SPD · Simplify US Equity PLUS Downside Convexity ETF ETF

$42.46 -0.25 (-0.58%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 43

Total Value: $62,664,022

Total Shares: 1,723,024

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 43 13F filers · Δ vs Dec 31, 2025

Top Holder

16.8%

−4.0 pts

Top 5

61.3%

−1.1 pts

Top 10

83.6%

+1.9 pts

HHI

934

Broadly held−58

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: -14.0%

Shares held: -7.1%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Large COMMONWEALTH EQUITY SERVICES, LLC	+33,514	288,992
Micro EVOLUTION WEALTH MANAGEMENT INC.	+15,984	130,790
Small Ironsides Asset Advisors, LLC	+10,994	115,605
Small Elevated Capital Advisors, LLC	+8,327	23,631
Micro Authentikos Wealth Advisory, LLC	+7,588	198,213

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mega LPL Financial LLC	−146,501	238,299
Micro Lloyd Advisory Services, LLC.	−45,760	1,885
Large CWM, LLC	−42,246	1,340
Micro B.O.S.S. Retirement Advisors, LLC	−2,095	22,244
Micro LifeWealth Investments, LLC	−2,073	8,904

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mid OLD MISSION CAPITAL LLC	48,047	$1,747,421
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	27,537	$1,001,493
Mega JANE STREET GROUP, LLC	17,867	$649,804
Micro ENTREWEALTH, LLC	14,606	$531,205
Mega UBS Group AG	82	$2,982

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid GTS SECURITIES LLC	24,985	$980,911
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	21,727	$853,002
Micro Sollinda Capital Management LLC	14,197	$557,374
Small Kathmere Capital Management, LLC	7,676	$301,359
Micro Pathway Financial Advisors LLC	7,090	$278,353

Filter: New 6 Increased 9 Reduced 16 Sold out 7 Unchanged 12

Showing 43 of 43

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

COMMONWEALTH EQUITY SERVICES, LLC SPD

$10,510,350

16.77%

288,992

LPL Financial LLC SPD

$8,666,696

13.83%

238,299

Authentikos Wealth Advisory, LLC SPD

$7,208,808

11.50%

198,213

AE Wealth Management LLC SPD

$6,596,716

10.53%

181,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tounjian Advisory Group, LLC	22	$800	0.0%	Other
B.O.S.S. Retirement Advisors, LLC	477	$17,348	0.3%	Other
Montgomery Financial Services	154	$5,600	0.1%	Other
SMART Wealth LLC	0	$0	0.0%	Other
The Lifewealth Group	66	$2,400	0.0%	Other
Lloyd Advisory Services, LLC.	1,363	$49,570	0.8%	Other
Held directly	179,301	$6,520,998	98.9%	Sole

Independent Wealth Advisors LLC SPD

$5,414,762

8.64%

148,884

EVOLUTION WEALTH MANAGEMENT INC. SPD

$4,756,701

7.59%

130,790

Ironsides Asset Advisors, LLC SPD

$4,204,438

6.71%

115,605

Austin Wealth Management, LLC SPD

$1,751,021

2.79%

48,146

OLD MISSION CAPITAL LLC SPD

$1,747,421

2.79%

48,047

Steward Partners Investment Advisory, LLC SPD

$1,509,058

2.41%

41,493

Compound Planning, Inc. SPD

$1,256,876

2.01%

34,559

Park Edge Advisors, LLC SPD

$1,083,577

1.73%

29,794

SUSQUEHANNA INTERNATIONAL GROUP, LLP SPD

$1,001,493

1.60%

27,537

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	27,537	$1,001,493	100.0%	Other

Elevated Capital Advisors, LLC SPD

$859,435

1.37%

23,631

B.O.S.S. Retirement Advisors, LLC SPD

$808,992

1.29%

22,244

Fiduciary Alliance LLC SPD

$699,557

1.12%

19,235

JANE STREET GROUP, LLC SPD

$649,804

1.04%

17,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,867	$649,804	100.0%	Defined

HOWARD BAILEY SECURITIES, LLC SPD

$640,312

1.02%

17,606

INSIGNEO ADVISORY SERVICES, LLC SPD

$589,905

0.94%

16,220

ENTREWEALTH, LLC SPD

$531,205

0.85%

14,606

McCartney Wealth Management LLC SPD

$394,894

0.63%

10,858

LifeWealth Investments, LLC SPD

$323,829

0.52%

8,904

Integrated Wealth Management SPD

$320,447

0.51%

8,811

Dynamic Advisor Solutions LLC SPD

$296,989

0.47%

8,166

Centennial Advisors, LLC SPD

$286,624

0.46%

7,881

OSAIC HOLDINGS, INC. SPD

$212,649

0.34%

5,847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,847	$212,649	100.0%	Defined

Kingdom Financial Group LLC. SPD

$68,555

0.11%

1,885

Lloyd Advisory Services, LLC. SPD

$68,555

0.11%

1,885

CWM, LLC SPD

$48,734

0.08%

1,340

MORGAN STANLEY SPD

$26,803

0.04%

737

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	737	$26,803	100.0%	Defined

ROYAL BANK OF CANADA SPD

$25,458

0.04%

700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	700	$25,458	100.0%	Defined

Farther Finance Advisors, LLC SPD

$25,203

0.04%

693

Networth Advisors, LLC SPD

$22,512

0.04%

619

Quest 10 Wealth Builders, Inc. SPD

$21,094

0.03%

580

NBC SECURITIES, INC. SPD

$13,820

0.02%

380

ROTHSCHILD INVESTMENT LLC SPD

$8,401

0.01%

231

IFP Advisors, Inc SPD

$5,382

0.01%

148

UBS Group AG SPD

$2,982

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	82	$2,982	100.0%	Defined

Noble Wealth Management PBC SPD

$2,000

0.00%

Geneos Wealth Management Inc. SPD

$1,600

0.00%

ASSETMARK, INC SPD

$327

0.00%

Allworth Financial LP SPD

$36

0.00%

HANTZ FINANCIAL SERVICES, INC. SPD

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	650	$25,519	100.0%	Sole