SEPI · Shelton Equity Premium Income ETF · Fund Operations ETF
$28.72
+0.13 (+0.45%)
At close · Oct 28
Return incl. dividend (before tax)
Volume · Oct 28
67.35K
Avg daily vol (3M)
65.06K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Shelton Equity Premium Income ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-03-16 | 2025-12-31 | N-1A | 811-05617 | Original | — | — |
| 2025-03-13 | 2024-12-31 | N-1A | 811-05617 | Original | — | — |
| 2023-03-13 | 2022-12-31 | N-1A | 811-05617 | Original | — | — |
| 2022-06-01 | 2021-12-31 | N-1A | 811-05617 | Amendment | — | — |
| 2022-03-16 | 2021-12-31 | N-1A | 811-05617 | Original | — | — |
| 2021-03-16 | 2020-12-31 | N-1A | 811-04417 | Original | — | — |
| 2020-12-14 | 2020-09-30 | N-1A | 811-04417 | Original | — | — |
| 2020-01-14 | 2019-10-31 | N-1A | 811-05617 | Original | — | — |
Showing 1–8 of 8 filings
Service providers (latest report, filed 2026-03-16)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | CCM Partners, LP. dba Shelton Capital Management | US | — |
| Sub-Adviser | ICON ADVISERS | US | — |
| Sub-Adviser | Vident Advisory, LLC | US | — |
| Custodian | State Street Bank and Trust Company | US | — |
| Custodian | U.S. BANK, N.A. | US | — |
| Custodian | Wells Fargo Securities, LLC | US | — |
| Transfer Agent | Paralel Technologies LLC | US | — |
| Transfer Agent | State Street Bank and Trust Company | US | — |
| Transfer Agent | Ultimus Fund Solutions | US | — |
| Administrator | SHELTON CAPITAL MANAGEMENT | US | Yes |
| Pricing Service | Paralel Technologies LLC | US | — |
| Pricing Service | Ultimus Fund Solutions | US | — |
| Shareholder Servicing Agent | Paralel Technologies LLC | US | — |
| Shareholder Servicing Agent | State Street Bank and Trust Company | US | — |
| Shareholder Servicing Agent | Ultimus Fund Solutions | US | — |
| Principal Underwriter | Paralel Distributors LLC | US | — |
| Principal Underwriter | RFS PARTNERS | US | Yes |
| Independent Public Accountant | Cohen & Company Ltd. | US | — |