NUHY · Nuveen ESG High Yield Corporate Bond ETF ETF

$21.12 -0.02 (-0.07%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 59

Total Value: $71,742,705

Total Shares: 3,387,287

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 59 13F filers · Δ vs Dec 31, 2025

Top Holder

15.2%

+3.9 pts

Top 5

54.8%

+9.1 pts

Top 10

77.1%

+8.8 pts

HHI

786

Broadly held+185

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: -12.6%

Shares held: -10.9%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mega ENVESTNET ASSET MANAGEMENT INC	+288,782	516,331
Mega MORGAN STANLEY	+96,294	458,724
Mega BANK OF AMERICA CORP /DE/	+18,151	176,089
Large SEI INVESTMENTS CO	+9,354	176,432
Large MML INVESTORS SERVICES, LLC	+8,380	47,651

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mega JPMORGAN CHASE & CO	−136,874	18,294
Large Cambridge Investment Research Advisors, Inc.	−121,895	305,901
Mid Vestmark Advisory Solutions, Inc.	−72,103	59,067
Mega Bank of New York Mellon Corp	−57,313	374,317
Mega JANE STREET GROUP, LLC	−33,836	47,099

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Large Creative Planning	34,289	$726,241
Large NewEdge Advisors, LLC	14,882	$315,200
Micro RMG Wealth Management LLC	11,845	$250,877
Large FIFTH THIRD BANCORP	4,938	$104,586
Mid MATHER GROUP, LLC.	2,755	$58,350

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid Envestnet Portfolio Solutions, Inc.	290,037	$6,263,349
Micro RETIREMENT CAPITAL STRATEGIES	52,448	$1,132,614
Small SageView Advisory Group, LLC	33,825	$730,450
Small CITY NATIONAL BANK OF FLORIDA /MSD	28,192	$608,806
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	27,445	$592,674

Filter: New 9 Increased 25 Reduced 19 Sold out 8 Unchanged 6

Showing 59 of 59

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ENVESTNET ASSET MANAGEMENT INC NUHY

$10,935,890

15.24%

516,331

MORGAN STANLEY NUHY

$9,715,774

13.54%

458,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	458,724	$9,715,774	100.0%	Defined

Bank of New York Mellon Corp NUHY

$7,928,032

11.05%

374,317

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	575	$12,178	0.2%	Defined
BNY Mellon, NA joint	328,179	$6,950,830	87.7%	Defined
BNY Mellon Advisors, Inc. joint	45,562	$965,003	12.2%	Other
Held directly	1	$21	0.0%	Defined

Cambridge Investment Research Advisors, Inc. NUHY

$6,478,983

9.03%

305,901

Stewardship Advisors, LLC NUHY

$4,265,164

5.95%

201,377

SEI INVESTMENTS CO NUHY

$3,736,829

5.21%

176,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	176,432	$3,736,829	100.0%	Sole

BANK OF AMERICA CORP /DE/ NUHY

$3,729,564

5.20%

176,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	44,136	$934,800	25.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	11,339	$240,160	6.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	120,614	$2,554,604	68.5%	Defined

LPL Financial LLC NUHY

$3,473,371

4.84%

163,993

UBS Group AG NUHY

$2,583,515

3.60%

121,979

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	121,979	$2,583,515	100.0%	Defined

WELLS FARGO & COMPANY/MN NUHY

$2,434,131

3.39%

114,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	71,224	$1,508,524	62.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	8,897	$188,438	7.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	34,805	$737,169	30.3%	Defined

rebel Financial LLC NUHY

$2,258,910

3.15%

106,653

ASSETMARK, INC NUHY

$1,452,609

2.02%

68,584

Vestmark Advisory Solutions, Inc. NUHY

$1,251,039

1.74%

59,067

MML INVESTORS SERVICES, LLC NUHY

$1,009,248

1.41%

47,651

JANE STREET GROUP, LLC NUHY

$997,556

1.39%

47,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	47,099	$997,556	100.0%	Defined

Western Wealth Management, LLC NUHY

$751,085

1.05%

35,462

Olde Wealth Management, LLC NUHY

$732,340

1.02%

34,577

Creative Planning NUHY

$726,241

1.01%

34,289

CRUX WEALTH ADVISORS NUHY

$667,805

0.93%

31,530

HighTower Advisors, LLC NUHY

$636,247

0.89%

30,040

CWM, LLC NUHY

$536,319

0.75%

25,322

Perigon Wealth Management, LLC NUHY

$470,598

0.66%

22,219

JPMORGAN CHASE & CO NUHY

$387,466

0.54%

18,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	18,213	$385,751	99.6%	Defined
55I, LLC	81	$1,715	0.4%	Other

Moss Adams Wealth Advisors LLC NUHY

$378,020

0.53%

17,848

Livet Wealth, LLC NUHY

$333,669

0.47%

15,754

RAYMOND JAMES FINANCIAL INC NUHY

$329,729

0.46%

15,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	14,931	$316,238	95.9%	Defined
Raymond James Financial Services Advisors, Inc.	637	$13,491	4.1%	Defined

NewEdge Advisors, LLC NUHY

$315,200

0.44%

14,882

Vontobel Holding Ltd. NUHY

$309,736

0.43%

14,624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vontobel Swiss Financial Advisers AG	14,624	$309,736	100.0%	Defined

Legacy Financial Advisors, Inc. NUHY

$292,008

0.41%

13,787

NATURAL INVESTMENTS, LLC NUHY

$276,462

0.39%

13,053

RMG Wealth Management LLC NUHY

$250,877

0.35%

11,845

US BANCORP \DE\ NUHY

$249,924

0.35%

11,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP ADVISORS, LLC	11,800	$249,924	100.0%	Defined

Cetera Investment Advisers NUHY

$247,742

0.35%

11,697

Beacon Pointe Advisors, LLC NUHY

$201,781

0.28%

9,527

WealthShield Partners, LLC NUHY

$193,839

0.27%

9,152

Friedenthal Financial NUHY

$189,688

0.26%

8,956

BLUELINE ADVISORS LLC NUHY

$183,482

0.26%

8,663

OSAIC HOLDINGS, INC. NUHY

$177,001

0.25%

8,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	8,357	$177,001	100.0%	Defined

4Thought Financial Group Inc. NUHY

$118,502

0.17%

5,595

FIFTH THIRD BANCORP NUHY

$104,586

0.15%

4,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	4,938	$104,586	100.0%	Defined

Financial Gravity Asset Management, Inc. NUHY

$75,252

0.10%

3,553

Ameritas Investment Partners, Inc. NUHY

$62,332

0.09%

2,943

MATHER GROUP, LLC. NUHY

$58,350

0.08%

2,755

ROYAL BANK OF CANADA NUHY

$44,922

0.06%

2,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,121	$44,922	100.0%	Defined

Quaker Wealth Management, LLC NUHY

$43,207

0.06%

2,040

AdvisorNet Financial, Inc NUHY

$33,337

0.05%

1,574

Rossby Financial, LCC NUHY

$22,323

0.03%

1,054

MJT & Associates Financial Advisory Group, Inc. NUHY

$21,645

0.03%

1,022

Aptus Capital Advisors, LLC NUHY

$18,384

0.03%

868

Lloyd Advisory Services, LLC. NUHY

$13,978

0.02%

660

Kingdom Financial Group LLC. NUHY

$13,978

0.02%

660

Smartleaf Asset Management LLC NUHY

$6,269

0.01%

296

Godfrey Financial Associates, Inc. NUHY

$5,379

0.01%

254

EverSource Wealth Advisors, LLC NUHY

$3,515

0.00%

166

HARBOUR INVESTMENTS, INC. NUHY

$3,431

0.00%

162

CREATIVE FINANCIAL DESIGNS INC /ADV NUHY

$2,054

0.00%

IFP Advisors, Inc NUHY

$1,334

0.00%

Advisory Services Network, LLC NUHY

$1,249

0.00%

FMR LLC NUHY

$804

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	38	$804	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	27,445	$592,674	100.0%	Other