OCTZ · TrueShares Structured Outcome (October) ETF ETF

$46.69 -0.19 (-0.41%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 30

Total Value: $40,396,881

Total Shares: 982,869

Institutional Ownership Trend

22 quarters

Holder Concentration

Across 30 13F filers · Δ vs Dec 31, 2025

Top Holder

43.3%

+0.7 pts

Top 5

82.7%

−5.4 pts

Top 10

90.2%

−6.6 pts

HHI

2,719

Highly concentrated+150

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +11

Institutional value: +110.6%

Shares held: +118.0%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Large AE Wealth Management LLC	+320,857	425,730
Small TrueMark Investments, LLC	+82,096	274,021
Micro Networth Advisors, LLC	+8,710	9,145
Micro Quest 10 Wealth Builders, Inc.	+4,506	4,990
Micro LifeWealth Investments, LLC	+1,198	6,524

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Micro Lloyd Advisory Services, LLC.	−35,692	2,262
Mid OLD MISSION CAPITAL LLC	−3,343	10,548
Micro B.O.S.S. Retirement Advisors, LLC	−771	11,072
Small Great Lakes Retirement, Inc.	−491	5,613
Small Retirement Planning Group, LLC	−487	5,001

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Micro Wellment Financial	34,825	$1,431,342
Micro POM Investment Strategies, LLC	28,397	$1,167,145
Small SMART Wealth LLC	19,460	$799,825
Small Outlook Wealth Advisors, LLC	16,049	$659,629
Micro FWG Investments, LLC.	13,560	$557,329

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)	Open
Large Kestra Advisory Services, LLC	973	$41,405
Large ASSETMARK, INC	8	$340

Filter: New 13 Increased 10 Reduced 5 Sold out 2 Unchanged 2

Showing 30 of 30

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AE Wealth Management LLC OCTZ

$17,497,927

43.32%

425,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
B.O.S.S. Retirement Advisors, LLC	37	$1,520	0.0%	Other
SMART Wealth LLC	1	$41	0.0%	Other
Lloyd Advisory Services, LLC.	51	$2,096	0.0%	Other
Held directly	425,641	$17,494,270	100.0%	Sole

TrueMark Investments, LLC OCTZ

$11,262,537

27.88%

274,021

Authentikos Wealth Advisory, LLC OCTZ

$2,032,115

5.03%

49,442

Wellment Financial OCTZ

$1,431,342

3.54%

34,825

POM Investment Strategies, LLC OCTZ

$1,167,145

2.89%

28,397

SMART Wealth LLC OCTZ

$799,825

1.98%

19,460

Outlook Wealth Advisors, LLC OCTZ

$659,629

1.63%

16,049

FWG Investments, LLC. OCTZ

$557,329

1.38%

13,560

Elevated Capital Advisors, LLC OCTZ

$523,256

1.30%

12,731

Integrated Wealth Management OCTZ

$491,691

1.22%

11,963

B.O.S.S. Retirement Advisors, LLC OCTZ

$455,070

1.13%

11,072

OLD MISSION CAPITAL LLC OCTZ

$433,533

1.07%

10,548

HOWARD BAILEY SECURITIES, LLC OCTZ

$428,477

1.06%

10,425

FSA Advisors, Inc. OCTZ

$389,760

0.96%

9,483

Networth Advisors, LLC OCTZ

$375,868

0.93%

9,145

LifeWealth Investments, LLC OCTZ

$268,142

0.66%

6,524

Great Lakes Retirement, Inc. OCTZ

$230,699

0.57%

5,613

Aptus Capital Advisors, LLC OCTZ

$226,055

0.56%

5,500

Retirement Planning Group, LLC OCTZ

$205,546

0.51%

5,001

Quest 10 Wealth Builders, Inc. OCTZ

$205,093

0.51%

4,990

Csenge Advisory Group OCTZ

$204,025

0.51%

4,964

Capital Investment Advisory Services, LLC OCTZ

$144,675

0.36%

3,520

JPMORGAN CHASE & CO OCTZ

$118,864

0.29%

2,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	2,892	$118,864	100.0%	Defined

Kingdom Financial Group LLC. OCTZ

$92,970

0.23%

2,262

Lloyd Advisory Services, LLC. OCTZ

$92,970

0.23%

2,262

OSAIC HOLDINGS, INC. OCTZ

$54,047

0.13%

1,315

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,315	$54,047	100.0%	Defined

Arax Advisory Partners OCTZ

$24,660

0.06%

600

Key Capital Management, INC OCTZ

$12,864

0.03%

313

Decker Retirement Planning Inc. OCTZ

$7,110

0.02%

173

UBS Group AG OCTZ

$3,657

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	89	$3,657	100.0%	Defined