TUA · Simplify Short Term Treasury Futures Strategy ETF ETF

$20.08 -0.05 (-0.22%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $4,727,447

Total Shares: 231,454

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2026

Top Holder

100.0%

+76.6 pts

Top 5

100.0%

+41.4 pts

Top 10

100.0%

+23.5 pts

HHI

10,000

Highly concentrated+9,023

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

1

Decreased

0

Sold Out

82

Unchanged

0

Holder count: -82

Institutional value: -99.1%

Shares held: -99.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+187,854	231,454

Top Sellers

vs Mar 31, 2026

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Small Simplify Asset Management Inc.	5,528,700	$116,655,570
Small GenTrust, LLC	2,883,134	$60,834,127
Micro Ferguson Shapiro LLC	2,326,522	$49,089,614
Large AE Wealth Management LLC	1,917,668	$40,462,789
Large HighTower Advisors, LLC	1,181,534	$24,930,367

Filter: New 0 Increased 1 Reduced 0 Sold out 82 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC TUA

$2,854,475

60.38%

139,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	139,754	$2,854,475	100.0%	Defined

CITADEL ADVISORS LLC TUA

$1,872,972

39.62%

91,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	91,700	$1,872,972	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tounjian Advisory Group, LLC	129	$2,721	0.0%	Other
B.O.S.S. Retirement Advisors, LLC	2,350	$49,585	0.1%	Other
Capital A Wealth Management, LLC	129	$2,721	0.0%	Other
Fletcher Financial Group	796	$16,795	0.0%	Other
Mercurio Weath Advisors	64	$1,350	0.0%	Other
Montgomery Financial Services	1,904	$40,174	0.1%	Other
The Lifewealth Group	29	$611	0.0%	Other
Lloyd Advisory Services, LLC.	7,482	$157,870	0.4%	Other
Held directly	1,904,785	$40,190,962	99.3%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	3,500	$73,850	0.4%	Sole
Ancora Alternatives LLC	986,749	$20,820,403	99.6%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	75,055	$1,583,660	94.4%	Defined
RBC Private Counsel (USA) Inc.	4,412	$93,093	5.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GeoWealth Management, LLC	70,337	$1,484,110	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PlainsCapital Corp joint	57,302	$1,209,072	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	41,000	$865,100	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	26,035	$549,338	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	25,700	$542,270	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cumberland Private Wealth Management Inc.	19,168	$404,444	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	16,067	$339,013	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	900	$18,990	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	634	$13,377	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	351	$7,405	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$21	100.0%	Defined