ROTHSCHILD INVESTMENT CORP /IL
Filing Date
Global Rank
#1,595
/ 7,022
▲ 15
· as of Sep 2023
Top Industry
Drug Manufacturers - General
8.8%
3Y Alpha vs SPY
-0.7%
Period ended 2 years ago
Filed Oct 16, 2023 · 2y
15 quarters · since Mar 2020
Clone Performance
Sep 2023–Apr 2024 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Cloned portfolio
+14.4%
SPY
+14.8%
Annualised alpha
-0.7%
Max drawdown
−8.7%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 100% of reported value on average across 2 quarters.ROTHSCHILD INVESTMENT CORP /IL has stopped filing, so the simulation ends in Apr 2024 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.
Portfolio Concentration
342 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023Top Position
5.3%
−0.6 pts
Top 5
15.9%
−0.6 pts
Top 10
26.0%
−0.0 pts
HHI
130
Diversified−2
Portfolio Trend
15 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 17.5% | $180,491,788 |
| Financial Services | 13.3% | $137,146,721 |
| Healthcare | 12.6% | $130,198,702 |
| Unclassified | 12.5% | $129,227,486 |
| Industrials | 10.9% | $112,817,968 |
| Communication Services | 6.9% | $71,510,790 |
| Energy | 6.4% | $66,076,240 |
| Consumer Cyclical | 5.9% | $60,942,862 |
| Consumer Defensive | 5.8% | $59,956,974 |
| Real Estate | 3.5% | $35,963,118 |
| Utilities | 2.5% | $25,432,970 |
| Basic Materials | 2.1% | $21,557,614 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ABI | VictoryShares Pioneer Asset-Based Income ETF | +452,843 | 572,594 | $19,083,188 | |
| BLDG | Cambria Global Real Estate ETF | +250,417 | 475,378 | $16,056,077 | |
| RBOT | Vicarious Surgical Inc. | +161,195 | 330,568 | $195,365 | |
| WBD | Warner Bros. Discovery, Inc. | +36,402 | 57,362 | $622,951 | |
| AAXJ | iShares MSCI All Country Asia ex Japan ETF | +17,965 | 219,950 | $16,540,805 | |
| PFE | Pfizer Inc | +17,242 | 167,856 | $5,567,783 | |
| CAG | Conagra Brands Inc. | +16,615 | 26,184 | $717,965 | |
| — | +16,509 | 32,967 | $0 | ||
| DLR | Digital Realty Trust, Inc. | +14,922 | 28,636 | $3,465,528 | |
| BA | Boeing Co | +13,079 | 75,101 | $14,395,359 | |
| ALLO | Allogene Therapeutics, Inc. | +12,900 | 29,850 | $94,624 | |
| NMFC | New Mountain Finance Corp | +10,000 | 20,520 | $265,734 | |
| GEO | Geo Group Inc | +10,000 | 32,000 | $261,760 | |
| ARCC | Ares Capital Corp | +8,147 | 58,099 | $1,131,187 | |
| RVT | Royce Small-Cap Trust, Inc. | +7,904 | 153,992 | $1,981,877 | |
| NVO | Novo Nordisk A S | +7,541 | 14,891 | $1,354,187 | |
| BBAG | JPMorgan BetaBuilders U.S. Aggregate Bond ETF | +7,509 | 187,840 | $9,921,149 | |
| CGEN | Compugen Ltd | +7,500 | 351,100 | $326,523 | |
| F | Ford Motor Co | +7,329 | 508,473 | $6,315,234 | |
| GOOGL | Alphabet Inc. | +6,833 | 300,582 | $39,459,406 | |
| OKE | Oneok Inc /New/ | +6,034 | 16,708 | $1,059,788 | |
| AAPL | Apple Inc. | +5,647 | 318,764 | $54,575,583 | |
| VTRS | Viatris Inc | +4,955 | 31,190 | $307,533 | |
| AMZN | Amazon Com Inc | +4,622 | 96,739 | $12,297,461 | |
| NEE | Nextera Energy Inc | +4,416 | 27,640 | $1,583,495 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| KEY | Keycorp /New/ | −46,315 | 14,031 | $150,973 | |
| BAC | Bank Of America Corp /De/ | −36,901 | 142,179 | $3,892,861 | |
| BAB | Invesco Taxable Municipal Bond ETF | −21,216 | 377,862 | $7,965,642 | |
| AGGY | WisdomTree Yield Enhanced U.S. Aggregate Bond Fund | −19,805 | 5,426 | $344,496 | |
| PYPL | PayPal Holdings, Inc. | −18,860 | 7,157 | $418,398 | |
| JNJ | Johnson & Johnson | −18,368 | 95,973 | $14,947,794 | |
| INVH | Invitation Homes Inc. | −9,942 | 228,058 | $7,227,158 | |
| BWX | State Street SPDR Bloomberg International Treasury Bond ETF | −9,236 | 32,547 | $1,498,688 | |
| NLY | Annaly Capital Management Inc | −9,126 | 186,515 | $3,508,347 | |
| MO | Altria Group, Inc. | −8,781 | 22,670 | $953,273 | |
| BIL | State Street SPDR Bloomberg 1-3 Month T-Bill ETF | −8,440 | 11,847 | $599,286 | |
| META | Meta Platforms, Inc. | −7,747 | 32,596 | $9,785,645 | |
| NVDA | Nvidia Corp | −7,595 | 53,954 | $23,469,450 | |
| TROW | Price T Rowe Group Inc | −7,193 | 16,552 | $1,735,808 | |
| VZ | Verizon Communications Inc | −7,100 | 253,494 | $8,215,740 | |
| — | −6,130 | 41,047 | $0 | ||
| USB | US Bancorp \De\ | −4,725 | 10,322 | $341,245 | |
| GCC | WisdomTree Enhanced Commodity Strategy Fund | −4,605 | 84,970 | $1,531,159 | |
| FNDA | Schwab Fundamental U.S. Small Company ETF | −4,327 | 6,389 | $0 | |
| PPL | PPL Corp | −3,145 | 54,613 | $1,286,682 | |
| SYY | Sysco Corp | −2,914 | 89,381 | $5,903,615 | |
| T | At&T Inc. | −2,884 | 108,653 | $1,631,968 | |
| GTBIF | Green Thumb Industries Inc. | −2,700 | 43,500 | $483,720 | |
| MSFT | Microsoft Corp | −2,689 | 67,747 | $21,391,115 | |
| NFLX | Netflix Inc | −2,679 | 11,247 | $4,246,867 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
19 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| KVUE | Kenvue Inc. | 372,465 | $7,479,097 | |
| TPR | Tapestry, Inc. | 16,585 | $476,818 | |
| PRGO | PERRIGO Co plc | 14,201 | $453,721 | |
| GOOS | Canada Goose Holdings Inc. | 30,600 | $448,596 | |
| PTEN | Patterson Uti Energy Inc | 32,300 | $447,032 | |
| ZTS | Zoetis Inc. | 2,187 | $380,494 | |
| SNAP | Snap Inc | 42,500 | $378,675 | |
| AES | Aes Corp | 22,225 | $337,820 | |
| ELV | Elevance Health, Inc. | 566 | $246,447 | |
| AB | Alliancebernstein Holding L.P. | 8,100 | $245,835 | |
| PLD | Prologis, Inc. | 1,995 | $223,858 | |
| IP | International Paper Co /New/ | 6,210 | $220,268 | |
| ODFL | Old Dominion Freight Line, Inc. | 511 | $209,070 | |
| CB | Chubb Ltd | 981 | $204,224 | |
| LRCX | Lam Research Corp | 323 | $202,446 | |
| TM | Toyota Motor Corp/ | 1,114 | $200,241 | |
| ET | Energy Transfer LP | 10,798 | $151,495 | |
| ADPT | Adaptive Biotechnologies Corp | 10,000 | $0 | |
| — | 10,000 | $0 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
20 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ARKD | ARK DIET Q1 Buffer ETF | 63,095 | $2,150,908 | |
| EBAY | Ebay Inc | 22,723 | $1,015,490 | |
| VIR | Vir Biotechnology, Inc. | 24,850 | $609,570 | |
| C | Citigroup Inc | 12,968 | $597,046 | |
| ADTN | ADTRAN Holdings, Inc. | 42,000 | $442,260 | |
| MP | MP Materials Corp. / DE | 17,700 | $404,976 | |
| WHR | Whirlpool Corp /De/ | 2,367 | $352,185 | |
| SWKS | Skyworks Solutions, Inc. | 2,651 | $293,439 | |
| BGB | Blackstone Strategic Credit 2027 Term Fund | 25,780 | $281,775 | |
| DBI | Designer Brands Inc. | 26,900 | $271,690 | |
| SXT | Sensient Technologies Corp | 3,150 | $224,059 | |
| PENN | PENN Entertainment, Inc. | 9,010 | $216,510 | |
| LUV | Southwest Airlines Co | 5,947 | $215,340 | |
| CP | Canadian Pacific Kansas City Ltd/Cn | 2,650 | $214,040 | |
| ABCL | AbCellera Biologics Inc. | 23,500 | $151,810 | |
| RQI | Cohen & Steers Quality Income Realty Fund Inc | 10,500 | $121,800 | |
| POWW | Outdoor Holding Co | 20,000 | $42,600 | |
| — | 8,200 | $0 | ||
| — | 45,400 | $0 | ||
| — | 15,000 | $0 | ||
| No positions match the current search. | ||||
342 tracked positions ·
$1,031,323,233 total
· filing declares
538 positions · $1,185,327
· as of Sep 30, 2023
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 342 positions by value
· page 1 of 7
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 318,764 | $54,575,583 | 5.29% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 300,582 | $39,459,406 | 3.83% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 165,058 | $23,936,711 | 2.32% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 53,954 | $23,469,450 | 2.28% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 62,005 | $22,782,604 | 2.21% | |
| CVX |
Chevron Corp
Energy
|
Added | 135,021 | $22,767,240 | 2.21% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 204,764 | $21,938,414 | 2.13% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 67,747 | $21,391,115 | 2.07% | |
| ABI |
VictoryShares Pioneer Asset-Based Income ETF
|
Added | 572,594 | $19,083,188 | 1.85% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 127,653 | $19,027,956 | 1.85% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Added | 30,428 | $17,190,602 | 1.67% | |
| AAXJ |
iShares MSCI All Country Asia ex Japan ETF
|
Added | 219,950 | $16,540,805 | 1.60% | |
| BLDG |
Cambria Global Real Estate ETF
|
Added | 475,378 | $16,056,077 | 1.56% | |
| AMGN |
Amgen Inc
Healthcare
|
Reduced | 59,399 | $15,964,075 | 1.55% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 95,973 | $14,947,794 | 1.45% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Added | 29,352 | $14,857,101 | 1.44% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Reduced | 63,071 | $14,786,365 | 1.43% | |
| BA |
Boeing Co
Industrials
|
Added | 75,101 | $14,395,359 | 1.40% | |
| VIG |
Vanguard Dividend Appreciation ETF
|
Added | 87,538 | $12,493,546 | 1.21% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 96,739 | $12,297,461 | 1.19% | |
| ITW |
Illinois Tool Works Inc
Industrials
|
Added | 53,229 | $12,259,170 | 1.19% | |
| GD |
General Dynamics Corp
Industrials
|
Reduced | 52,954 | $11,701,245 | 1.13% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 108,857 | $11,206,828 | 1.09% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Held | 25,866 | $11,057,197 | 1.07% | |
| HON |
Honeywell International Inc
Industrials
|
Added | 58,512 | $10,809,505 | 1.05% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 191,284 | $10,283,427 | 1.00% | |
| BBAG |
JPMorgan BetaBuilders U.S. Aggregate Bond ETF
|
Added | 187,840 | $9,921,149 | 0.96% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 32,596 | $9,785,645 | 0.95% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 47,480 | $9,627,994 | 0.93% | |
| ORCL |
Oracle Corp
Technology
|
Reduced | 85,451 | $9,050,969 | 0.88% | |
| SYK |
Stryker Corp
Healthcare
|
Added | 32,428 | $8,861,599 | 0.86% | |
| UNP |
Union Pacific Corp
Industrials
|
Reduced | 43,495 | $8,856,886 | 0.86% | |
| AIG |
American International Group, Inc.
Financial Services
|
Reduced | 137,903 | $8,356,921 | 0.81% | |
| QCOM |
Qualcomm Inc/De
Technology
|
Reduced | 74,463 | $8,269,860 | 0.80% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 253,494 | $8,215,740 | 0.80% | |
| BAB |
Invesco Taxable Municipal Bond ETF
|
Reduced | 377,862 | $7,965,642 | 0.77% | |
| CVS |
CVS HEALTH Corp
Healthcare
|
Reduced | 113,625 | $7,933,297 | 0.77% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 65,469 | $7,697,845 | 0.75% | |
| GPN |
Global Payments Inc
Industrials
|
Reduced | 66,265 | $7,646,318 | 0.74% | |
| KVUE |
Kenvue Inc.
Consumer Defensive
|
NEW | 372,465 | $7,479,097 | 0.73% | |
| VB |
Vanguard Morningstar Small-Cap ETF
|
Added | 33,381 | $7,227,186 | 0.70% | |
| INVH |
Invitation Homes Inc.
Real Estate
|
Reduced | 228,058 | $7,227,158 | 0.70% | |
| V |
Visa Inc.
Financial Services
|
Added | 30,792 | $7,082,467 | 0.69% | |
| PSA |
Public Storage
Real Estate
|
Reduced | 26,400 | $6,956,928 | 0.67% | |
| HLT |
Hilton Worldwide Holdings Inc.
Consumer Cyclical
|
Added | 45,043 | $6,764,557 | 0.66% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 22,327 | $6,746,326 | 0.65% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
Added | 240,784 | $6,590,258 | 0.64% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 24,064 | $6,339,419 | 0.61% | |
| F |
Ford Motor Co
Consumer Cyclical
|
Added | 508,473 | $6,315,234 | 0.61% | |
| TFC |
Truist Financial Corp
Financial Services
|
Reduced | 212,940 | $6,092,213 | 0.59% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.