Wellington Shields & Co., LLC
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2026-06-30, active share 46.9%; sector active share 14.5% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
329 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 27.8% | $123,018,326 |
| Healthcare | 14.3% | $63,041,799 |
| Industrials | 14.2% | $62,638,252 |
| Financial Services | 13.3% | $58,973,083 |
| Energy | 6.5% | $28,780,236 |
| Communication Services | 6.3% | $27,740,484 |
| Unclassified | 4.5% | $20,071,904 |
| Consumer Defensive | 4.2% | $18,416,149 |
| Consumer Cyclical | 3.2% | $14,281,136 |
| Basic Materials | 2.6% | $11,479,188 |
| Utilities | 2.1% | $9,173,929 |
| Real Estate | 1.1% | $4,761,720 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| MDIV | Multi-Asset Diversified Income Index Fund | +27,450 | 62,080 | $1,026,182 | |
| HNDL | Strategy Shares NASDAQ 7HANDL Index ETF | +17,230 | 49,225 | $1,124,397 | |
| AVR | Anteris Technologies Global Corp. | +12,250 | 39,534 | $389,409 | |
| AAPL | Apple Inc. | +6,917 | 116,104 | $33,595,853 | |
| TBIL | F/m US Treasury 3 Month Bill Fund | +6,850 | 12,100 | $603,306 | |
| SKYD | Skydance Corp | +4,000 | 16,827 | $331,828 | |
| BXMT | Blackstone Mortgage Trust, Inc. | +2,650 | 13,475 | $228,401 | |
| GOOGL | Alphabet Inc. | +2,426 | 18,966 | $6,777,879 | |
| NVDA | Nvidia Corp | +2,079 | 70,423 | $14,090,938 | |
| PRU | Prudential Financial Inc | +2,055 | 9,982 | $1,077,357 | |
| DVN | Devon Energy Corp | +1,916 | 34,325 | $1,418,309 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +1,875 | 7,090 | $0 | |
| KMB | Kimberly Clark Corp | +1,622 | 6,127 | $672,560 | |
| MDT | Medtronic plc | +1,600 | 9,775 | $764,698 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | +1,387 | 7,737 | $3,694,959 | |
| IBIT | iShares Bitcoin Trust ETF | +1,291 | 3,674 | $122,307 | |
| FNF | Fidelity National Financial, Inc. | +1,280 | 8,150 | $384,354 | |
| AVGO | Broadcom Inc. | +1,267 | 10,738 | $4,056,279 | |
| FCX | Freeport-Mcmoran Inc | +1,155 | 17,517 | $1,101,644 | |
| RKLB | Rocket Lab Corp | +1,044 | 59,164 | $6,014,020 | |
| WMT | Walmart Inc. | +1,038 | 36,995 | $4,190,053 | |
| PFF | iShares Preferred and Income Securities ETF | +950 | 13,315 | $0 | |
| IXUS | iShares Core MSCI Total International Stock ETF | +920 | 2,670 | $0 | |
| AMZN | Amazon Com Inc | +763 | 31,386 | $7,480,539 | |
| JPM | Jpmorgan Chase & Co | +733 | 48,314 | $15,814,621 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| TOST | Toast, Inc. | −11,600 | 9,600 | $267,072 | |
| HON | Honeywell International Inc | −11,023 | 9,021 | $2,019,801 | |
| PLTR | Palantir Technologies Inc. | −5,700 | 8,659 | $1,010,245 | |
| DD | DuPont de Nemours, Inc. | −5,106 | 2,299 | $311,836 | |
| GLW | Corning Inc | −3,773 | 25,603 | $6,539,774 | |
| PANW | Palo Alto Networks Inc | −3,680 | 14,923 | $5,089,041 | |
| MP | MP Materials Corp. | −3,200 | 7,600 | $425,676 | |
| WY | Weyerhaeuser Co | −2,955 | 35,047 | $839,025 | |
| CMCSA | Comcast Corp | −2,700 | 14,552 | $357,251 | |
| CMG | Chipotle Mexican Grill Inc | −2,300 | 10,500 | $357,000 | |
| IBM | International Business Machines Corp | −1,950 | 24,174 | $6,797,970 | |
| SHOP | Shopify Inc. | −1,850 | 12,600 | $1,438,668 | |
| C | Citigroup Inc | −1,800 | 29,073 | $4,069,057 | |
| EIX | Edison International | −1,700 | 15,500 | $1,153,975 | |
| SNOW | Snowflake Inc. | −1,600 | 1,600 | $407,200 | |
| PFE | Pfizer Inc | −1,500 | 74,795 | $1,801,063 | |
| BX | Blackstone Inc. | −1,405 | 31,741 | $3,734,963 | |
| UNP | Union Pacific Corp | −1,300 | 16,088 | $4,375,936 | |
| GIS | General Mills Inc | −1,200 | 16,370 | $569,676 | |
| NEM | NEWMONT Corp | −1,100 | 30,300 | $2,830,020 | |
| T | At&T Inc. | −1,085 | 84,459 | $1,748,301 | |
| FAST | Fastenal Co | −1,000 | 5,960 | $286,258 | |
| ABT | Abbott Laboratories | −900 | 28,846 | $2,617,486 | |
| KMI | Kinder Morgan, Inc. | −900 | 88,724 | $2,836,506 | |
| DIS | Walt Disney Co | −755 | 26,902 | $2,589,317 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 9,221 | $2,038,578 | |
| TKR | Timken Co | 7,900 | $1,148,028 | |
| MRVL | Marvell Technology, Inc. | 2,625 | $781,961 | |
| NOW | ServiceNow, Inc. | 5,227 | $518,936 | |
| IGPT | Victory Portfolios II | 3,996 | $415,983 | |
| SHAK | Shake Shack Inc. | 7,300 | $408,946 | |
| WYNN | Wynn Resorts Ltd | 3,900 | $378,651 | |
| SNDK | Sandisk Corp | 166 | $377,439 | |
| PTF | Victory Portfolios II | 2,758 | $375,942 | |
| HPE | Hewlett Packard Enterprise Co | 8,285 | $373,736 | |
| DAL | Delta Air Lines, Inc. | 2,235 | $209,330 | |
| NFLX | Netflix Inc | 2,500 | $178,500 | |
| SPCX | Space Exploration Technologies Corp | 793 | $135,491 | |
| GVA | Granite Construction Inc | 750 | $118,560 | |
| SBUX | Starbucks Corp | 1,060 | $108,321 | |
| CLS | Celestica Inc | 251 | $91,564 | |
| FPS | Forgent Power Solutions, Inc. | 1,200 | $67,032 | |
| STRL | Sterling Infrastructure, Inc. | 35 | $29,377 | |
| TSEM | Tower Semiconductor Ltd | 108 | $28,149 | |
| OC | Owens Corning | 125 | $19,870 | |
| — | 40 | $2,033 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PXJ | Invesco Oil & Gas Services ETF | 10,418 | $431,826 | |
| PJP | Victory Portfolios II | 3,043 | $315,741 | |
| NKE | NIKE, Inc. | 5,911 | $312,219 | |
| ALB | Albemarle Corp | 1,629 | $292,454 | |
| FLUT | Flutter Entertainment plc | 2,685 | $273,735 | |
| SBIL | 2,345 | $234,640 | ||
| BJ | BJ's Wholesale Club Holdings, Inc. | 2,200 | $216,524 | |
| BMNR | Bitmine Immersion Technologies, Inc. | 10,500 | $207,690 | |
| AZN | Astrazeneca PLC | 1,000 | $197,220 | |
| OTIS | Otis Worldwide Corp | 2,346 | $180,829 | |
| RGTI | Rigetti Computing, Inc. | 12,000 | $168,480 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | 1,900 | $116,394 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 116,104 | $33,595,853 | 7.59% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 69,498 | $25,924,143 | 5.86% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 48,314 | $15,814,621 | 3.57% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 12,972 | $15,559,007 | 3.52% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 70,423 | $14,090,938 | 3.19% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 34,927 | $12,340,756 | 2.79% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 78,755 | $10,767,383 | 2.43% | |
| CAT |
Caterpillar Inc
Industrials
|
Added | 9,907 | $10,549,964 | 2.38% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 30,747 | $7,737,175 | 1.75% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 31,386 | $7,480,539 | 1.69% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 24,174 | $6,797,970 | 1.54% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 18,966 | $6,777,879 | 1.53% | |
| GLW |
Corning Inc
Technology
|
Reduced | 25,603 | $6,539,774 | 1.48% | |
| RKLB |
Rocket Lab Corp
Industrials
|
Added | 59,164 | $6,014,020 | 1.36% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 7,550 | $5,638,113 | 1.27% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Reduced | 14,923 | $5,089,041 | 1.15% | |
| ILMN |
Illumina, Inc.
Healthcare
|
Reduced | 28,531 | $5,016,605 | 1.13% | |
| GE |
General Electric Co
Industrials
|
Added | 12,628 | $4,719,462 | 1.07% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 9,225 | $4,616,097 | 1.04% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 17,288 | $4,390,633 | 0.99% | |
| UNP |
Union Pacific Corp
Industrials
|
Reduced | 16,088 | $4,375,936 | 0.99% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 12,418 | $4,260,491 | 0.96% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 36,995 | $4,190,053 | 0.95% | |
| C |
Citigroup Inc
Financial Services
|
Reduced | 29,073 | $4,069,057 | 0.92% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 10,738 | $4,056,279 | 0.92% | |
| PSNL |
Personalis, Inc.
Healthcare
|
Held | 292,489 | $3,919,352 | 0.89% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 3,214 | $3,776,000 | 0.85% | |
| BX |
Blackstone Inc.
Financial Services
|
Reduced | 31,741 | $3,734,963 | 0.84% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Added | 7,737 | $3,694,959 | 0.84% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 4,529 | $3,335,155 | 0.75% | |
| AMAT |
Applied Materials Inc
Technology
|
Added | 4,350 | $3,145,050 | 0.71% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Held | 24,924 | $2,927,573 | 0.66% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 22,666 | $2,912,581 | 0.66% | |
| KMI |
Kinder Morgan, Inc.
Energy
|
Reduced | 88,724 | $2,836,506 | 0.64% | |
| NEM |
NEWMONT Corp
Basic Materials
|
Reduced | 30,300 | $2,830,020 | 0.64% | |
| ABT |
Abbott Laboratories
Healthcare
|
Reduced | 28,846 | $2,617,486 | 0.59% | |
| DIS |
Walt Disney Co
Communication Services
|
Reduced | 26,902 | $2,589,317 | 0.59% | |
| FLO |
Flowers Foods Inc
Consumer Defensive
|
Added | 321,131 | $2,536,934 | 0.57% | |
| CEG |
Constellation Energy Corp
Utilities
|
Reduced | 9,633 | $2,392,548 | 0.54% | |
| CFG |
Citizens Financial Group Inc
Financial Services
|
Held | 34,000 | $2,382,380 | 0.54% | |
| MCK |
Mckesson Corp
Healthcare
|
Reduced | 3,152 | $2,381,651 | 0.54% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 16,115 | $2,363,103 | 0.53% | |
| SPGI |
S&P Global Inc.
Financial Services
|
Held | 5,800 | $2,362,107 | 0.53% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 6,691 | $2,359,781 | 0.53% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Reduced | 39,424 | $2,271,610 | 0.51% | |
| APO |
Apollo Global Management, Inc.
Financial Services
|
Reduced | 18,989 | $2,246,588 | 0.51% | |
| GNRC |
Generac Holdings Inc.
Industrials
|
Added | 7,404 | $2,167,965 | 0.49% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 13,002 | $2,155,211 | 0.49% | |
| WM |
Waste Management Inc
Industrials
|
Reduced | 9,435 | $2,102,872 | 0.48% | |
| HONA |
Honeywell Aerospace Inc.
Industrials
|
NEW | 9,221 | $2,038,578 | 0.46% |
Showing the top 50 of 329 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.