SPSK · Sp Funds Dow Jones Global Sukuk ETF ETF

$17.85 +0.01 (+0.06%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 28

Total Value: $58,061,201

Total Shares: 3,236,411

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 28 13F filers · Δ vs Sep 30, 2023

Top Holder

43.2%

−21.6 pts

Top 5

88.9%

+5.5 pts

Top 10

94.3%

+2.1 pts

HHI

2,906

Highly concentrated−1,413

Quarterly Activity

vs Sep 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: +55.5%

Shares held: +50.7%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds
Mega ROYAL BANK OF CANADA	+232,092	245,538
Mega MANUFACTURERS LIFE INSURANCE COMPANY, THE	+33,088	137,296
Mega ENVESTNET ASSET MANAGEMENT INC	+8,811	23,977
Small SHARIAPORTFOLIO, INC.	+6,731	1,398,931
Mid SYNOVUS FINANCIAL CORP	+536	21,511

Top Sellers

vs Sep 30, 2023

Institution	Sold	Now Holds
Large NOMURA ASSET MANAGEMENT CO LTD	−18,936	30,375
Large SCOTIA CAPITAL INC.	−18,731	38,789
Mid Gladstone Institutional Advisory LLC	−3,182	12,316
Mid Apollon Wealth Management, LLC	−206	23,423

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)
Mega UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	994,000	$17,832,360
Large Focus Partners Wealth	54,453	$976,886
Mega CITADEL ADVISORS LLC	18,782	$336,949
Mid Farther Finance Advisors, LLC	14,104	$253,025
Large CWM, LLC	5,640	$101,181

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)
Mega JANE STREET GROUP, LLC	135,967	$2,364,466
Small FLOW TRADERS U.S. LLC	56,308	$979,196
Large Raymond James Financial Services Advisors, Inc.	33,854	$588,721
Small Heartwood Wealth Advisors LLC	11,022	$191,672
Mid IFP Advisors, Inc	2,604	$45,283

Filter: New 7 Increased 9 Reduced 4 Sold out 6 Unchanged 8

Showing 28 of 28

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SHARIAPORTFOLIO, INC. SPSK

$25,096,822

43.22%

1,398,931

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC SPSK

$17,832,360

30.71%

994,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS ASSET MANAGEMENT (UK) LTD	994,000	$17,832,360	100.0%	Defined

ROYAL BANK OF CANADA SPSK

$4,404,951

7.59%

245,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	20,538	$368,451	8.4%	Defined
RBC Private Counsel (USA) Inc.	225,000	$4,036,500	91.6%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE SPSK

$2,463,090

4.24%

137,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	137,296	$2,463,090	100.0%	Defined

CHILDRESS CAPITAL ADVISORS, LLC SPSK

$1,804,225

3.11%

100,570

Focus Partners Wealth SPSK

$976,886

1.68%

54,453

SCOTIA CAPITAL INC. SPSK

$695,874

1.20%

38,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	38,789	$695,874	100.0%	Defined

NOMURA ASSET MANAGEMENT CO LTD SPSK

$544,927

0.94%

30,375

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nomura Asset Management Malaysia Sdn. Bhd.	30,375	$544,927	100.0%	Sole

KESTRA PRIVATE WEALTH SERVICES, LLC SPSK

$484,380

0.83%

27,000

ENVESTNET ASSET MANAGEMENT INC SPSK

$430,147

0.74%

23,977

Apollon Wealth Management, LLC SPSK

$420,208

0.72%

23,423

PROEQUITIES, INC. SPSK

$418,073

0.72%

23,304

Vertex Planning Partners, LLC SPSK

$414,970

0.71%

23,131

SYNOVUS FINANCIAL CORP SPSK

$385,907

0.66%

21,511

CITADEL ADVISORS LLC SPSK

$336,949

0.58%

18,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	18,782	$336,949	100.0%	Defined

Farther Finance Advisors, LLC SPSK

$253,025

0.44%

14,104

TRUIST FINANCIAL CORP SPSK

$250,119

0.43%

13,942

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	13,942	$250,119	100.0%	Defined

Gladstone Institutional Advisory LLC SPSK

$220,949

0.38%

12,316

Main Street Financial Solutions, LLC SPSK

$194,882

0.34%

10,863

US BANCORP \DE\ SPSK

$143,520

0.25%

8,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	8,000	$143,520	100.0%	Defined

NATIONAL BANK OF CANADA /FI/ SPSK

$117,453

0.20%

6,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	6,547	$117,453	100.0%	Defined

CWM, LLC SPSK

$101,181

0.17%

5,640

FinTrust Capital Advisors, LLC SPSK

$23,250

0.04%

1,296

UBS Group AG SPSK

$18,316

0.03%

1,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,021	$18,316	100.0%	Sole

COMERICA BANK SPSK

$16,594

0.03%

925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	925	$16,594	100.0%	Sole

Providence Capital Advisors, LLC SPSK

$7,606

0.01%

424

Larson Financial Group LLC SPSK

$4,520

0.01%

252

MORGAN STANLEY SPSK

$17

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$17	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	135,967	$2,364,466	100.0%	Defined