RFFC · ALPS Active Equity Opportunity ETF ETF
$77.27
-0.30 (-0.39%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 18
Total Value: $16,554,364
Total Shares: 249,512
Institutional Ownership Trend
25 quarters
Holder Concentration
Across 18 13F filers · Δ vs Dec 31, 2025Top Holder
66.4%
+1.1 pts
Top 5
87.8%
+1.1 pts
Top 10
98.1%
+1.6 pts
HHI
4,555
Highly concentrated+141
Quarterly Activity
vs Dec 31, 2025
New
1
Increased
4
Decreased
6
Sold Out
1
Unchanged
7
Holder count:
0
Institutional value:
-2.7%
Shares held:
-1.6%
Top Buyers
vs Dec 31, 2025| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Micro Arsenal Capital Advisors LLC | +834 | 7,546 | |
| Mid Prospera Financial Services Inc | +174 | 4,233 | |
| Mega ENVESTNET ASSET MANAGEMENT INC | +62 | 11,028 | |
| Micro EVOLUTION WEALTH MANAGEMENT INC. | +13 | 289 |
Top Sellers
vs Dec 31, 2025| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Small Elevated Capital Advisors, LLC | −2,227 | 208 | |
| Large OSAIC HOLDINGS, INC. | −798 | 13,614 | |
| Mega UBS Group AG | −347 | 716 | |
| Small Fermata Advisors, LLC | −37 | 9,896 | |
| Mega CITADEL ADVISORS LLC | −36 | 18,762 |
Top New Positions
vs Dec 31, 2025| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mid Smartleaf Asset Management LLC | 3 | $199 |
Top Sold-Out Positions
vs Dec 31, 2025| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Large NewEdge Advisors, LLC | 1,662 | $111,467 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Large ALPS ADVISORS INC RFFC | $10,992,702 | 66.40% | 165,685 | Shares | 2026-05-08 | |
| Mega CITADEL ADVISORS LLC RFFC | $1,244,802 | 7.52% | 18,762 | Shares | 2026-05-15 | |
| Large OSAIC HOLDINGS, INC. RFFC | $903,248 | 5.46% | 13,614 | Shares | 2026-05-15 | |
| Mega ENVESTNET ASSET MANAGEMENT INC RFFC | $731,674 | 4.42% | 11,028 | Shares | 2026-05-04 | |
| Small Fermata Advisors, LLC RFFC | $656,569 | 3.97% | 9,896 | Shares | 2026-04-08 | |
| Micro Arsenal Capital Advisors LLC RFFC | $500,654 | 3.02% | 7,546 | Shares | 2026-05-07 | |
| Small Koshinski Asset Management, Inc. RFFC | $352,700 | 2.13% | 5,316 | Shares | 2026-04-27 | |
| Mid RiverFront Investment Group, LLC RFFC | $330,540 | 2.00% | 4,982 | Shares | 2026-05-11 | |
| Mid Prospera Financial Services Inc RFFC | $280,846 | 1.70% | 4,233 | Shares | 2026-04-14 | |
| Mid Stratos Wealth Partners, LTD. RFFC | $241,304 | 1.46% | 3,637 | Shares | 2026-04-28 | |
| Mid GAMMA Investing LLC RFFC | $158,502 | 0.96% | 2,389 | Shares | 2026-04-06 | |
| Mega JPMORGAN CHASE & CO RFFC | $73,180 | 0.44% | 1,103 | Shares | 2026-05-13 | |
| Mega UBS Group AG RFFC | $47,504 | 0.29% | 716 | Shares | 2026-05-05 | |
| Micro EVOLUTION WEALTH MANAGEMENT INC. RFFC | $19,174 | 0.12% | 289 | Shares | 2026-04-27 | |
| Small Elevated Capital Advisors, LLC RFFC | $13,800 | 0.08% | 208 | Shares | 2026-04-30 | |
| Small Triumph Capital Management RFFC | $6,900 | 0.04% | 104 | Shares | 2026-05-13 | |
| Mid Smartleaf Asset Management LLC RFFC | $199 | 0.00% | 3 | Shares | 2026-05-15 | |
| Mega WELLS FARGO & COMPANY/MN RFFC | $66 | 0.00% | 1 | Shares | 2026-05-11 |