SMTH · ALPS | Smith Core Plus Bond ETF ETF

Alerts for SMTH

$25.29 +0.02 (+0.08%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,488,697

Total Shares: 96,686

Institutional Ownership Trend

11 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2026

Top Holder

100.0%

+46.8 pts

Top 5

100.0%

+22.5 pts

Top 10

100.0%

+12.7 pts

HHI

10,000

Highly concentrated+6,966

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

1

Decreased

0

Sold Out

81

Unchanged

0

Holder count: -81

Institutional value: -99.9%

Shares held: -99.9%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+2,139	96,686

Top Sellers

vs Mar 31, 2026

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	42,086,273	$1,083,931,961
Mid Annex Advisory Services, LLC	8,057,413	$207,518,671
Small SHUFRO ROSE & CO LLC	5,106,384	$131,514,919
Small Stratos Investment Management, LLC	3,427,061	$88,263,956
Small Hamilton Wealth, LLC	2,653,258	$68,334,659

Filter: New 0 Increased 1 Reduced 0 Sold out 81 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC SMTH

$2,488,697

100.00%

96,686

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	96,686	$2,488,697	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	2,208,171	$56,871,444	100.0%	Defined
Held directly	2	$51	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	731,969	$18,851,861	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	575	$14,809	0.4%	Defined
Raymond James Financial Services Advisors, Inc.	140,885	$3,628,493	99.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	74,039	$1,906,874	63.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	42,162	$1,085,882	36.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST FOUNDATION BANK	19,149	$493,182	16.7%	Defined
Held directly	95,443	$2,458,134	83.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	9,129	$235,117	14.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	55,888	$1,439,395	86.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	49,627	$1,278,143	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	39,733	$1,023,323	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	23,917	$615,982	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	20,838	$536,682	90.0%	Defined
Osaic Advisory Services, LLC	2,325	$59,880	10.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	17,190	$442,728	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	5,633	$145,077	37.1%	Sole
Held directly	9,554	$246,063	62.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	10,010	$257,807	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
13F MANAGER	9,000	$231,795	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	7,486	$192,801	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Johnson Wealth Inc.	2,087	$53,750	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	934	$24,055	100.0%	Defined