YLD · Principal Active High Yield ETF ETF
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Institutional Ownership Trend
Holder Concentration
Across 2 13F filers · Δ vs Mar 31, 2026Quarterly Activity
Top Buyers
vs Mar 31, 2026Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega CITADEL ADVISORS LLC | −7,977 | 18,153 | |
| Small MLG Wealth Management DBA Pine Grove Financial Group | −9 | 240,529 |
Top New Positions
vs Mar 31, 2026Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid PRINCIPAL SECURITIES, INC. | 3,336,359 | $63,257,366 | |
| Mega PRINCIPAL FINANCIAL GROUP INC | 3,125,570 | $59,260,807 | |
| Mega ENVESTNET ASSET MANAGEMENT INC | 2,888,222 | $54,760,689 | |
| Mega WELLS FARGO & COMPANY/MN | 1,499,097 | $28,422,878 | |
| Mega AMERIPRISE FINANCIAL INC | 1,499,016 | $28,421,343 |
| Holder | Value (USD)▼ | % of 13F | Shares | Own % | Change | Type | Filed | Open | ||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Small MLG Wealth Management DBA Pine Grove Financial Group YLD | $4,589,293 | 92.98% | 240,529 | — |
-9
-0.0%
|
Shares | 2026-09-02 | |||||||||||||||||||||
| Mega CITADEL ADVISORS LLC YLD | $346,359 | 7.02% | 18,153 | — |
-7,977
-30.5%
|
Shares | 2026-09-02 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mid PRINCIPAL SECURITIES, INC. Broker-Dealer YLD | $63,257,366 | 1281.64% | 3,336,359 | — | Sold Out | Shares | 2026-05-13 | |||||||||||||||||||||
| Mega PRINCIPAL FINANCIAL GROUP INC YLD | $59,260,807 | 1200.67% | 3,125,570 | — | Sold Out | Shares | 2026-05-04 | |||||||||||||||||||||
| Mega ENVESTNET ASSET MANAGEMENT INC YLD | $54,760,689 | 1109.49% | 2,888,222 | — | Sold Out | Shares | 2026-05-04 | |||||||||||||||||||||
| Mega WELLS FARGO & COMPANY/MN YLD | $28,422,878 | 575.87% | 1,499,097 | — | Sold Out | Shares | 2026-05-11 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mega AMERIPRISE FINANCIAL INC YLD | $28,421,343 | 575.84% | 1,499,016 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mega LPL Financial LLC YLD | $25,407,063 | 514.77% | 1,340,035 | — | Sold Out | Shares | 2026-05-06 | |||||||||||||||||||||
| Mid Cyndeo Wealth Partners, LLC YLD | $20,302,045 | 411.33% | 1,070,783 | — | Sold Out | Shares | 2026-04-13 | |||||||||||||||||||||
| Mid Ameritas Investment Partners, Inc. YLD | $17,257,031 | 349.64% | 910,181 | — | Sold Out | Shares | 2026-05-13 | |||||||||||||||||||||
| Small BALANCED WEALTH GROUP LLC YLD | $15,605,483 | 316.18% | 823,074 | — | Sold Out | Shares | 2026-04-23 | |||||||||||||||||||||
| Mega RAYMOND JAMES FINANCIAL INC YLD | $13,688,304 | 277.34% | 721,957 | — | Sold Out | Shares | 2026-05-14 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mid NICOLET BANKSHARES INC YLD | $10,522,306 | 213.19% | 554,974 | — | Sold Out | Shares | 2026-05-14 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Large STIFEL FINANCIAL CORP YLD | $9,872,016 | 200.01% | 520,676 | — | Sold Out | Shares | 2026-05-12 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mega ROYAL BANK OF CANADA Bank YLD | $8,132,587 | 164.77% | 428,934 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mid Integrated Wealth Concepts LLC YLD | $6,627,942 | 134.29% | 349,575 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
| Micro BlueStem Wealth Partners, LLC YLD | $5,647,311 | 114.42% | 297,854 | — | Sold Out | Shares | 2026-05-07 | |||||||||||||||||||||
| Mega JPMORGAN CHASE & CO YLD | $5,644,941 | 114.37% | 297,729 | — | Sold Out | Shares | 2026-05-13 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Large US BANCORP \DE\ Bank YLD | $5,205,012 | 105.46% | 274,526 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Small McAdam, LLC YLD | $4,193,364 | 84.96% | 221,169 | — | Sold Out | Shares | 2026-05-08 | |||||||||||||||||||||
| Small Manske Wealth Management YLD | $3,369,798 | 68.27% | 177,732 | — | Sold Out | Shares | 2026-04-30 | |||||||||||||||||||||
| Large COMMONWEALTH EQUITY SERVICES, LLC YLD | $2,393,529 | 48.49% | 126,241 | — | Sold Out | Shares | 2026-04-27 | |||||||||||||||||||||
| Large OSAIC HOLDINGS, INC. YLD | $2,056,875 | 41.67% | 108,485 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Small Fifth Third Securities, Inc. Broker-Dealer YLD | $1,347,145 | 27.29% | 71,052 | — | Sold Out | Shares | 2026-04-15 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mid CreativeOne Wealth, LLC YLD | $1,318,800 | 26.72% | 69,557 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
| Small Capital Investment Advisory Services, LLC YLD | $1,313,548 | 26.61% | 69,280 | — | Sold Out | Shares | 2026-05-05 | |||||||||||||||||||||
| Large Steward Partners Investment Advisory, LLC YLD | $1,262,299 | 25.58% | 66,577 | — | Sold Out | Shares | 2026-05-08 | |||||||||||||||||||||
| Mid Ameritas Advisory Services, LLC YLD | $1,230,086 | 24.92% | 64,878 | — | Sold Out | Shares | 2026-05-12 | |||||||||||||||||||||
| Mid Smartleaf Asset Management LLC YLD | $926,802 | 18.78% | 48,882 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
| Mid Private Advisor Group, LLC YLD | $887,802 | 17.99% | 46,825 | — | Sold Out | Shares | 2026-04-27 | |||||||||||||||||||||
| Large Cambridge Investment Research Advisors, Inc. YLD | $837,084 | 16.96% | 44,150 | — | Sold Out | Shares | 2026-04-30 | |||||||||||||||||||||
| Small Hobart Private Capital, LLC YLD | $695,756 | 14.10% | 36,696 | — | Sold Out | Shares | 2026-04-07 | |||||||||||||||||||||
| Micro Greenline Wealth Management LLC YLD | $607,535 | 12.31% | 32,043 | — | Sold Out | Shares | 2026-05-14 | |||||||||||||||||||||
| Mid Atria Investments, Inc YLD | $574,260 | 11.63% | 30,288 | — | Sold Out | Shares | 2026-05-05 | |||||||||||||||||||||
| Micro Transcendent Capital Group LLC YLD | $573,426 | 11.62% | 30,244 | — | Sold Out | Shares | 2026-04-27 | |||||||||||||||||||||
| Mid Gallagher Fiduciary Advisors, LLC YLD | $563,415 | 11.42% | 29,716 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
| Mid PFG Investments, LLC YLD | $541,061 | 10.96% | 28,537 | — | Sold Out | Shares | 2026-04-27 | |||||||||||||||||||||
| Mid Western Wealth Management, LLC YLD | $530,177 | 10.74% | 27,963 | — | Sold Out | Shares | 2026-05-19 | |||||||||||||||||||||
| Mid Independent Advisor Alliance YLD | $432,325 | 8.76% | 22,802 | — | Sold Out | Shares | 2026-05-12 | |||||||||||||||||||||
| Mid IFP Advisors, Inc YLD | $425,159 | 8.61% | 22,424 | — | Sold Out | Shares | 2026-04-13 | |||||||||||||||||||||
| Micro Milestones Private Investment Advisors LLC YLD | $402,388 | 8.15% | 21,223 | — | Sold Out | Shares | 2026-05-04 | |||||||||||||||||||||
| Large DAVENPORT & Co LLC YLD | $396,339 | 8.03% | 20,904 | — | Sold Out | Shares | 2026-04-15 | |||||||||||||||||||||
| Large Mariner, LLC YLD | $385,911 | 7.82% | 20,354 | — | Sold Out | Shares | 2026-05-13 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Large Cerity Partners LLC YLD | $378,327 | 7.67% | 19,954 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
| Micro Stonebridge Financial Group, LLC / MO YLD | $347,593 | 7.04% | 18,333 | — | Sold Out | Shares | 2026-04-17 | |||||||||||||||||||||
| Mid Prospera Financial Services Inc YLD | $304,383 | 6.17% | 16,054 | — | Sold Out | Shares | 2026-04-14 | |||||||||||||||||||||
| Large Janney Montgomery Scott LLC YLD | $281,044 | 5.69% | 14,823 | — | Sold Out | Shares | 2026-04-22 | |||||||||||||||||||||
| Mid Advisory Services Network, LLC YLD | $279,697 | 5.67% | 14,752 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
| Mid Belpointe Asset Management LLC YLD | $248,053 | 5.03% | 13,083 | — | Sold Out | Shares | 2026-04-28 | |||||||||||||||||||||
| Large MML INVESTORS SERVICES, LLC YLD | $239,919 | 4.86% | 12,654 | — | Sold Out | Shares | 2026-05-04 | |||||||||||||||||||||
| Mid VERUS CAPITAL PARTNERS, LLC YLD | $221,376 | 4.49% | 11,676 | — | Sold Out | Shares | 2026-05-22 | |||||||||||||||||||||
| Large TRUIST FINANCIAL CORP YLD | $217,338 | 4.40% | 11,463 | — | Sold Out | Shares | 2026-04-27 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Large Cetera Investment Advisers YLD | $190,927 | 3.87% | 10,070 | — | Sold Out | Shares | 2026-05-13 | |||||||||||||||||||||
| Small Annis Gardner Whiting Capital Advisors, LLC YLD | $158,695 | 3.22% | 8,370 | — | Sold Out | Shares | 2026-05-06 | |||||||||||||||||||||
| Mid Farther Finance Advisors, LLC YLD | $72,882 | 1.48% | 3,844 | — | Sold Out | Shares | 2026-04-07 | |||||||||||||||||||||
| Large FIFTH THIRD BANCORP Bank YLD | $61,582 | 1.25% | 3,248 | — | Sold Out | Shares | 2026-05-01 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC YLD | $39,531 | 0.80% | 2,085 | — | Sold Out | Shares | 2026-05-01 | |||||||||||||||||||||
| Small Basepoint Wealth LLC YLD | $27,643 | 0.56% | 1,458 | — | Sold Out | Shares | 2026-05-07 | |||||||||||||||||||||
| Small FIRST COMMUNITY TRUST NA YLD | $25,349 | 0.51% | 1,337 | — | Sold Out | Shares | 2026-04-16 | |||||||||||||||||||||
| Large AE Wealth Management LLC YLD | $23,567 | 0.48% | 1,243 | — | Sold Out | Shares | 2026-05-13 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mid CoreCap Advisors, LLC YLD | $17,101 | 0.35% | 902 | — | Sold Out | Shares | 2026-04-07 | |||||||||||||||||||||
| Micro IAG Wealth Partners, LLC YLD | $14,580 | 0.30% | 769 | — | Sold Out | Shares | 2026-04-29 | |||||||||||||||||||||
| Mega UBS Group AG YLD | $5,005 | 0.10% | 264 | — | Sold Out | Shares | 2026-05-05 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mega MORGAN STANLEY YLD | $1,914 | 0.04% | 101 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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| Mid HARBOUR INVESTMENTS, INC. YLD | $1,497 | 0.03% | 79 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
| Mega BNP PARIBAS ARBITRAGE, SA YLD | $189 | 0.00% | 10 | — | Sold Out | Shares | 2026-05-12 | |||||||||||||||||||||
| Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO YLD | $132 | 0.00% | 7 | — | Sold Out | Shares | 2026-05-07 | |||||||||||||||||||||
| Mega FMR LLC YLD | $29 | 0.00% | 15 | — | Sold Out | Shares | 2026-05-15 | |||||||||||||||||||||
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This filing is a combination report: the position is filed across the managers below.
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