MAK CAPITAL ONE LLC

Registered adviser

CIK

1385702

Location

NEW YORK, NY

Portfolio Value

Small $710,823,997

Diversification

Diversified

Filing Date

Global Rank

#3,128 / 8,818 ▼ 174

Top Industry

Biotechnology 25.1%

3Y Alpha vs SPY

-12.3%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 158132

Roster of Oct 1, 2026

Regulatory AUM

$1,988,789,923

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

2 funds · Mixed

Focus by fund count, roster of Oct 1, 2026

$1,988,789,923 gross assets

LEI

6YVO534FPAKDPIGMZI51

Private funds on Schedule D 7.B.(1)

As filed Mar 25, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$1,174,242,953 gross assets in 3 funds Hedge funds $1,118,473,293 (1) Private equity funds $55,769,660 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,988,789,923	Pooled investment vehicles (100%)
Apr 2025 to Mar 2026	$1,696,240,773	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$1,272,587,612	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$1,811,447,107	Pooled investment vehicles (100%)
Apr 2023	$1,811,447,107	Pooled investment vehicles (100%)
Apr 2022 to Mar 2023	$1,335,487,544	Pooled investment vehicles (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 82.8% of the book (60%+)

Turnover

Medium turnover

47.3% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 9.6 quarters, but 27.0% of the book was already held when coverage starts

Closest benchmark: the S&P SmallCap 600 as of 2026-06-30, active share 99.4%; sector active share 42.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

17 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

17.5%

−7.5 pts

Top 5

53.9%

−8.6 pts

Top 10

82.8%

−0.5 pts

HHI

861

Diversified−260

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Healthcare	44.5%	$316,395,243	7
Technology	17.5%	$124,640,285	1
Financial Services	16.2%	$115,393,326	2
Consumer Cyclical	9.5%	$67,189,219	2
Industrials	4.9%	$34,815,505	2
Basic Materials	3.0%	$21,591,136	1
Consumer Defensive	2.5%	$17,480,482	1
Energy	1.9%	$13,318,801	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

6 positions

Ticker	Company	Δ Shares	Shares	Value
LAB	Standard Biotools Inc.	+2,641,278	28,813,904	$23,627,401
ANNX	Annexon, Inc.	+1,138,137	5,862,180	$33,473,047
QURE	uniQure N.V.	+790,846	1,232,051	$56,748,269
CLPT	ClearPoint Neuro, Inc.	+474,372	2,375,861	$42,385,360
PESI	Perma Fix Environmental Services Inc	+114,285	1,032,958	$14,760,969
GGAL	Grupo Financiero Galicia SA	+56,800	1,485,875	$74,338,326
No positions match the current search.

Trimmed

Positions the filer reduced

3 positions

Ticker	Company	Δ Shares	Shares	Value
SKY	Champion Homes, Inc.	−650,000	632,374	$55,724,796
LODE	Comstock Inc.	−573,552	5,190,177	$21,591,136
CYRX	Cryoport, Inc.	−145,906	1,277,359	$20,054,536
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
CAI	Caris Life Sciences, Inc.	1,937,229	$34,521,420
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
COUR	Coursera, Inc.	5,618,749	$32,701,119
—		3,658,520	$16,902,362
PLX	Protalix BioTherapeutics, Inc.	3,544,139	$7,690,781
FVRR	Fiverr International Ltd.	80,479	$806,399
SGMOQ	Sangamo Therapeutics, Inc	561,538	$140,384
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

17 tracked positions · $710,823,997 total · filing declares 17 positions · $713,794,826 · as of Jun 30, 2026

All sectors Basic Materials Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AGYS	Agilysys Inc Technology	Held	1,192,730	0	$124,640,285	+46.9%	26+	before history	17.53%
GGAL	Grupo Financiero Galicia SA Financial Services	Added	1,485,875	+56,800	$74,338,326	+11.4%	3	$46.89	10.46%
ACHC	Acadia Healthcare Company, Inc. Healthcare	Held	2,432,962	0	$71,845,367	+26.3%	2	$18.10	10.11%
QURE	uniQure N.V. Healthcare	Added	1,232,051	+790,846	$56,748,269	+686.7%	2	$24.05	7.98%
SKY	Champion Homes, Inc. Consumer Cyclical	Reduced	632,374	-1,650,000	$55,724,796	−67.2%	26+	before history	7.84%
AUTL	Autolus Therapeutics plc Healthcare	Held	33,621,487	0	$53,794,379	+15.9%	5	$1.71	7.57%
CLPT	ClearPoint Neuro, Inc. Healthcare	Added	2,375,861	+474,372	$42,385,360	+145.0%	2	$12.60	5.96%
SUPV	Grupo Supervielle S.A. Financial Services	Held	4,250,000	0	$41,055,000	+2.4%	10	$6.94	5.78%
CAI	Caris Life Sciences, Inc. Healthcare	NEW	1,937,229	NEW	$34,521,420	NEW	1	$17.90	4.86%
ANNX	Annexon, Inc. Healthcare	Added	5,862,180	+1,138,137	$33,473,047	+27.9%	3	$4.70	4.71%
LAB	Standard Biotools Inc. Healthcare	Added	28,813,904	+2,641,278	$23,627,401	−1.9%	6	$1.25	3.32%
LODE	Comstock Inc. Basic Materials	Reduced	5,190,177	-573,552	$21,591,136	+22.8%	2	$3.27	3.04%
CYRX	Cryoport, Inc. Industrials	Reduced	1,277,359	-145,906	$20,054,536	+70.2%	4	$8.79	2.82%
HNST	Honest Company, Inc. Consumer Defensive	Held	4,776,088	0	$17,480,482	+24.5%	3	$2.94	2.46%
PESI	Perma Fix Environmental Services Inc Industrials	Added	1,032,958	+114,285	$14,760,969	+50.3%	5	$11.06	2.08%
CVE	Cenovus Energy Inc. Energy	Held	536,832	0	$13,318,801	−6.5%	3	$17.37	1.87%
YTRA	Yatra Online, Inc. Consumer Cyclical	Held	12,170,301	0	$11,464,423	−15.1%	26+	before history	1.61%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.