OUSA · ALPS | OShares U.S. Quality Dividend ETF · Holdings ETF

$62.53 -0.17 (-0.27%)

Volume · Oct 21 3821 Avg daily vol (3M) 19.33K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 26

Total Value: $8,763,051

Total Shares: 147,328

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 26 13F filers · Δ vs Jun 30, 2026

Top Holder

21.3%

−42.8 pts

Top 5

66.5%

−18.4 pts

Top 10

91.2%

−3.4 pts

HHI

1,139

Broadly held−3,117

Who Holds OUSA

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 130 filers, like-for-like change -3.6%; actively managed books -5.0%; index-like books +0.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	21.9%	73	-7.4%	3	9
Adviser	1.1%	3	+3.2%	0	0
Bank	19.4%	10	-2.9%	1	0
Broker-dealer	8.9%	1	-1.7%	0	0
Holding company	31.2%	6	-0.1%	0	0
Unknown	17.4%	37	-6.7%	5	5

Style	Share	Filers	Change	New	Exited
Index-like	28.5%	4	+0.1%	0	0
Systematic-like	0.5%	3	+156.8%	1	0
Concentrated	2.2%	17	-0.2%	0	1
Diversified active	68.8%	106	-5.5%	8	13
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	92.0%	94	-5.0%	2	11
Medium turnover	5.8%	19	+12.4%	4	1
High turnover	1.3%	6	+67.3%	3	2
Unknown	0.9%	11	-0.7%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.1%	13	+17.8%	2	1
Medium horizon	7.8%	24	-12.7%	2	4
Long horizon	90.8%	92	-3.2%	4	9
Unknown	0.3%	1	new	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.2%	41	-17.6%	2	4
$1B to $10B	12.5%	34	+2.4%	5	5
$10B to $100B	18.6%	33	-8.2%	1	4
$100B or more	63.7%	22	-2.0%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	21.3%	68	-3.9%	3	7
Pooled investment vehicles	0.3%	1	+89.1%	0	0
Other investment advisers	0.0%	1	0.0%	0	0
Diversified	0.2%	2	-27.3%	0	1
Registered funds and BDCs	0.0%	0	-100.0%	0	1
Corporations	0.0%	0	—	0	0
Unknown	78.2%	58	-2.5%	6	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.9%	4	+14.6%	1	0
Private equity funds	0.1%	2	-56.5%	0	1
Securitized asset funds	0.1%	1	0.0%	0	0
Other private funds	2.8%	3	-21.5%	0	0
No private funds	17.9%	62	-4.9%	2	7
Real estate funds	0.0%	1	-28.2%	0	1
Private funds, type not stated	0.0%	0	—	0	0
Unknown	78.1%	57	-2.5%	6	5

Location	Share	Filers	Change	New	Exited
United States	91.8%	125	-3.5%	8	14
Outside the US	8.2%	5	-4.8%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

130 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.54% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.141%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

68.5%

of 13F shares, Herfindahl 0.095

Active holders

-5.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 18.8 quarters

Under 1 year 11.7% 1 to 3 years 19.7% 3 years or more 68.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -104

Institutional value: -63.4%

Shares held: -97.5%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+750	20,090
Mid Focus Financial Network, Inc.	+27	7,978
Small Beacon Financial Advisory LLC	+22	6,721
Large DAVENPORT & Co LLC	+20	31,386
Small Triumph Capital Management	+2	846

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	−31,207	9,725
Small Elmwood Wealth Management, Inc.	−728	6,508
Small Grandview Asset Management LLC	−713	8,484
Small Tempo Wealth, LLC	−281	18,401
Mid CoreCap Advisors, LLC	−50	90

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Schear Investment Advisers, LLC	18,401	$1,094,491
Mid IFP Advisors, Inc	410	$24,386
Mid GAMMA Investing LLC	61	$3,628
Small GK Wealth Management LLC	51	$3,033
Mid Blue Trust, Inc.	4	$237

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid SALEM INVESTMENT COUNSELORS INC	1,250	$0

Filter: New 5 Increased 5 Reduced 6 Sold out 1 Unchanged 9

Holder type: Registered adviser 15 Unknown 11

Showing 26 of 26

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

DAVENPORT & Co LLC OUSA

$1,866,839

21.30%

31,386

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OUSA

$1,194,953

13.64%

20,090

Schear Investment Advisers, LLC OUSA

$1,094,491

12.49%

18,401

Tempo Wealth, LLC OUSA

$1,094,491

12.49%

18,401

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. OUSA

$578,436

6.60%

9,725

Grandview Asset Management LLC OUSA

$504,628

5.76%

8,484

Focus Financial Network, Inc. OUSA

$474,531

5.42%

7,978

Beacon Financial Advisory LLC OUSA

$399,765

4.56%

6,721

Burns Matteson Capital Management, LLC OUSA

$393,817

4.49%

6,621

Elmwood Wealth Management, Inc. OUSA

$387,095

4.42%

6,508

Next Level Private LLC OUSA

$276,046

3.15%

4,641

Capstone Wealth Management Group, Inc. OUSA

$269,444

3.07%

4,530

PRIVATE TRUST CO NA OUSA

$73,933

0.84%

1,243

Triumph Capital Management OUSA

$50,320

0.57%

846

TD Waterhouse Canada Inc. OUSA

$29,740

0.34%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	500	$29,740	100.0%	Defined

IFP Advisors, Inc OUSA

$24,386

0.28%

410

Rosenberg Matthew Hamilton OUSA

$18,914

0.22%

318

Dorato Capital Management OUSA

$11,420

0.13%

192

CoreCap Advisors, LLC OUSA

$5,353

0.06%

MATHER GROUP, LLC. OUSA

$4,163

0.05%

GAMMA Investing LLC OUSA

$3,628

0.04%

Farther Finance Advisors, LLC OUSA

$3,092

0.04%

GK Wealth Management LLC OUSA

$3,033

0.03%

Blue Trust, Inc. OUSA

$237

0.00%

USA FINANCIAL FORMULAS OUSA

$178

0.00%

BEACON INVESTMENT ADVISORY SERVICES, INC. OUSA

$118

0.00%