COLDSTREAM CAPITAL MANAGEMENT INC

Registered adviser

CIK

1082339

Location

BELLEVUE, WA

Portfolio Value

Mid $7,985,997,652

Diversification

Diversified

Filing Date

Global Rank

#633 / 8,827 ▼ 67

Top Industry

Software - Infrastructure 16.9%

Period ended 4 months ago

Filed Aug 14, 2026 · 3mo

25 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 108805

Roster of Nov 1, 2026

Regulatory AUM

$13,925,235,705

Main clients

Individuals and high net worth (87% of AUM)

Private funds

1 fund · Real estate funds

Focus by gross assets, Schedule D of Dec 17, 2024

$151,618,352 gross assets

Private funds on Schedule D 7.B.(1)

As filed Dec 17, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$98,546,393 gross assets in 1 fund Real estate funds $98,546,393 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$13,925,235,705	Individuals and high net worth (87%)
Jul 2025 to Mar 2026	$12,438,532,202	Individuals and high net worth (87%)
Apr 2025 to Jun 2025	$10,461,132,588	Individuals and high net worth (88%)
Feb 2025 to Mar 2025	$10,666,708,673	Individuals and high net worth (85%)
Sep 2024 to Jan 2025	$9,661,331,534	Individuals and high net worth (84%)
Apr 2024 to Aug 2024	$7,578,712,530	Individuals and high net worth (90%)

10 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Fundamental active, Growth, Income, Fixed income / rates, Multi-asset, Long/short hedge, Private markets, Wealth management / planning Form ADV Part 2A, Mar 30, 2026 · original

In the firm's words

Index / passive: Coldstream builds and manages equity portfolios designed to track various U.S. equity indices
Quantitative / systematic: The strategy will use both quantitative and qualitative processes to select securities with optimal risk adjusted value.
Fundamental active: Companies are selected based on a comprehensive scoring process that reviews valuation, earnings, expectations, key fundamental issues, and technical price behavior.
Growth: The strategy primarily focuses on investing in large-cap common stocks (comprised primarily of domestic securities but may hold foreign ADR's as well) that provide strong growth potential and attractive dividend and yield opportunities and seeks to create a portfolio structure that is less volatile and more predictable than the overall stock market.
Income: This strategy consists of building and managing individual-issue common stock portfolios designed to provide meaningful dividend income while maintaining exposure to the market.
Fixed income / rates: Our fixed income strategy is to assess the overall direction of interest rates and determine position durations accordingly.
Multi-asset: At Coldstream, we carefully combine and balance non-correlated assets, seeking to reduce risk and capture returns.
Long/short hedge: Coldstream offers access to managed hedge fund of funds, which pursue multiple strategies to diversify risks and reduce volatility.
Private markets: Coldstream offers access to third-party managed partnerships in U.S. and non-U.S. venture capital and growth equity, buyouts, and special situations.
Wealth management / planning: Coldstream offers access to external money managers, mutual funds, and equity or indexing strategies, for various investment disciplines as desired by the client and when appropriate for the client's situation.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 63.8% of the book (60%+)

Turnover

Low turnover

16.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.0 quarters (12+), a floor since 61.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 55.3%; sector active share 46.7% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,219 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

25.7%

+0.6 pts

Top 5

53.2%

−5.1 pts

Top 10

63.3%

−5.1 pts

HHI

937

Diversified−79

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	59.9%	$4,781,312,613	248
Technology	16.9%	$1,348,133,407	157
Financial Services	4.6%	$370,986,521	171
Consumer Cyclical	4.2%	$338,810,881	102
Industrials	4.1%	$327,692,706	160
Communication Services	3.0%	$235,875,203	35
Healthcare	2.9%	$230,696,117	110
Consumer Defensive	1.6%	$127,198,866	57
Energy	1.0%	$83,197,437	42
Utilities	0.7%	$52,823,445	39
Real Estate	0.6%	$47,887,469	57
Basic Materials	0.5%	$41,382,987	41

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+2,025,845	2,648,650	$228,154,710
VEA	Vanguard FTSE Developed Markets ETF	+664,843	3,235,751	$230,547,258
STIP	iShares 0-5 Year TIPS Bond ETF	+407,033	1,860,288	$190,047,021
VO	VANGUARD MID-CAP INDEX FUND	+213,890	290,745	$23,425,324
HDEF	Xtrackers MSCI EAFE High Dividend Yield Equity ETF	+106,678	583,660	$18,758,832
PWR	Quanta Services, Inc.	+91,754	96,711	$69,635,787
VEU	Vanguard International Equity Index Funds	+80,295	324,485	$27,175,618
IWF	iShares Russell 1000 Growth ETF	+69,564	94,782	$11,769,080
IVV	iShares Core S&P 500 ETF	+68,974	909,504	$681,118,449
DVN	Devon Energy Corp	+62,810	85,567	$3,535,628
KLAC	Kla Corp	+59,064	66,153	$19,959,021
IEF	iShares 7-10 Year Treasury Bond ETF	+46,765	1,037,188	$98,086,869
—		+34,110	69,226	$1,000,315
OMER	Omeros Corp	+30,613	84,743	$805,905
GIS	General Mills Inc	+29,553	44,569	$1,551,001
TECH	BIO-TECHNE Corp	+28,681	36,070	$2,548,345
TGT	Target Corp	+24,266	33,472	$4,371,777
JCPB	JPMorgan Core Plus Bond ETF	+22,162	67,341	$3,160,986
BKNG	Booking Holdings Inc.	+21,921	22,857	$4,074,031
ADM	Archer-Daniels-Midland Co	+19,745	27,270	$2,083,428
TMUS	T-Mobile US, Inc.	+19,238	35,034	$5,876,252
SAN	Banco Santander, S.A.	+17,090	97,473	$1,345,127
CAG	Conagra Brands Inc.	+15,036	43,387	$583,989
SGOV	iShares 0-3 Month Treasury Bond ETF	+14,926	377,402	$37,993,059
COTY	Coty Inc.	+14,025	24,246	$52,371
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFAI	Dimensional International Core Equity Market ETF	−5,519,556	5,636,392	$232,501,170
DFLV	Dimensional US Large Cap Value ETF	−2,253,235	2,337,885	$92,439,972
DFAE	Dimensional Emerging Core Equity Market ETF	−2,187,353	2,121,551	$85,307,565
HEFA	iShares Currency Hedged MSCI EAFE ETF	−1,367,977	4,561,052	$214,050,170
DFSV	Dimensional US Small Cap Value ETF	−1,087,386	1,142,603	$44,321,570
VTV	VANGUARD VALUE INDEX FUND	−658,197	1,134,483	$247,237,879
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	−657,885	773,476	$45,619,614
QUAL	iShares MSCI USA Quality Factor ETF	−546,739	563,366	$123,619,401
AGG	iShares Core U.S. Aggregate Bond ETF	−530,885	785,945	$77,792,836
BNDX	Vanguard Total International Bond ETF	−388,046	405,420	$19,634,490
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−214,747	1,150,794	$66,976,210
VB	Vanguard Index Funds	−125,547	194,489	$58,953,505
LYG	Lloyds Banking Group plc	−113,521	178,898	$1,042,974
NKE	NIKE, Inc.	−109,073	121,298	$4,979,282
HAWX	iShares Currency Hedged MSCI ACWI ex U.S. ETF	−106,057	508,624	$23,651,016
NUEM	Nuveen ESG Emerging Markets Equity ETF	−99,738	106,954	$4,538,699
REGL	ProShares S&P MidCap 400 Dividend Aristocrats ETF	−87,383	1,935,688	$177,250,950
NUSC	Nuveen ESG Small-Cap ETF	−87,103	94,514	$4,926,069
SMMD	iShares Russell 2500 ETF	−84,295	690,732	$63,291,773
BANC	Banc Of California, Inc.	−83,275	55,817	$1,140,341
WIT	Wipro Ltd	−78,899	29,705	$66,836
LRCX	Lam Research Corp	−71,296	126,560	$54,842,243
NVDA	Nvidia Corp	−69,503	760,219	$152,112,219
IXUS	iShares Core MSCI Total International Stock ETF	−57,363	112,820	$10,767,540
AAPL	Apple Inc.	−56,649	663,766	$192,067,329
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	618,230	$94,082,241
HONA	Honeywell Aerospace Inc.	16,200	$3,581,496
JAAA	Janus Henderson AAA CLO ETF	38,426	$1,940,128
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	19,987	$1,756,457
IDV	iShares International Select Dividend ETF	27,763	$1,150,221
IBMU	iShares iBonds Dec 2032 Term Muni Bond ETF	28,425	$722,847
SPCX	Space Exploration Technologies Corp	4,124	$704,626
AMSF	Amerisafe Inc	20,216	$683,907
SIGI	Selective Insurance Group Inc	6,788	$658,503
FLKR	Franklin FTSE South Korea ETF	9,877	$652,672
SOXL	Direxion Daily Semiconductor Bull 3X Shares	1,935	$516,083
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	4,152	$486,946
SAFT	Safety Insurance Group Inc	6,360	$476,109
ALAB	Astera Labs, Inc.	959	$463,216
JJSF	J&J Snack Foods Corp	6,054	$444,666
FDXF	FedEx Freight Holding Company, Inc.	2,878	$434,578
RVMD	Revolution Medicines, Inc.	2,314	$433,365
SMPL	Simply Good Foods Co	30,384	$403,499
BAX	Baxter International Inc	18,545	$395,379
NBIS	Nebius Group N.V.	1,370	$378,352
BCML	BayCom Corp	11,349	$373,382
OKTA	Okta, Inc.	2,701	$368,551
UCTT	Ultra Clean Holdings, Inc.	2,582	$368,167
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	7,269	$365,121
TRP	Tc Energy Corp	5,369	$355,911
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	494,999	$39,134,620
—		86,504	$3,039,750
AOS	Smith A O Corp	26,864	$1,771,412
DFAS	Dimensional U.S. Small Cap ETF	13,884	$987,568
UI	Ubiquiti Inc.	945	$746,823
—		3,683	$655,097
THRO		15,395	$557,606
KGC	Kinross Gold Corp	14,986	$457,372
BLCR		10,740	$440,984
TNK	Teekay Tankers Ltd.	5,918	$433,907
FNF	Fidelity National Financial, Inc.	8,089	$375,167
WPM	Wheaton Precious Metals Corp.	2,715	$355,692
BINC		6,211	$322,537
MSTR	Strategy Inc	2,553	$318,614
PAYC	Paycom Software, Inc.	2,523	$306,645
—		6,497	$303,606
SEI	Solaris Energy Infrastructure, Inc.	5,315	$300,350
BBY	Best Buy Co Inc	4,607	$295,769
TRMB	Trimble Inc.	4,417	$288,120
COO	Cooper Companies, Inc.	4,007	$286,500
ECHO	EchoStar CORP	2,402	$281,202
DOCU	Docusign, Inc.	5,904	$279,908
ITRI	Itron, Inc.	3,070	$275,164
TW	Tradeweb Markets Inc.	2,328	$273,912
KT	Kt Corp	12,443	$266,902
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,219 tracked positions · $7,985,997,652 total · filing declares 1,386 positions · $7,986,673,242 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,219 positions by value · page 1 of 25

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	909,504	+68,974	$681,118,449	+24.1%	26+	before history	8.53%
MSFT	Microsoft Corp Technology	Reduced	1,327,315	-29,131	$495,115,040	−1.4%	26+	before history	6.20%
VOO	VANGUARD 500 INDEX FUND	Reduced	361,351	-28,033	$248,179,479	+6.7%	26+	before history	3.11%
VTV	VANGUARD VALUE INDEX FUND	Reduced	1,134,483	-658,197	$247,237,879	−29.7%	26+	before history	3.10%
DFAI	Dimensional International Core Equity Market ETF	Reduced	5,636,392	-5,519,556	$232,501,170	−46.5%	5	$34.09	2.91%
VEA	Vanguard FTSE Developed Markets ETF	Added	3,235,751	+664,843	$230,547,258	+39.9%	22	before history	2.89%
VUG	VANGUARD GROWTH INDEX FUND	Added	2,648,650	+2,025,845	$228,154,710	−16.1%	26+	before history	2.86%
HEFA	iShares Currency Hedged MSCI EAFE ETF	Reduced	4,561,052	-1,367,977	$214,050,170	−15.1%	26+	before history	2.68%
AAPL	Apple Inc. Technology	Reduced	663,766	-56,649	$192,067,329	+5.1%	26+	before history	2.41%
STIP	iShares 0-5 Year TIPS Bond ETF	Added	1,860,288	+407,033	$190,047,021	+26.4%	8	unpriced	2.38%
REGL	ProShares S&P MidCap 400 Dividend Aristocrats ETF	Reduced	1,935,688	-87,383	$177,250,950	+1.4%	17	before history	2.22%
NVDA	Nvidia Corp Technology	Reduced	760,219	-69,503	$152,112,219	+5.1%	26+	before history	1.90%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	440,838	-2,675	$151,608,596	+14.4%	26+	before history	1.90%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	634,693	-32,316	$151,272,729	+8.9%	26+	before history	1.89%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	563,366	-546,739	$123,619,401	−41.9%	11	unpriced	1.55%
SPY	Spdr S&P 500 ETF Trust	Added	137,612	+4,349	$102,764,513	+18.6%	26+	before history	1.29%
IEF	iShares 7-10 Year Treasury Bond ETF	Added	1,037,188	+46,765	$98,086,869	+3.8%	26+	before history	1.23%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	NEW	618,230	NEW	$94,082,241	NEW	1	$148.98	1.18%
DFLV	Dimensional US Large Cap Value ETF	Reduced	2,337,885	-2,253,235	$92,439,972	−43.6%	5	$31.23	1.16%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	1,153,834	-4,676	$88,972,139	+13.7%	26+	before history	1.11%
DFAE	Dimensional Emerging Core Equity Market ETF	Reduced	2,121,551	-2,187,353	$85,307,565	−41.5%	5	$28.27	1.07%
IWB	iShares Russell 1000 ETF	Reduced	197,624	-2,948	$80,927,028	+13.2%	26+	before history	1.01%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	785,945	-530,885	$77,792,836	−40.5%	26+	before history	0.97%
PWR	Quanta Services, Inc. Industrials	Added	96,711	+91,754	$69,635,787	+2458.7%	19	before history	0.87%
GOOGL	Alphabet Inc. Communication Services	Added	190,069	+8,324	$67,924,958	+30.0%	26+	before history	0.85%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	1,150,794	-214,747	$66,976,210	−16.2%	8	$58.51	0.84%
GOOG	Alphabet Inc. Communication Services	Reduced	185,623	-33,159	$65,586,174	+4.5%	26+	before history	0.82%
SMMD	iShares Russell 2500 ETF	Reduced	690,732	-84,295	$63,291,773	+7.0%	18	before history	0.79%
BRK-A	Berkshire Hathaway Inc Financial Services	Added	6,044	+6,038	$60,647,484	+1307.5%	6	unpriced	0.76%
VB	Vanguard Index Funds	Reduced	194,489	-125,547	$58,953,505	−29.7%	26+	before history	0.74%
AVGO	Broadcom Inc. Technology	Reduced	147,602	-21,598	$55,756,655	+6.5%	26+	before history	0.70%
LRCX	Lam Research Corp Technology	Reduced	126,560	-71,296	$54,842,243	+29.7%	25	before history	0.69%
MUB	iShares National Muni Bond ETF	Reduced	479,909	-42,555	$51,647,806	−6.9%	26+	before history	0.65%
IEFA	iShares Core MSCI EAFE ETF	Reduced	504,846	-5,269	$48,758,026	+5.6%	26+	before history	0.61%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	123,510	-26,523	$45,703,639	−5.0%	26+	before history	0.57%
META	Meta Platforms, Inc. Communication Services	Added	81,125	+889	$45,696,900	−0.5%	26+	before history	0.57%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Reduced	773,476	-657,885	$45,619,614	−46.5%	10	$59.41	0.57%
DFSV	Dimensional US Small Cap Value ETF	Reduced	1,142,603	-1,087,386	$44,321,570	−43.3%	6	$29.25	0.55%
LLY	ELI LILLY & Co Healthcare	Reduced	36,385	-7,805	$43,641,264	+7.4%	26+	before history	0.55%
		Reduced	177,002	-14,586	$43,579,662	+10.5%	26+	before history	0.55%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	101,503	-7,023	$42,692,161	+5.8%	26+	before history	0.53%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	377,402	+14,926	$37,993,059	+4.1%	7	unpriced	0.48%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	634,147	-19,635	$37,852,234	+7.1%	26+	before history	0.47%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	72,409	-7,562	$36,232,739	−5.5%	26+	before history	0.45%
MU	Micron Technology Inc Technology	Added	29,371	+5,914	$33,902,651	+327.8%	23	before history	0.42%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	101,640	-3,661	$33,269,820	+7.4%	26+	before history	0.42%
IWR	iShares Russell Mid-Cap ETF	Reduced	277,562	-4,962	$30,620,639	+11.5%	26+	before history	0.38%
EEM	iShares MSCI Emerging Markets ETF	Reduced	433,242	-2,176	$29,638,085	+19.9%	26+	before history	0.37%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	31,314	-158	$29,293,307	−6.6%	26+	before history	0.37%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Reduced	184,149	-5,930	$28,902,185	+9.9%	21	before history	0.36%

Showing the top 50 of 1,219 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.