Wellington Shields & Co., LLC

CIK

1506073

Location

NEW YORK, NY

Portfolio Value

Micro $11,816,102

Diversification

Diversified

Filing Date

Global Rank

#3,085 / 8,586 ▼ 9

Top Industry

Drug Manufacturers - General 9.1%

3Y Alpha vs SPY

-7.0%

Period ended 3 months ago

Filed May 4, 2026 · 43d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+48.8%

SPY

+78.1%

Annualised alpha

-7.0%

Max drawdown

−18.1%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

279 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

7.5%

−1.3 pts

Top 5

25.0%

−2.5 pts

Top 10

35.3%

−1.8 pts

HHI

202

Diversified−32

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	26.9%	$99,608,573	35
Financial Services	14.6%	$54,052,414	45
Healthcare	14.6%	$53,979,280	38
Industrials	13.6%	$50,425,432	46
Energy	9.2%	$33,950,490	27
Consumer Defensive	4.9%	$18,288,789	18
Communication Services	3.9%	$14,340,901	12
Consumer Cyclical	3.3%	$12,068,398	13
Basic Materials	3.2%	$11,816,102	19
Utilities	2.6%	$9,656,516	13
Unclassified	2.2%	$8,253,948	6
Real Estate	1.2%	$4,356,099	7

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MP	MP Materials Corp. / DE	+3,700	10,800	$521,208
PANW	Palo Alto Networks Inc	+3,641	18,603	$2,982,432
QBTS	D-Wave Quantum Inc.	+3,000	14,600	$210,678
BXMT	Blackstone Mortgage Trust, Inc.	+2,550	10,825	$207,298
EIX	Edison International	+1,800	17,200	$1,258,696
XOM	Exxon Mobil Corp	+1,788	78,716	$13,354,956
DVN	Devon Energy Corp/De	+1,683	32,409	$1,630,820
GIS	General Mills Inc	+1,500	17,570	$653,955
TOST	Toast, Inc.	+1,500	21,200	$562,012
UNH	Unitedhealth Group Inc	+1,432	3,412	$923,253
PSKY	Paramount Skydance Corp	+1,200	12,827	$115,699
CMG	Chipotle Mexican Grill Inc	+1,200	12,800	$409,728
IBIT	iShares Bitcoin Trust ETF	+1,194	2,383	$91,554
AMD	Advanced Micro Devices Inc	+1,151	1,758	$357,629
BMNR	Bitmine Immersion Technologies, Inc.	+1,100	10,500	$207,690
CMI	Cummins Inc	+565	1,486	$799,497
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+521	6,350	$2,145,982
BRK-B	Berkshire Hathaway Inc	+503	9,155	$4,387,076
OKE	Oneok Inc /New/	+500	19,386	$1,752,300
RKLB	Rocket Lab Corp	+477	58,120	$3,732,466
GE	General Electric Co	+445	12,542	$3,559,043
ED	Consolidated Edison Inc	+400	2,932	$331,843
AMZN	Amazon Com Inc	+387	30,623	$6,377,852
SSSS	Suro Capital Corp.	+315	26,338	$282,079
SPY	Spdr S&P 500 ETF Trust	+313	7,129	$4,636,273
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NEM	NEWMONT Corp /DE/	−4,800	31,400	$3,399,050
PFE	Pfizer Inc	−4,661	76,295	$2,142,363
FCX	Freeport-Mcmoran Inc	−3,657	16,362	$961,758
AVGO	Broadcom Inc.	−2,696	9,471	$2,931,369
EQT	EQT Corp	−2,600	6,400	$407,296
STXS	Stereotaxis, Inc.	−2,448	40,079	$73,745
APO	Apollo Global Management, Inc.	−1,456	19,220	$2,141,492
PLTR	Palantir Technologies Inc.	−1,375	14,359	$2,100,434
SHEL	Shell plc	−1,250	4,424	$411,432
PRU	Prudential Financial Inc	−1,210	7,927	$774,388
SPG	Simon Property Group Inc.	−1,195	6,624	$1,235,574
CVS	CVS HEALTH Corp	−1,095	16,749	$1,202,913
AAPL	Apple Inc.	−1,071	109,187	$27,710,568
CMCSA	Comcast Corp	−1,017	17,252	$495,304
BP	Bp PLC	−1,000	15,619	$734,093
ET	Energy Transfer LP	−1,000	42,803	$826,097
KMI	Kinder Morgan, Inc.	−1,000	89,624	$3,005,092
INTC	Intel Corp	−900	11,793	$520,425
PEP	Pepsico Inc	−900	6,445	$1,000,844
WY	Weyerhaeuser Co	−770	38,002	$928,388
FNF	Fidelity National Financial, Inc.	−735	6,870	$318,630
BXSL	Blackstone Secured Lending Fund	−649	38,985	$923,554
KO	Coca Cola Co	−600	24,800	$1,886,040
DIS	Walt Disney Co	−593	27,657	$2,665,581
CSCO	Cisco Systems, Inc.	−586	24,924	$1,933,853
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
ESI	Element Solutions Inc	32,800	$1,119,792
SJM	J M SMUCKER Co	5,501	$530,516
KMB	Kimberly Clark Corp	4,505	$434,597
MU	Micron Technology Inc	750	$253,380
BJ	BJ's Wholesale Club Holdings, Inc.	2,200	$216,524
AZN	Astrazeneca PLC	1,000	$197,220
DGX	Quest Diagnostics Inc	933	$182,849
WAT	Waters Corp /De/	236	$70,280
NVT	nVent Electric plc	550	$65,054
MPC	Marathon Petroleum Corp	200	$48,836
ISRG	Intuitive Surgical Inc	100	$46,099
TJX	Tjx Companies Inc /De/	150	$23,955
AMSC	American Superconductor Corp /De/	67	$2,267
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
CRBG	Corebridge Financial, Inc.	20,000	$603,400
AES	Aes Corp	29,586	$424,263
LAMR	Lamar Advertising Co/New	2,250	$284,805
STX	Seagate Technology Holdings plc	850	$234,081
UL	Unilever PLC	3,418	$223,537
ADBE	Adobe Inc.	606	$212,093
HPE	Hewlett Packard Enterprise Co	8,485	$203,809
INTU	Intuit Inc.	239	$158,318
DAL	Delta Air Lines, Inc.	2,235	$155,109
TFC	Truist Financial Corp	3,000	$147,630
VST	Vistra Corp.	300	$48,399
MPLX	Mplx LP	400	$21,348
ADP	Automatic Data Processing Inc	39	$10,031
NFLX	Netflix Inc	100	$9,376
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

19 positions · $11,816,102 total · Basic Materials only · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
STLD	Steel Dynamics Inc Basic Materials	Held	200	0	$36,000	+6.2%	0.30%
SMG	Scotts Miracle-Gro Co Basic Materials	Added	2,415	+46	$146,856	+6.2%	1.24%
SXT	Sensient Technologies Corp Basic Materials	Held	3,000	0	$259,320	−8.0%	2.19%
CTVA	Corteva, Inc. Basic Materials	Reduced	3,287	-33	$275,154	+23.6%	2.33%
SSD	Simpson Manufacturing Co., Inc. Basic Materials	Added	1,610	+25	$276,308	+8.0%	2.34%
ALB	Albemarle Corp Basic Materials	Held	1,629	0	$292,454	+26.9%	2.48%
DOW	Dow Inc. Basic Materials	Added	7,174	+50	$298,797	+79.4%	2.53%
EMN	Eastman Chemical Co Basic Materials	Held	4,250	0	$324,360	+19.6%	2.75%
DD	DuPont de Nemours, Inc. Basic Materials	Held	7,405	0	$339,149	+13.9%	2.87%
SOLS	Solstice Advanced Materials Inc. Basic Materials	Reduced	4,784	-225	$364,349	+49.7%	3.08%
AEM	Agnico Eagle Mines Ltd Basic Materials	Reduced	2,076	-100	$421,386	+14.2%	3.57%
WPM	Wheaton Precious Metals Corp. Basic Materials	Held	3,600	0	$471,636	+11.5%	3.99%
RPM	Rpm International Inc/De/ Basic Materials	Held	5,000	0	$497,000	−4.4%	4.21%
RGLD	Royal Gold Inc Basic Materials	Held	2,028	0	$516,105	+14.5%	4.37%
MP	MP Materials Corp. / DE Basic Materials	Added	10,800	+3,700	$521,208	+45.3%	4.41%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	16,362	-3,657	$961,758	−5.4%	8.14%
ESI	Element Solutions Inc Basic Materials	NEW	32,800	NEW	$1,119,792	NEW	9.48%
LIN	Linde PLC Basic Materials	Reduced	2,613	-407	$1,295,420	+0.6%	10.96%
NEM	NEWMONT Corp /DE/ Basic Materials	Reduced	31,400	-4,800	$3,399,050	−6.0%	28.77%