OCTT · AllianzIM U.S. Equity Buffer10 Oct ETF ETF

$48.07 -0.03 (-0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 31

Total Value: $40,556,918

Total Shares: 958,317

Institutional Ownership Trend

22 quarters

Holder Concentration

Across 31 13F filers · Δ vs Dec 31, 2025

Top Holder

11.7%

−1.3 pts

Top 5

52.0%

−1.4 pts

Top 10

82.9%

+0.1 pts

HHI

793

Broadly held−17

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -4

Institutional value: -6.0%

Shares held: -3.4%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mid Modern Wealth Management, LLC	+7,061	89,147
Small Patriot Financial Group Insurance Agency, LLC	+6,386	12,772
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+4,114	14,940
Large Cetera Investment Advisers	+3,860	83,681
Small Navis Wealth Advisors, LLC	+2,760	11,381

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−18,203	107,725
Small Rothschild Wealth LLC	−16,732	112,520
Mid HARBOUR INVESTMENTS, INC.	−3,264	10,046
Large Cambridge Investment Research Advisors, Inc.	−1,443	93,036
Mega ENVESTNET ASSET MANAGEMENT INC	−1,269	5,089

Top New Positions

vs Dec 31, 2025

No new positions this quarter.

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Large Kestra Advisory Services, LLC	7,134	$310,428
Mid Moors & Cabot, Inc.	5,050	$219,745
Mid INDEPENDENT FINANCIAL GROUP, LLC	5,017	$218,309
Mega UBS Group AG	114	$4,960

Filter: New 0 Increased 11 Reduced 11 Sold out 4 Unchanged 9

Showing 31 of 31

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Rothschild Wealth LLC OCTT

$4,761,958

11.74%

112,520

OSAIC HOLDINGS, INC. OCTT

$4,559,029

11.24%

107,725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	105,941	$4,483,529	98.3%	Defined
Osaic Advisory Services, LLC	1,784	$75,500	1.7%	Defined

COMMONWEALTH EQUITY SERVICES, LLC OCTT

$4,060,953

10.01%

95,956

Cambridge Investment Research Advisors, Inc. OCTT

$3,937,376

9.71%

93,036

Modern Wealth Management, LLC OCTT

$3,772,790

9.30%

89,147

Cetera Investment Advisers OCTT

$3,541,463

8.73%

83,681

RAYMOND JAMES FINANCIAL INC OCTT

$3,526,777

8.70%

83,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	4,003	$169,410	4.8%	Defined
Raymond James Financial Services Advisors, Inc.	79,331	$3,357,367	95.2%	Defined

LPL Financial LLC OCTT

$3,059,173

7.54%

72,285

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC OCTT

$1,530,962

3.77%

36,175

OLD MISSION CAPITAL LLC OCTT

$861,909

2.13%

20,366

MML INVESTORS SERVICES, LLC OCTT

$861,613

2.12%

20,359

Sanctuary Advisors, LLC OCTT

$635,788

1.57%

15,023

SUSQUEHANNA INTERNATIONAL GROUP, LLP OCTT

$632,275

1.56%

14,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	14,940	$632,275	100.0%	Other

PANORAMIC INVESTMENT ADVISORS, LLC OCTT

$560,753

1.38%

13,250

Patriot Financial Group Insurance Agency, LLC OCTT

$540,523

1.33%

12,772

Bleakley Financial Group, LLC OCTT

$520,971

1.28%

12,310

Navis Wealth Advisors, LLC OCTT

$481,655

1.19%

11,381

HARBOUR INVESTMENTS, INC. OCTT

$425,156

1.05%

10,046

Strategic Blueprint, LLC OCTT

$358,247

0.88%

8,465

Focus Financial Network, Inc. OCTT

$326,506

0.81%

7,715

Mayflower Financial Advisors, LLC OCTT

$251,429

0.62%

5,941

Spire Wealth Management OCTT

$241,441

0.60%

5,705

NATIONS FINANCIAL GROUP INC, /IA/ /ADV OCTT

$230,183

0.57%

5,439

ENVESTNET ASSET MANAGEMENT INC OCTT

$215,371

0.53%

5,089

Allianz SE OCTT

$211,605

0.52%

5,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Investment Management U.S. LLC	5,000	$211,605	100.0%	Defined

AE Wealth Management LLC OCTT

$179,948

0.44%

4,252

BARCLAYS PLC OCTT

$115,155

0.28%

2,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	2,721	$115,155	100.0%	Defined

AdvisorNet Financial, Inc OCTT

$84,430

0.21%

1,995

CREATIVE FINANCIAL DESIGNS INC /ADV OCTT

$38,088

0.09%

900

NBC SECURITIES, INC. OCTT

$26,789

0.07%

633

IFP Advisors, Inc OCTT

$6,602

0.02%

156

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	114	$4,960	100.0%	Defined