SIHY · Harbor Ares Systematic High Yield ETF ETF

$45.20 +0.05 (+0.10%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 43

Total Value: $81,549,541

Total Shares: 1,820,059

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 43 13F filers · Δ vs Dec 31, 2025

Top Holder

14.2%

−23.8 pts

Top 5

57.5%

−9.7 pts

Top 10

75.2%

−7.1 pts

HHI

803

Broadly held−929

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: -20.1%

Shares held: -18.5%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Micro BlueStem Wealth Partners, LLC	+99,683	258,668
Mega LPL Financial LLC	+36,970	204,521
Mega JANE STREET GROUP, LLC	+25,865	56,369
Large TRUIST FINANCIAL CORP	+16,691	24,208
Mega ROYAL BANK OF CANADA	+11,057	91,803

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Small Pictet North America Advisors SA	−591,710	257,422
Small Archford Capital Strategies, LLC	−42,578	5,000
Large OSAIC HOLDINGS, INC.	−25,392	50,394
Mega JPMORGAN CHASE & CO	−12,675	49,748
Small WT Wealth Management	−7,918	125,948

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mid Integrated Wealth Concepts LLC	53,024	$2,375,793
Mid Independent Advisor Alliance	14,910	$668,056
Mega CITADEL ADVISORS LLC	14,365	$643,638
Mid Equitable Holdings, Inc.	10,753	$481,798
Small Proactive Wealth Strategies LLC	4,468	$200,193

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Small Worth Financial Advisory Group, LLC	6,377	$291,301
Large HighTower Advisors, LLC	4,986	$227,760
Mega RAYMOND JAMES FINANCIAL INC	4,561	$208,346
Mid Global Retirement Partners, LLC	700	$31,976
Large NewEdge Advisors, LLC	235	$10,734

Filter: New 5 Increased 20 Reduced 14 Sold out 6 Unchanged 4

Showing 43 of 43

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlueStem Wealth Partners, LLC SIHY

$11,589,878

14.21%

258,668

Pictet North America Advisors SA SIHY

$11,534,050

14.14%

257,422

LPL Financial LLC SIHY

$9,163,767

11.24%

204,521

CROBAN SIHY

$8,968,010

11.00%

200,152

WT Wealth Management SIHY

$5,643,226

6.92%

125,948

ROYAL BANK OF CANADA SIHY

$4,113,325

5.04%

91,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	91,803	$4,113,325	100.0%	Defined

FLAGSHIP HARBOR ADVISORS, LLC SIHY

$3,143,275

3.85%

70,153

JANE STREET GROUP, LLC SIHY

$2,525,669

3.10%

56,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	56,369	$2,525,669	100.0%	Defined

Integrated Wealth Concepts LLC SIHY

$2,375,793

2.91%

53,024

OSAIC HOLDINGS, INC. SIHY

$2,257,953

2.77%

50,394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	50,394	$2,257,953	100.0%	Defined

JPMORGAN CHASE & CO SIHY

$2,229,008

2.73%

49,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	49,748	$2,229,008	100.0%	Other

Beta Wealth Group, Inc. SIHY

$1,979,708

2.43%

44,184

ENVESTNET ASSET MANAGEMENT INC SIHY

$1,919,489

2.35%

42,840

Private Advisor Group, LLC SIHY

$1,800,842

2.21%

40,192

IFP Advisors, Inc SIHY

$1,612,523

1.98%

35,989

BANQUE PICTET & CIE SA SIHY

$1,415,869

1.74%

31,600

MML INVESTORS SERVICES, LLC SIHY

$1,318,595

1.62%

29,429

TRUIST FINANCIAL CORP SIHY

$1,084,663

1.33%

24,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	24,208	$1,084,663	100.0%	Defined

Independent Advisor Alliance SIHY

$668,056

0.82%

14,910

CITADEL ADVISORS LLC SIHY

$643,638

0.79%

14,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	14,365	$643,638	100.0%	Defined

GREENWOOD CAPITAL ASSOCIATES LLC SIHY

$557,834

0.68%

12,450

Stratos Wealth Partners, LTD. SIHY

$548,380

0.67%

12,239

Equitable Holdings, Inc. SIHY

$481,798

0.59%

10,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	10,753	$481,798	100.0%	Defined

Rockefeller Capital Management L.P. SIHY

$474,495

0.58%

10,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	10,590	$474,495	100.0%	Defined

SK Wealth Management, LLC SIHY

$444,968

0.55%

9,931

COMMONWEALTH EQUITY SERVICES, LLC SIHY

$428,300

0.53%

9,559

Steward Partners Investment Advisory, LLC SIHY

$353,474

0.43%

7,889

LongView Wealth Management SIHY

$337,120

0.41%

7,524

Independence Asset Advisors, LLC SIHY

$280,395

0.34%

6,258

Cambridge Investment Research Advisors, Inc. SIHY

$250,689

0.31%

5,595

Janney Montgomery Scott LLC SIHY

$227,345

0.28%

5,074

Archford Capital Strategies, LLC SIHY

$224,030

0.27%

5,000

BAR HARBOR WEALTH MANAGEMENT SIHY

$218,474

0.27%

4,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAR HARBOR BANKSHARES joint	4,876	$218,474	100.0%	Defined

Kestra Advisory Services, LLC SIHY

$209,736

0.26%

4,681

Proactive Wealth Strategies LLC SIHY

$200,193

0.25%

4,468

WELLS FARGO & COMPANY/MN SIHY

$89,880

0.11%

2,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	2,006	$89,880	100.0%	Defined

TOTH FINANCIAL ADVISORY CORP SIHY

$60,980

0.07%

1,361

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC SIHY

$52,064

0.06%

1,162

Strategic Wealth Partners, Ltd. SIHY

$43,417

0.05%

969

1620 INVESTMENT ADVISORS, INC. SIHY

$36,875

0.05%

823

UBS Group AG SIHY

$20,655

0.03%

461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	461	$20,655	100.0%	Defined

TFC Financial Management, Inc. SIHY

$14,830

0.02%

331

MORGAN STANLEY SIHY

$6,272

0.01%

140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	140	$6,272	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	308	$14,069	6.8%	Defined
Raymond James Financial Services Advisors, Inc.	4,253	$194,277	93.2%	Defined