THNQ · ROBO Global Artificial Intelligence ETF ETF

$90.25 +0.82 (+0.92%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 22

Total Value: $29,395,279

Total Shares: 864,059

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 22 13F filers · Δ vs Jun 30, 2023

Top Holder

54.1%

+10.9 pts

Top 5

94.6%

+2.6 pts

Top 10

99.5%

+0.6 pts

HHI

3,547

Highly concentrated+219

Quarterly Activity

vs Jun 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: +165.0%

Shares held: +180.3%

Top Buyers

vs Jun 30, 2023

Institution	Added	Now Holds
Mega UBS Group AG	+52,187	185,372
Mega LPL Financial LLC	+6,293	15,779
Large OSAIC HOLDINGS, INC.	+2,548	2,913
Mega CITADEL ADVISORS LLC	+995	9,600
Mega ROYAL BANK OF CANADA	+890	3,544

Top Sellers

vs Jun 30, 2023

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−37,744	77,753
Mid Beacon Pointe Advisors, LLC	−398	12,597
Mega MORGAN STANLEY	−58	87

Top New Positions

vs Jun 30, 2023

Institution	Acquired	Value (USD)
Small Portfolio Strategies, Inc.	467,675	$15,910,303
Mid Kingsview Wealth Management, LLC	70,555	$2,400,281
Mid Belpointe Asset Management LLC	13,841	$470,870
Mid HARBOUR INVESTMENTS, INC.	509	$17,316
Small Cape Investment Advisory, Inc.	250	$8,505

Top Sold-Out Positions

vs Jun 30, 2023

Institution	Previously Held	Last Value (USD)
Mega RAYMOND JAMES & ASSOCIATES	12,425	$447,225
Large STIFEL FINANCIAL CORP	5,611	$201,962
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	3,179	$114,424
Mega BANK OF MONTREAL /CAN/	530	$19,076
Mid Geneos Wealth Management Inc.	150	$5,399

Filter: New 8 Increased 6 Reduced 3 Sold out 7 Unchanged 5

Showing 22 of 22

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Portfolio Strategies, Inc. THNQ

$15,910,303

54.13%

467,675

UBS Group AG THNQ

$6,306,355

21.45%

185,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	185,372	$6,306,355	100.0%	Defined

JANE STREET GROUP, LLC THNQ

$2,645,157

9.00%

77,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	77,753	$2,645,157	100.0%	Defined

Kingsview Wealth Management, LLC THNQ

$2,400,281

8.17%

70,555

LPL Financial LLC THNQ

$536,801

1.83%

15,779

Belpointe Asset Management LLC THNQ

$470,870

1.60%

13,841

Beacon Pointe Advisors, LLC THNQ

$428,549

1.46%

12,597

CITADEL ADVISORS LLC THNQ

$326,592

1.11%

9,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,600	$326,592	100.0%	Defined

ROYAL BANK OF CANADA THNQ

$120,566

0.41%

3,544

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	600	$20,412	16.9%	Defined
RBC Dominion Securities Inc.	2,944	$100,154	83.1%	Defined

OSAIC HOLDINGS, INC. THNQ

$99,100

0.34%

2,913

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,853	$63,039	63.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	300	$10,206	10.3%	Defined
SECURITIES AMERICA ADVISORS INC	650	$22,113	22.3%	Defined
TRIAD HYBRID SOLUTIONS, LLC	110	$3,742	3.8%	Defined

VALLEY NATIONAL ADVISERS INC THNQ

$41,266

0.14%

1,213

CITIGROUP INC THNQ

$30,618

0.10%

900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	900	$30,618	100.0%	Defined

Steward Partners Investment Advisory, LLC THNQ

$19,051

0.06%

560

HARBOUR INVESTMENTS, INC. THNQ

$17,316

0.06%

509

HUNTINGTON NATIONAL BANK THNQ

$16,805

0.06%

494

Cape Investment Advisory, Inc. THNQ

$8,505

0.03%

250

Trust Co THNQ

$4,388

0.01%

129

Stone House Investment Management, LLC THNQ

$3,402

0.01%

100

TD Waterhouse Canada Inc. THNQ

$3,402

0.01%

100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	100	$3,402	100.0%	Defined

MORGAN STANLEY THNQ

$2,959

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	87	$2,959	100.0%	Defined

COMERICA BANK THNQ

$2,653

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	78	$2,653	100.0%	Sole

Horizon Investments, LLC THNQ

$340

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	5,611	$201,962	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	3,179	$114,424	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Stoker Ostler Wealth Advisors, Inc.	530	$19,076	100.0%	Defined