PQDI · Principal Spectrum Preferred and Income ETF ETF
$19.15
+0.01 (+0.07%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 13
Total Value: $74,642,700
Total Shares: 3,874,323
Institutional Ownership Trend
24 quarters
Holder Concentration
Across 13 13F filers · Δ vs Dec 31, 2025Top Holder
53.4%
−0.7 pts
Top 5
98.1%
−0.1 pts
Top 10
100.0%
+0.0 pts
HHI
3,709
Highly concentrated+27
Quarterly Activity
vs Dec 31, 2025
New
0
Increased
6
Decreased
2
Sold Out
0
Unchanged
5
Holder count:
0
Institutional value:
-0.4%
Shares held:
+1.2%
Top Buyers
vs Dec 31, 2025| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mid PRINCIPAL SECURITIES, INC. | +71,086 | 805,985 | |
| Mega ENVESTNET ASSET MANAGEMENT INC | +57,654 | 794,282 | |
| Large Cambridge Investment Research Advisors, Inc. | +4,350 | 15,075 | |
| Mega JANE STREET GROUP, LLC | +1,396 | 32,779 | |
| Small Capital Investment Advisory Services, LLC | +250 | 24,980 |
Top Sellers
vs Dec 31, 2025| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | −87,828 | 98,906 | |
| Mega UBS Group AG | −51 | 7 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega PRINCIPAL FINANCIAL GROUP INC PQDI | $39,829,218 | 53.36% | 2,067,332 | Shares | 2026-05-04 | |
| Mid PRINCIPAL SECURITIES, INC. Broker-Dealer PQDI | $15,528,107 | 20.80% | 805,985 | Shares | 2026-05-13 | |
| Mega ENVESTNET ASSET MANAGEMENT INC PQDI | $15,302,637 | 20.50% | 794,282 | Shares | 2026-05-04 | |
| Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC PQDI | $1,905,522 | 2.55% | 98,906 | Shares | 2026-04-08 | |
| Mega JANE STREET GROUP, LLC PQDI | $631,520 | 0.85% | 32,779 | Shares | 2026-05-12 | |
| Small HARBOR INVESTMENT ADVISORY, LLC PQDI | $605,857 | 0.81% | 31,447 | Shares | 2026-04-23 | |
| Small Capital Investment Advisory Services, LLC PQDI | $481,264 | 0.64% | 24,980 | Shares | 2026-05-05 | |
| Large Cambridge Investment Research Advisors, Inc. PQDI | $290,434 | 0.39% | 15,075 | Shares | 2026-04-30 | |
| Large OSAIC HOLDINGS, INC. PQDI | $49,243 | 0.07% | 2,556 | Shares | 2026-05-15 | |
| Mid CoreCap Advisors, LLC PQDI | $17,050 | 0.02% | 885 | Shares | 2026-04-07 | |
| Large ASSETMARK, INC PQDI | $1,695 | 0.00% | 88 | Shares | 2026-05-06 | |
| Mega UBS Group AG PQDI | $134 | 0.00% | 7 | Shares | 2026-05-05 | |
| Mega MORGAN STANLEY PQDI | $19 | 0.00% | 1 | Shares | 2026-05-15 |