PFRL · PGIM Floating Rate Income ETF ETF

$49.85 +0.09 (+0.17%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 28

Total Value: $74,296,094

Total Shares: 1,525,399

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 28 13F filers · Δ vs Dec 31, 2025

Top Holder

44.9%

+4.0 pts

Top 5

84.8%

+0.9 pts

Top 10

94.2%

−0.7 pts

HHI

2,684

Highly concentrated+295

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +4.7%

Shares held: -23.6%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Large PRUDENTIAL FINANCIAL INC	+100,000	685,097
Large OSAIC HOLDINGS, INC.	+75,053	76,808
Small Inspire Advisors, LLC	+28,389	37,320
Mega RAYMOND JAMES FINANCIAL INC	+16,756	350,225
Large Kestra Advisory Services, LLC	+14,345	21,051

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	−35,391	43,363
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−28,720	18,105
Mid Wealthcare Advisory Partners LLC	−3,993	22,208
Large MML INVESTORS SERVICES, LLC	−2,863	6,804
Large Cetera Investment Advisers	−1,941	26,414

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega JANE STREET GROUP, LLC	9,927	$483,504
Small STANCE CAPITAL LLC	882	$42,958
Mid Strategic Wealth Partners, Ltd.	100	$4,870
Mega UBS Group AG	85	$4,140

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Small ROVIN CAPITAL /UT/ /ADV	71,268	$3,540,594
Small FOUNDERS FINANCIAL SECURITIES LLC	7,638	$379,455
Small TBH Global Asset Management, LLC	6,810	$338,320
Micro Greenline Wealth Management LLC	348	$17,288
Small Arete Wealth Advisors, LLC	568,227	$333

Filter: New 4 Increased 11 Reduced 10 Sold out 5 Unchanged 3

Showing 28 of 28

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRUDENTIAL FINANCIAL INC PFRL

$33,368,334

44.91%

685,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM, Inc.	685,097	$33,368,334	100.0%	Defined

RAYMOND JAMES FINANCIAL INC PFRL

$17,058,058

22.96%

350,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	347,797	$16,939,800	99.3%	Defined
Raymond James Financial Services Advisors, Inc.	2,428	$118,258	0.7%	Defined

MOODY NATIONAL BANK TRUST DIVISION PFRL

$6,745,001

9.08%

138,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MOODY BANCSHARES INC joint	46,467	$2,263,221	33.6%	Defined
Held directly	92,017	$4,481,780	66.4%	Sole

OSAIC HOLDINGS, INC. PFRL

$3,741,010

5.04%

76,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,414	$117,576	3.1%	Defined
CW Advisors, LLC	74,394	$3,623,434	96.9%	Sole

KESTRA PRIVATE WEALTH SERVICES, LLC PFRL

$2,112,038

2.84%

43,363

Inspire Advisors, LLC PFRL

$1,817,707

2.45%

37,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Inspire Investing, LLC	37,320	$1,817,707	100.0%	Defined

Mariner, LLC PFRL

$1,783,126

2.40%

36,610

Cetera Investment Advisers PFRL

$1,286,520

1.73%

26,414

Wealthcare Advisory Partners LLC PFRL

$1,081,662

1.46%

22,208

Kestra Advisory Services, LLC PFRL

$1,025,310

1.38%

21,051

SHEETS SMITH WEALTH MANAGEMENT PFRL

$925,219

1.25%

18,996

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC PFRL

$881,822

1.19%

18,105

JANE STREET GROUP, LLC PFRL

$483,504

0.65%

9,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	9,927	$483,504	100.0%	Defined

Secure Asset Management, LLC PFRL

$435,285

0.59%

8,937

Summit Financial, LLC PFRL

$431,389

0.58%

8,857

MML INVESTORS SERVICES, LLC PFRL

$331,395

0.45%

6,804

Tactive Advisors, LLC PFRL

$322,482

0.43%

6,621

ENVESTNET ASSET MANAGEMENT INC PFRL

$278,549

0.37%

5,719

CoreCap Advisors, LLC PFRL

$52,602

0.07%

1,080

STANCE CAPITAL LLC PFRL

$42,958

0.06%

882

ROYAL BANK OF CANADA PFRL

$39,841

0.05%

818

Colonial Trust Advisors PFRL

$21,820

0.03%

448

MORGAN STANLEY PFRL

$7,353

0.01%

151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	151	$7,353	100.0%	Defined

Triumph Capital Management PFRL

$7,305

0.01%

150

PNC FINANCIAL SERVICES GROUP, INC. PFRL

$6,770

0.01%

139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	139	$6,770	100.0%	Defined

Strategic Wealth Partners, Ltd. PFRL

$4,870

0.01%

100

UBS Group AG PFRL

$4,140

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	85	$4,140	100.0%	Defined

WELLS FARGO & COMPANY/MN PFRL

$24

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined