GRIES FINANCIAL LLC

CIK

1049662

Location

CLEVELAND, OH

Portfolio Value

Small $629,958,286

Diversification

Diversified

Filing Date

Global Rank

#3,030 / 8,113 ▲ 106 · as of Sep 2025

Top Industry

Software - Infrastructure 7.5%

Period ended 1 year ago

Filed Oct 22, 2025 · 1y

19 quarters · since Mar 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2025, never from the firm's own description.

Style

Diversified active

Top 10 weight 54.4%, 13.1 effective positions, active share 67.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

29.9% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 11.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 67.5%; sector active share 49.2% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

322 tracked positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025

Top Position

25.0%

−1.7 pts

Top 5

43.5%

−0.5 pts

Top 10

54.4%

−0.5 pts

HHI

762

Diversified−78

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2025

Sector	% Portfolio	Value	Positions
Unclassified	61.5%	$387,556,312	102
Technology	8.1%	$51,228,492	36
Financial Services	7.2%	$45,251,862	51
Industrials	6.5%	$40,801,207	34
Healthcare	4.1%	$25,926,563	26
Consumer Defensive	3.6%	$22,534,252	15
Consumer Cyclical	2.9%	$18,209,571	22
Communication Services	2.7%	$16,810,886	10
Real Estate	1.3%	$8,123,190	7
Utilities	1.1%	$6,978,364	7
Energy	0.9%	$5,492,598	8
Basic Materials	0.2%	$1,044,989	4

Last Quarter's Activity

Export CSV

Sep 30, 2025 vs Jun 30, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+130,460	204,022	$11,735,345
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+118,247	576,684	$34,139,692
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+63,650	77,580	$7,811,530
JEPI	JPMorgan Equity Premium Income ETF	+52,671	132,475	$7,564,322
OTF	Blue Owl Technology Finance Corp.	+46,452	65,168	$900,621
BINC		+37,035	416,114	$22,153,909
NEE	Nextera Energy Inc	+22,916	28,102	$2,121,419
FLOT	iShares Floating Rate Bond ETF	+20,157	29,170	$1,490,295
BCSF	Bain Capital Specialty Finance, Inc.	+16,597	224,040	$3,192,570
FSK	FS KKR Capital Corp	+13,345	103,180	$1,540,477
IEFA	iShares Core MSCI EAFE ETF	+12,779	17,007	$1,484,881
TROW	Price T Rowe Group Inc	+6,327	20,372	$2,090,982
BDX	Becton Dickinson & Co	+5,818	13,484	$2,523,799
CSCO	Cisco Systems, Inc.	+5,693	42,841	$2,931,181
IBIT	iShares Bitcoin Trust ETF	+5,656	64,503	$4,192,695
ZBH	Zimmer Biomet Holdings, Inc.	+4,910	21,058	$2,074,213
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	+4,754	12,536	$515,354
TLH	iShares 10-20 Year Treasury Bond ETF	+4,392	63,236	$6,512,675
ADT	ADT Inc.	+4,299	16,990	$147,982
RSP	Victory Portfolios II	+4,123	23,858	$4,525,862
ICSH	iShares Ultra Short Duration Bond Active ETF	+3,952	26,979	$1,369,184
SBUX	Starbucks Corp	+3,610	20,217	$1,710,358
F	Ford Motor Co	+3,475	17,372	$207,769
QUAL	iShares MSCI USA Quality Factor ETF	+3,384	144,451	$28,095,719
NKE	NIKE, Inc.	+2,650	35,018	$2,441,805
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GNOV	FT Vest U.S. Equity Moderate Buffer ETF - November	−612,811	89,565	$3,407,858
GJAN	FT Vest U.S. Equity Moderate Buffer ETF - January	−75,876	32,134	$1,338,991
TBIL	F/m US Treasury 3 Month Bill Fund	−32,061	242,146	$12,107,300
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−19,919	2,185	$318,245
SEIC	Sei Investments Co	−10,465	19,382	$1,644,562
CGBD	Carlyle Secured Lending, Inc.	−9,485	187,755	$2,346,937
GJUN	FT Vest U.S. Equity Moderate Buffer ETF - June	−6,252	8,330	$323,870
JMTG	JPMorgan Mortgage-Backed Securities ETF	−4,273	7,278	$371,178
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−3,713	22,109	$1,732,019
AMCR	Amcor plc	−2,852	23,754	$194,307
IYW	iShares, Inc.	−2,452	58,664	$11,489,931
CMCSA	Comcast Corp	−2,363	77,652	$2,439,821
HEFA	iShares Currency Hedged MSCI EAFE ETF	−2,354	8,807	$348,845
SPIP	State Street(R) SPDR(R) Portfolio TIPS ETF	−2,141	9,502	$250,092
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	−1,898	58,462	$3,911,107
NWL	Newell Brands Inc.	−1,776	12,357	$64,750
MO	Altria Group, Inc.	−1,671	8,694	$574,325
LYFT	Lyft, Inc.	−1,646	18,157	$399,635
TLT	iShares 20+ Year Treasury Bond ETF	−1,534	2,955	$264,088
OBDC	Blue Owl Capital Corp	−1,081	79,697	$1,017,730
VRT	Vertiv Holdings Co	−956	2,246	$338,831
ARE	Alexandria Real Estate Equities, Inc.	−890	2,403	$200,266
IWR	iShares Russell Mid-Cap ETF	−858	15,141	$1,461,863
LLY	ELI LILLY & Co	−842	1,145	$873,635
LRCX	Lam Research Corp	−744	12,656	$1,694,638
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
GAUG	FT Vest U.S. Equity Moderate Buffer ETF - August	760,258	$29,353,561
BAI	BlackRock ETF Trust	129,075	$4,409,202
USHY	iShares Broad USD High Yield Corporate Bond ETF	47,224	$1,784,122
PSA	Public Storage	4,775	$1,379,258
DPZ	Dominos Pizza Inc	2,935	$1,267,068
CUBE	CubeSmart	30,982	$1,259,728
DLB	Dolby Laboratories, Inc.	17,086	$1,236,513
SPMO	Invesco Ltd.	7,333	$887,732
MS	Morgan Stanley	2,278	$362,110
CIEN	Ciena Corp	2,320	$337,954
ADP	Automatic Data Processing Inc	1,092	$320,502
APH	Amphenol Corp	2,349	$290,688
SOFI	SoFi Technologies, Inc.	10,928	$288,717
AMGN	Amgen Inc	1,016	$286,715
WDC	Western Digital Corp	2,333	$280,099
ACN	Accenture plc	1,107	$272,986
PLTR	Palantir Technologies Inc.	1,440	$262,684
SYK	Stryker Corp	679	$251,005
TJX	Tjx Companies Inc	1,726	$249,476
PTY	Pimco Corporate & Income Opportunity Fund	17,167	$247,891
AWI	Armstrong World Industries Inc	1,260	$246,972
VEA	Vanguard FTSE Developed Markets ETF	4,087	$244,893
P	Everpure, Inc.	2,879	$241,288
NDSN	Nordson Corp	1,054	$239,205
EXPE	Expedia Group, Inc.	1,099	$234,911
No positions match the current search.

Sold Out

Positions the filer fully exited

18 positions

Ticker	Company	Shares	Value
GFEB	FT Vest U.S. Equity Moderate Buffer ETF - February	78,819	$3,073,152
HAS	Hasbro, Inc.	25,094	$1,852,439
OGE	Oge Energy Corp.	28,664	$1,272,108
FLO	Flowers Foods Inc	61,844	$988,267
IXUS	iShares Core MSCI Total International Stock ETF	11,629	$899,037
SMH	VanEck Semiconductor ETF	1,949	$543,537
IAU	Ishares Gold Trust	7,303	$455,415
FTNT	Fortinet, Inc.	3,633	$384,080
CMG	Chipotle Mexican Grill Inc	6,103	$342,683
RGLD	Royal Gold Inc	1,299	$231,014
SHW	Sherwin Williams Co	652	$223,870
GDDY	GoDaddy Inc.	1,235	$222,374
TOST	Toast, Inc.	4,899	$216,976
INDA	iShares MSCI India ETF	3,820	$212,697
HLT	Hilton Worldwide Holdings Inc.	772	$205,614
FIS	Fidelity National Information Services, Inc.	2,515	$204,746
ARW	Arrow Electronics, Inc.	1,584	$201,849
SBAC	Sba Communications Corp	856	$201,023
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

322 tracked positions · $629,958,286 total · filing declares 323 positions · $632,732,582 · as of Sep 30, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 322 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	116,116	+451	$77,716,438	+8.2%	19	before history	12.34%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	576,684	+118,247	$34,139,692	+36.7%	7	$48.19	5.42%
GAUG	FT Vest U.S. Equity Moderate Buffer ETF - August	NEW	760,258	NEW	$29,353,561	NEW	1	unpriced	4.66%
QUAL	iShares MSCI USA Quality Factor ETF	Added	144,451	+3,384	$28,095,719	+8.9%	11	unpriced	4.46%
BINC		Added	416,114	+37,035	$22,153,909	+10.6%	7	$52.57	3.52%
SPY	Spdr S&P 500 ETF Trust	Added	24,457	+2,200	$16,292,764	+18.5%	19	before history	2.59%
TBIL	F/m US Treasury 3 Month Bill Fund	Reduced	242,146	-32,061	$12,107,300	−11.7%	13	$49.93	1.92%
MSFT	Microsoft Corp Technology	Added	22,993	+807	$11,909,224	+7.9%	19	before history	1.89%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	204,022	+130,460	$11,735,345	+193.3%	7	$54.83	1.86%
IYW	iShares, Inc.	Reduced	58,664	-2,452	$11,489,931	+8.5%	12	$92.48	1.82%
AAPL	Apple Inc. Technology	Added	31,810	+1,902	$8,099,780	+32.0%	19	before history	1.29%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	77,580	+63,650	$7,811,530	+457.8%	2	$100.43	1.24%
NVDA	Nvidia Corp Technology	Added	41,003	+797	$7,650,339	+20.4%	19	before history	1.21%
JEPI	JPMorgan Equity Premium Income ETF	Added	132,475	+52,671	$7,564,322	+66.7%	7	$57.19	1.20%
TLH	iShares 10-20 Year Treasury Bond ETF	Added	63,236	+4,392	$6,512,675	+8.9%	2	unpriced	1.03%
VOO	VANGUARD 500 INDEX FUND	Reduced	10,155	-304	$6,218,718	+4.7%	9	unpriced	0.99%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	10,243	-51	$6,105,135	+4.7%	17	$491.34	0.97%
IWM	iShares Russell 2000 ETF	Added	23,437	+83	$5,670,816	+12.5%	19	before history	0.90%
AMZN	Amazon Com Inc Consumer Cyclical	Added	25,038	+498	$5,497,593	+2.1%	19	before history	0.87%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	16,162	-17	$5,303,883	+7.9%	17	unpriced	0.84%
QQQ	Invesco Qqq Trust, Series 1	Added	8,491	+827	$5,097,741	+20.6%	17	$448.41	0.81%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	73,565	-43	$4,800,851	+5.2%	19	before history	0.76%
RSP	Victory Portfolios II	Added	23,858	+4,123	$4,525,862	+26.2%	11	$162.56	0.72%
BAI	BlackRock ETF Trust	NEW	129,075	NEW	$4,409,202	NEW	1	$31.55	0.70%
IBIT	iShares Bitcoin Trust ETF	Added	64,503	+5,656	$4,192,695	+16.4%	3	$54.00	0.67%
ABBV	AbbVie Inc. Healthcare	Added	17,355	+131	$4,018,376	+25.7%	19	before history	0.64%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	25,916	+1,006	$3,981,993	+0.3%	19	before history	0.63%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Reduced	58,462	-1,898	$3,911,107	−0.8%	7	$63.61	0.62%
ETN	Eaton Corp plc Industrials	Added	10,430	+231	$3,903,427	+7.2%	19	before history	0.62%
CSX	Csx Corp Industrials	Added	104,582	+733	$3,713,706	+9.6%	19	before history	0.59%
LHX	L3harris Technologies, Inc. Industrials	Added	12,029	+101	$3,673,776	+22.8%	19	before history	0.58%
JNJ	Johnson & Johnson Healthcare	Added	19,653	+223	$3,644,059	+22.8%	19	before history	0.58%
GOOGL	Alphabet Inc. Communication Services	Added	14,889	+1,318	$3,619,515	+51.3%	19	before history	0.57%
ITW	Illinois Tool Works Inc Industrials	Reduced	13,115	-412	$3,419,867	+2.3%	7	$258.38	0.54%
GNOV	FT Vest U.S. Equity Moderate Buffer ETF - November	Reduced	89,565	-612,811	$3,407,858	−86.7%	8	unpriced	0.54%
BCSF	Bain Capital Specialty Finance, Inc. Financial Services	Added	224,040	+16,597	$3,192,570	+2.3%	13	$15.26	0.51%
CSCO	Cisco Systems, Inc. Technology	Added	42,841	+5,693	$2,931,181	+13.7%	19	before history	0.47%
FDX	Fedex Corp Industrials	Added	12,224	+378	$2,882,541	+7.0%	11	unpriced	0.46%
AVGO	Broadcom Inc. Technology	Added	8,411	+463	$2,774,873	+26.7%	10	unpriced	0.44%
IWF	iShares Russell 1000 Growth ETF	Reduced	5,827	-18	$2,729,425	+10.0%	17	unpriced	0.43%
NOC	Northrop Grumman Corp Industrials	Added	4,420	+82	$2,693,194	+24.2%	5	$481.92	0.43%
HSY	Hershey Co Consumer Defensive	Added	14,380	+1,108	$2,689,779	+22.1%	3	$165.53	0.43%
ORCL	Oracle Corp Technology	Added	9,516	+481	$2,676,279	+35.5%	19	before history	0.42%
JPM	Jpmorgan Chase & Co Financial Services	Added	8,394	+1,720	$2,647,719	+36.8%	19	before history	0.42%
BAC	Bank Of America Corp Financial Services	Added	51,283	+1,923	$2,645,689	+13.3%	10	$29.69	0.42%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	13,048	+23	$2,621,734	+8.0%	8	$134.14	0.42%
IQLT	iShares MSCI Intl Quality Factor ETF	Added	58,976	+758	$2,606,149	+3.6%	3	unpriced	0.41%
BDX	Becton Dickinson & Co Healthcare	Added	13,484	+5,818	$2,523,799	+91.1%	4	$196.76	0.40%
DGRO	iShares Core Dividend Growth ETF	Held	36,511	0	$2,485,668	+6.5%	7	unpriced	0.39%
EFA	iShares MSCI EAFE ETF	Added	26,498	+223	$2,474,118	+5.3%	19	before history	0.39%

Showing the top 50 of 322 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.