
| 2022-03-16 | 2021-12-31 | N-1A | 811-08360 | Original | — | — |
| 2021-03-16 | 2020-12-31 | N-1A | 811-08360 | Original | — | — |
| 2020-03-16 | 2019-12-31 | N-1A | 811-08360 | Amendment | — | — |
| 2020-03-13 | 2019-12-31 | N-1A | 811-08360 | Original | — | — |
Showing 1–8 of 8 filings
Service providers (latest report, filed 2026-03-16)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Guinness Atkinson Asset Management, Inc. | US | — |
| Sub-Adviser | Penserra Capital Management, LLC | US | — |
| Custodian | Banco Bilbao Vizcaya Argentaria SA | ES | — |
| Custodian | BNP Paribas S.A. | FR | — |
| Custodian | BNP Paribas S.A., Succursale Italia | IT | — |
| Custodian | Brown Brothers Harriman & Co. | US | — |
| Custodian | Citbank, N.A. - Jakarta Branch | ID | — |
| Custodian | DBS Bank Ltd | SG | — |
| Custodian | Deutsche Bank AG | DE | — |
| Custodian | HSBC - India Branch | IN | — |
| Custodian | HSBC Bank - Korea Branch | KR | — |
| Custodian | HSBC Bank - Thailand Branch | TH | — |
| Custodian | HSBC Bank Australia Limited | AU | — |
| Custodian | HSBC Bank China | CN | — |
| Custodian | HSBC Bank PLC | IE | — |
| Custodian | HSBC Bank PLC - New Zealand Branch | NZ | — |
| Custodian | MUFG Bank, Ltd | JP | — |
| Custodian | RBC Investor Services Trust for Royal Bank of Canada (RBC) | CA | — |
| Custodian | Skandinaviska Enskilda Banken AB (PUBL) | SE | — |
| Custodian | Skandinaviska Enskilda Banken AB (PUBL), Danmark Branch | DK | — |
| Custodian | Skandinaviska Enskilda Banken AB (PUBL), Oslo Branch | NO | — |
| Custodian | Standard Chartered Bank (Hong Kong) Ltd for Standard Chartered Bank | HK | — |
| Custodian | Standard Chartered Bank (Malaysia) Berhad for Standard Chartered Bank | MY | — |
| Custodian | Standard Chartered Bank (Taiwan) Ltd for Standard Chartered Bank | TW | — |
| Custodian | UBS Switzerland AG | CH | — |
| Custodian | Unicredit Bank Austria AG | AT | — |
| Transfer Agent | Brown Brothers Harriman & Co. | US | — |
| Transfer Agent | U.S. Bank Global Fund Services | US | — |
| Administrator | Mutual Fund Administration, LLC | US | Yes |
| Pricing Service | Markit North America, Inc. | US | — |
| Pricing Service | Thomson Reuters | CA | — |
| Shareholder Servicing Agent | Brown Brothers Harriman & Co. | US | — |
| Shareholder Servicing Agent | U.S. Bank Global Fund Services | US | — |
| Principal Underwriter | Foreside Fund Services, LLC | US | — |
| Independent Public Accountant | TAIT, WELLER & BAKER LLP | US | — |