SMBS · Schwab Mortgage-Backed Securities ETF ETF

Alerts for SMBS

$24.84 +0.01 (+0.04%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $4,460,294

Total Shares: 175,464

Institutional Ownership Trend

7 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2026

Top Holder

92.0%

−6.8 pts

Top 5

100.0%

+0.5 pts

Top 10

100.0%

+0.2 pts

HHI

8,527

Highly concentrated−1,233

Quarterly Activity

vs Mar 31, 2026

New

1

Increased

1

Decreased

0

Sold Out

76

Unchanged

0

Holder count: -75

Institutional value: -99.9%

Shares held: -99.9%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+91,198	161,415

Top Sellers

vs Mar 31, 2026

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	14,049	$357,125

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC	234,773,256	$5,998,456,690
Mega JPMORGAN CHASE & CO	616,794	$15,759,086
Small CacheTech Inc.	386,649	$9,878,881
Small Adams Wealth Management	349,688	$8,934,528
Mega GOLDMAN SACHS GROUP INC	326,624	$8,345,243

Filter: New 1 Increased 1 Reduced 0 Sold out 76 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC SMBS

$4,103,169

91.99%

161,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	161,415	$4,103,169	100.0%	Defined

Corient Private Wealth LLC SMBS

$357,125

8.01%

14,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	155	$3,960	0.0%	Defined
J.P. Morgan Securities LLC	616,328	$15,747,180	99.9%	Defined
55I, LLC	311	$7,946	0.1%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Adams Wealth Management joint	386,649	$9,878,881	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CacheTech Inc.	349,688	$8,934,528	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	326,624	$8,345,243	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	265,070	$6,772,538	96.5%	Other
G1 EXECUTION SERVICES, LLC	9,562	$244,309	3.5%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	67,653	$1,728,534	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANAGED ACCOUNT ADVISORS LLC	25,872	$661,029	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	21,511	$549,606	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	14,432	$368,737	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	10,647	$272,030	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	8,509	$217,404	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	7,211	$184,241	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,224	$56,823	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	1,667	$42,591	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CITY NATIONAL ROCHDALE, LLC	1,179	$30,123	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	473	$12,085	82.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	100	$2,555	17.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiduciary Trust Co International of Pennsylvania	240	$6,132	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	226	$5,774	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	223	$5,697	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	120	$3,066	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	140	$4	100.0%	Defined