PQX · PGIM S&P 500 Quarterly Buffer 10 ETF · Fund Operations ETF
$25.67
+0.06 (+0.23%)
At close · Oct 21
Return incl. dividend (before tax)
Volume · Oct 21
464
Avg daily vol (3M)
4016
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover PGIM Rock ETF Trust and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-01-13 | 2025-10-31 | N-1A | 811-23901 | Original | — | — |
| 2025-01-14 | 2024-10-31 | N-1A | 811-23901 | Original | Yes | — |
Showing 1–2 of 2 filings
Service providers (latest report, filed 2026-01-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | PGIM INVESTMENTS LLC | US | — |
| Sub-Adviser | PGIM Quantitative Solutions LLC | US | Yes |
| Custodian | The Bank of New York Mellon | US | — |
| Transfer Agent | The Bank of New York Mellon | US | — |
| Administrator | PGIM INVESTMENTS LLC | US | Yes |
| Pricing Service | Bloomberg Finance L.P. | US | — |
| Pricing Service | Chicago Board Options Exchange (CBOE) | US | — |
| Pricing Service | Intercontinental Exchange, Inc. | US | — |
| Pricing Service | LSEG US FIN CORP. | US | — |
| Pricing Service | PricingDirect Inc. | US | — |
| Pricing Service | S&P Global Market Intelligence | US | — |
| Principal Underwriter | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | US | Yes |
| Independent Public Accountant | PricewaterhouseCoopers LLP | US | — |