Pekin Hardy Strauss, Inc.

Registered adviser

CIK

1020317

Location

CHICAGO, IL

Portfolio Value

Mid $1,129,301,598

Diversification

Diversified

Filing Date

Global Rank

#2,319 / 8,818 ▲ 71

Top Industry

Asset Management 19.6%

Period ended 4 months ago

Filed Jul 30, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 107310

Roster of Oct 1, 2026

Regulatory AUM

$1,551,736,308

Main clients

Individuals and high net worth (96% of AUM)

Registered funds advised

1 series (0 index, 0 ETFs)

$55,514,647 net assets· N-CEN Sep 30, 2025

LEI

529900Z8XTVJJ6SE1K05

Private funds on Schedule D 7.B.(1)

As filed Dec 6, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,551,736,308	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$1,144,100,534	Individuals and high net worth (91%)
Apr 2024 to Mar 2025	$1,041,169,351	Individuals and high net worth (89%)
May 2023 to Mar 2024	$922,498,143	Individuals and high net worth (88%)
Apr 2023	$922,498,143	Individuals and high net worth (88%)
Apr 2022 to Mar 2023	$999,646,964	Individuals and high net worth (86%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 33.8%, 43.6 effective positions, active share 74.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

32.4% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 13.9 quarters (12+), a floor since 27.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 74.3%; sector active share 36.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

508 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

11.9%

+7.6 pts

Top 5

24.9%

+9.0 pts

Top 10

33.8%

+9.4 pts

HHI

230

Diversified+122

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	25.4%	$287,297,388	127
Financial Services	20.4%	$230,593,645	65
Energy	11.5%	$129,616,267	51
Basic Materials	7.1%	$80,260,509	39
Industrials	7.0%	$78,740,143	58
Technology	6.1%	$69,169,338	45
Healthcare	5.8%	$64,940,616	43
Consumer Defensive	5.6%	$62,914,067	19
Communication Services	4.7%	$53,358,838	17
Consumer Cyclical	2.8%	$31,342,421	19
Real Estate	2.2%	$24,380,974	12
Utilities	1.5%	$16,687,392	13

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PPLT	abrdn Platinum ETF Trust	+544,974	595,825	$8,419,007
IAUX	i-80 Gold Corp.	+380,000	605,000	$871,200
OGG	Osisko Gold Group Inc.	+183,500	634,500	$1,560,870
TGB	Trekor Metals Ltd	+173,515	1,056,058	$7,265,679
PFIX	Simplify Interest Rate Hedge ETF	+135,202	162,217	$7,033,729
CAG	Conagra Brands Inc.	+128,721	354,948	$4,777,600
EWH	iShares MSCI Hong Kong ETF	+70,156	154,041	$3,222,537
ECHO	EchoStar CORP	+60,285	62,510	$6,344,765
MLCO	Melco Resorts & Entertainment LTD	+56,300	121,800	$641,886
ASHR	DBX ETF Trust	+52,275	115,310	$4,227,264
JOF	Japan Smaller Capitalization Fund Inc	+47,136	281,705	$3,318,484
LODE	Comstock Inc.	+45,000	65,000	$270,400
FNDE	Schwab Fundamental Emerging Markets Equity ETF	+44,446	108,353	$4,299,447
ALOY	Realloys Inc.	+42,375	71,775	$1,037,148
DVN	Devon Energy Corp	+41,239	243,437	$10,058,816
CLF	Cleveland-Cliffs Inc.	+41,050	62,150	$583,588
EVC	Entravision Communications Corp	+40,000	238,000	$3,103,520
AVAV	AeroVironment Inc	+39,220	41,205	$6,801,709
TEI	Templeton Emerging Markets Income Fund	+39,000	419,699	$2,828,771
CRMD	CorMedix Inc.	+36,000	54,000	$423,900
SSP	E.W. SCRIPPS Co	+35,000	111,000	$307,470
FOXY		+32,166	106,956	$3,186,219
AUNA	Auna S.A.	+32,000	294,227	$1,509,384
ARRY	Array Technologies, Inc.	+31,000	139,700	$1,035,177
HLF	Herbalife Ltd.	+29,014	313,994	$4,129,021
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TWOD	Two Harbors Investment Corp.	−434,291	18,500	$461,575
DSX	Diana Shipping Inc.	−400,722	1,269,163	$2,665,242
CC	Chemours Co	−168,130	80,250	$1,646,730
CZR	Caesars Entertainment, Inc.	−117,839	72,295	$2,181,863
SSL	Sasol Ltd	−94,400	76,900	$755,158
SLB	Slb Limited	−64,066	101,573	$4,722,128
—		−62,023	130,449	$2,255,463
LXU	Lsb Industries, Inc.	−60,500	62,900	$679,949
DOUG	Douglas Elliman Inc.	−58,500	20,000	$35,400
—		−58,361	30,815	$2,823,886
TROX	Tronox Holdings plc	−58,000	101,850	$641,655
TE	T1 Energy Inc.	−46,000	19,000	$180,120
FXI	iShares China Large-Cap ETF	−43,099	16,836	$531,849
RELY	Remitly Global, Inc.	−30,675	10,401	$233,086
ARDX	Ardelyx, Inc.	−29,400	226,400	$1,154,640
ITRN	Ituran Location & Control Ltd.	−26,967	148,948	$9,087,317
MTBA	Simplify MBS ETF	−26,517	383,511	$18,818,884
CDZI	Cadiz Inc	−26,000	61,500	$257,070
JAPN	Horizon Kinetics Japan Owner Operator ETF	−24,065	29,665	$667,165
CDX	Simplify High Yield ETF	−22,896	96,820	$2,044,838
TIC	TIC Solutions, Inc.	−22,000	12,500	$101,125
SJT	San Juan Basin Royalty Trust	−21,000	35,750	$114,757
QURE	uniQure N.V.	−18,325	94,250	$4,341,155
AR	ANTERO RESOURCES Corp	−16,765	180,394	$6,339,045
EMXC	iShares MSCI Emerging Markets ex China ETF	−14,977	41,020	$4,196,346
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
PHYS	Sprott Physical Gold Trust	4,460,932	$134,586,318
ZTS	Zoetis Inc.	79,417	$5,706,905
COO	Cooper Companies, Inc.	72,295	$5,184,274
BSX	Boston Scientific Corp	94,926	$4,051,441
GPC	Genuine Parts Co	31,835	$3,755,893
CNXT	VanEck ChiNext ETF	53,925	$3,365,459
NVO	Novo Nordisk A S	70,160	$3,363,470
FORM	Formfactor Inc	12,360	$1,976,734
PRIM	Primoris Services Corp	17,569	$1,741,439
SCOP	Sprott Physical Copper Trust	145,012	$1,651,106
FPS	Forgent Power Solutions, Inc.	23,025	$1,286,176
TXG	10x Genomics, Inc.	29,365	$1,125,854
PDEX	Pro Dex Inc	16,500	$966,075
—		22,850	$739,197
BIDU	Baidu, Inc.	6,450	$737,170
RMBS	Rambus Inc	5,120	$679,628
GLAS	Glass House Brands Inc.	47,675	$619,775
PKE	Park Aerospace Corp	14,350	$547,596
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	3,471	$544,773
HONA	Honeywell Aerospace Inc.	2,108	$466,036
WLKP	Westlake Chemical Partners LP	20,386	$453,792
VG	Venture Global, Inc.	32,330	$359,832
STM	STMicroelectronics N.V.	4,800	$359,472
OUST	Ouster, Inc.	5,650	$353,238
SPPP	Sprott Physical Platinum & Palladium Trust	24,370	$303,406
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
EC	Ecopetrol S.A.	108,524	$1,626,774
—		26,045	$915,221
PYPL	PayPal Holdings, Inc.	17,695	$800,344
GNK	Genco Shipping & Trading Ltd	28,567	$644,185
TUA	Simplify Short Term Treasury Futures Strategy ETF	29,902	$630,932
FEIM	Frequency Electronics Inc	13,075	$578,699
UTES	Virtus Reaves Utilities ETF	5,700	$455,430
GGAL	Grupo Financiero Galicia SA	9,750	$455,422
INTC	Intel Corp	9,599	$423,603
CPNG	Coupang, Inc.	21,900	$413,472
EIDO	iShares MSCI Indonesia ETF	23,233	$366,849
AMPG	AmpliTech Group, Inc.	160,800	$305,520
ACMR	ACM Research, Inc.	7,500	$295,125
CRH	Crh Public Ltd Co	2,700	$283,824
CRCL	Circle Internet Group, Inc.	2,900	$276,689
AMPX	Amprius Technologies, Inc.	15,100	$254,586
TXN	Texas Instruments Inc	1,271	$246,751
NFLX	Netflix Inc	2,550	$245,182
AMR	Alpha Metallurgical Resources, Inc.	1,175	$241,192
ELAN	Elanco Animal Health Inc	10,000	$239,300
LMT	Lockheed Martin Corp	395	$238,734
KR	Kroger Co	3,000	$217,080
ALB	Albemarle Corp	1,140	$204,664
ED	Consolidated Edison Inc	1,788	$202,365
NOC	Northrop Grumman Corp	295	$201,260
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

508 tracked positions · $1,129,301,598 total · filing declares 511 positions · $1,135,136,730 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 508 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
PHYS	Sprott Physical Gold Trust Financial Services	NEW	4,460,932	NEW	$134,586,318	NEW	1	$34.12	11.92%
EWY	iShares Trust	Reduced	103,510	-3,405	$20,898,669	—	15	unpriced	1.85%
CCJ	Cameco Corp Energy	Reduced	187,464	-1,735	$19,095,083	−7.1%	24	$20.76	1.69%
MTBA	Simplify MBS ETF	Reduced	383,511	-26,517	$18,818,884	−7.2%	11	$50.47	1.67%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	37,372	-583	$18,700,575	+2.8%	26+	before history	1.66%
AAPL	Apple Inc. Technology	Reduced	58,427	-556	$16,906,436	+12.9%	26+	before history	1.50%
GOOGL	Alphabet Inc. Communication Services	Added	45,647	+46	$16,312,868	+24.4%	26+	before history	1.44%
XOM	ExxonMobil Holdings Corp Energy	Reduced	107,943	-6,325	$14,757,966	−23.9%	26+	before history	1.31%
GOOG	Alphabet Inc. Communication Services	Reduced	40,288	-235	$14,234,959	+22.5%	26+	before history	1.26%
EWZ	iShares MSCI Brazil ETF	Added	409,503	+10,603	$14,127,853	−7.7%	23	$28.90	1.25%
SM	SM Energy Co Energy	Added	485,033	+15,248	$12,659,361	−13.6%	18	$28.00	1.12%
GDX	VanEck Gold Miners ETF	Reduced	152,514	-1,343	$11,507,181	−18.5%	26+	before history	1.02%
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	Added	447,901	+4,104	$11,448,349	+2.7%	15	unpriced	1.01%
OUNZ	VanEck Merk Gold ETF	Reduced	267,079	-637	$10,306,578	−14.5%	26+	before history	0.91%
DVN	Devon Energy Corp Energy	Added	243,437	+41,239	$10,058,816	−1.1%	20	$40.26	0.89%
DG	Dollar General Corp Consumer Defensive	Added	87,125	+15,197	$10,028,958	+17.4%	12	$109.29	0.89%
AER	AerCap Holdings N.V. Industrials	Added	68,441	+1,505	$9,977,328	+8.7%	23	$54.53	0.88%
WLFC	Willis Lease Finance Corp Industrials	Reduced	42,225	-2,753	$9,661,080	+26.2%	8	unpriced	0.86%
AEM	Agnico Eagle Mines Ltd Basic Materials	Added	61,662	+14,533	$9,565,626	−0.0%	26+	before history	0.85%
ITRN	Ituran Location & Control Ltd. Technology	Reduced	148,948	-26,967	$9,087,317	+5.4%	26+	before history	0.80%
SFM	Sprouts Farmers Market, Inc. Consumer Defensive	Added	104,340	+6,785	$8,825,077	+17.3%	23	$73.23	0.78%
DEA	Easterly Government Properties, Inc. Real Estate	Added	353,012	+21,286	$8,800,589	+23.8%	5	unpriced	0.78%
WY	Weyerhaeuser Co Real Estate	Added	358,651	+23,815	$8,586,104	+5.0%	3	$23.82	0.76%
ET	Energy Transfer LP Energy	Reduced	442,282	-11,057	$8,456,430	−3.3%	18	unpriced	0.75%
PPLT	abrdn Platinum ETF Trust	Added	595,825	+544,974	$8,419,007	−7.1%	9	unpriced	0.75%
IAU	Ishares Gold Trust	Added	104,830	+14	$7,915,713	−14.3%	26+	before history	0.70%
GXO	GXO Logistics, Inc. Industrials	Added	151,566	+17,695	$7,684,396	+10.7%	7	$44.87	0.68%
AMZN	Amazon Com Inc Consumer Cyclical	Added	31,061	+2,505	$7,403,078	+24.5%	26+	before history	0.66%
LYB	LyondellBasell Industries N.V. Basic Materials	Reduced	140,531	-5,737	$7,398,957	−37.2%	17	$68.03	0.66%
EWW	iShares MSCI Mexico ETF	Added	98,079	+754	$7,382,406	+0.8%	17	$56.57	0.65%
PSLV	Sprott Physical Silver Trust Financial Services	Added	390,969	+17,560	$7,377,585	−19.0%	26+	before history	0.65%
TGB	Trekor Metals Ltd Basic Materials	Added	1,056,058	+173,515	$7,265,679	+27.6%	3	$7.15	0.64%
ABBV	AbbVie Inc. Healthcare	Reduced	28,681	-621	$7,217,286	+13.2%	26+	before history	0.64%
PFIX	Simplify Interest Rate Hedge ETF	Added	162,217	+135,202	$7,033,729	+463.2%	2	$46.11	0.62%
BATRK	Atlanta Braves Holdings, Inc. Communication Services	Reduced	133,275	-1,240	$6,916,972	+20.4%	2	$41.55	0.61%
CF	CF Industries Holdings, Inc. Basic Materials	Reduced	62,990	-5,483	$6,819,297	−23.3%	26+	before history	0.60%
AVAV	AeroVironment Inc Industrials	Added	41,205	+39,220	$6,801,709	+1771.9%	7	$179.17	0.60%
EWT	iShares MSCI Taiwan ETF	Added	62,602	+3,707	$6,799,203	+62.8%	5	$61.84	0.60%
NICE	NICE Ltd. Technology	Added	74,692	+27,753	$6,785,768	+31.1%	4	$123.00	0.60%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Reduced	166,832	-155	$6,711,651	−15.8%	26+	before history	0.59%
CEG	Constellation Energy Corp Utilities	Reduced	26,539	-485	$6,591,491	−12.7%	18	$54.44	0.58%
MSFT	Microsoft Corp Technology	Reduced	17,485	-520	$6,522,254	−2.1%	26+	before history	0.58%
MUFG	Mitsubishi Ufj Financial Group Inc Financial Services	Added	319,874	+10,325	$6,362,293	+21.1%	14	$9.47	0.56%
AGI	Alamos Gold Inc Basic Materials	Reduced	209,241	-198	$6,348,371	−31.8%	26+	before history	0.56%
ECHO	EchoStar CORP Communication Services	Added	62,510	+60,285	$6,344,765	+2335.8%	2	$121.97	0.56%
AR	ANTERO RESOURCES Corp Energy	Reduced	180,394	-16,765	$6,339,045	−24.2%	18	$33.27	0.56%
WMT	Walmart Inc. Consumer Defensive	Reduced	55,465	-6,643	$6,281,965	−18.6%	26+	before history	0.56%
EPD	Enterprise Products Partners L.P. Energy	Reduced	168,143	-1,100	$6,180,936	−3.5%	26+	before history	0.55%
IBIT	iShares Bitcoin Trust ETF	Added	178,111	+4,901	$5,929,315	−10.9%	10	$42.46	0.53%
ZTS	Zoetis Inc. Healthcare	NEW	79,417	NEW	$5,706,905	NEW	1	$94.14	0.51%

Showing the top 50 of 508 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.