Wellington Shields & Co., LLC

CIK

1506073

Location

NEW YORK, NY

Portfolio Value

Small $370,796,941

Diversification

Diversified

Filing Date

Global Rank

#3,089 / 8,622 ▼ 12 · as of Mar 2026

Top Industry

Drug Manufacturers - General 9.1%

3Y Alpha vs SPY

-3.8%

Period ended 4 months ago

Filed May 4, 2026 · 3mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+52.3%

SPY

+67.9%

Annualised alpha

-3.8%

Max drawdown

−18.1%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

279 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

7.5%

−1.3 pts

Top 5

25.0%

−2.5 pts

Top 10

35.3%

−1.8 pts

HHI

202

Diversified−32

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	26.9%	$99,608,573	35
Financial Services	14.6%	$54,052,413	45
Healthcare	14.6%	$53,979,280	38
Industrials	13.6%	$50,425,433	46
Energy	9.2%	$33,950,490	27
Consumer Defensive	4.9%	$18,288,789	18
Communication Services	3.9%	$14,340,901	12
Consumer Cyclical	3.3%	$12,068,398	13
Basic Materials	3.2%	$11,816,101	19
Utilities	2.6%	$9,656,516	13
Unclassified	2.2%	$8,253,948	6
Real Estate	1.2%	$4,356,099	7

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MP	MP Materials Corp. / DE	+3,700	10,800	$521,208
PANW	Palo Alto Networks Inc	+3,641	18,603	$2,982,432
QBTS	D-Wave Quantum Inc.	+3,000	14,600	$210,678
BXMT	Blackstone Mortgage Trust, Inc.	+2,550	10,825	$207,298
EIX	Edison International	+1,800	17,200	$1,258,696
XOM	ExxonMobil Holdings Corp	+1,788	78,716	$13,354,956
DVN	Devon Energy Corp/De	+1,683	32,409	$1,630,820
GIS	General Mills Inc	+1,500	17,570	$653,955
TOST	Toast, Inc.	+1,500	21,200	$562,012
UNH	Unitedhealth Group Inc	+1,432	3,412	$923,253
PSKY	Paramount Skydance Corp	+1,200	12,827	$115,699
CMG	Chipotle Mexican Grill Inc	+1,200	12,800	$409,728
IBIT	iShares Bitcoin Trust ETF	+1,194	2,383	$91,554
AMD	Advanced Micro Devices Inc	+1,151	1,758	$357,629
BMNR	Bitmine Immersion Technologies, Inc.	+1,100	10,500	$207,690
CMI	Cummins Inc	+565	1,486	$799,497
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+521	6,350	$2,145,982
BRK-B	Berkshire Hathaway Inc	+503	9,155	$4,387,076
OKE	Oneok Inc /New/	+500	19,386	$1,752,300
RKLB	Rocket Lab Corp	+477	58,120	$3,732,466
GE	General Electric Co	+445	12,542	$3,559,043
ED	Consolidated Edison Inc	+400	2,932	$331,843
AMZN	Amazon Com Inc	+387	30,623	$6,377,852
NSLR	Neostellar Capital Corp.	+315	26,338	$282,079
SPY	Spdr S&P 500 ETF Trust	+313	7,129	$4,636,273
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NEM	NEWMONT Corp /DE/	−4,800	31,400	$3,399,050
PFE	Pfizer Inc	−4,661	76,295	$2,142,363
FCX	Freeport-Mcmoran Inc	−3,657	16,362	$961,758
AVGO	Broadcom Inc.	−2,696	9,471	$2,931,369
EQT	EQT Corp	−2,600	6,400	$407,296
STXS	Stereotaxis, Inc.	−2,448	40,079	$73,745
APO	Apollo Global Management, Inc.	−1,456	19,220	$2,141,492
PLTR	Palantir Technologies Inc.	−1,375	14,359	$2,100,434
SHEL	Shell plc	−1,250	4,424	$411,432
PRU	Prudential Financial Inc	−1,210	7,927	$774,388
SPG	Simon Property Group Inc.	−1,195	6,624	$1,235,574
CVS	CVS HEALTH Corp	−1,095	16,749	$1,202,913
AAPL	Apple Inc.	−1,071	109,187	$27,710,568
CMCSA	Comcast Corp	−1,017	17,252	$495,304
BP	Bp PLC	−1,000	15,619	$734,093
ET	Energy Transfer LP	−1,000	42,803	$826,097
KMI	Kinder Morgan, Inc.	−1,000	89,624	$3,005,092
INTC	Intel Corp	−900	11,793	$520,425
PEP	Pepsico Inc	−900	6,445	$1,000,844
WY	Weyerhaeuser Co	−770	38,002	$928,388
FNF	Fidelity National Financial, Inc.	−735	6,870	$318,630
BXSL	Blackstone Secured Lending Fund	−649	38,985	$923,554
KO	Coca Cola Co	−600	24,800	$1,886,040
DIS	Walt Disney Co	−593	27,657	$2,665,581
CSCO	Cisco Systems, Inc.	−586	24,924	$1,933,853
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
ESI	Element Solutions Inc	32,800	$1,119,792
SJM	J M SMUCKER Co	5,501	$530,516
KMB	Kimberly Clark Corp	4,505	$434,597
MU	Micron Technology Inc	750	$253,380
BJ	BJ's Wholesale Club Holdings, Inc.	2,200	$216,524
AZN	Astrazeneca PLC	1,000	$197,220
DGX	Quest Diagnostics Inc	933	$182,849
WAT	Waters Corp /De/	236	$70,280
NVT	nVent Electric plc	550	$65,054
MPC	Marathon Petroleum Corp	200	$48,836
ISRG	Intuitive Surgical Inc	100	$46,099
TJX	Tjx Companies Inc /De/	150	$23,955
AMSC	American Superconductor Corp /De/	67	$2,267
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
CRBG	Corebridge Financial, Inc.	20,000	$603,400
AES	Aes Corp	29,586	$424,263
LAMR	Lamar Advertising Co/New	2,250	$284,805
STX	Seagate Technology Holdings plc	850	$234,081
UL	Unilever PLC	3,418	$223,537
ADBE	Adobe Inc.	606	$212,093
HPE	Hewlett Packard Enterprise Co	8,485	$203,809
INTU	Intuit Inc.	239	$158,318
DAL	Delta Air Lines, Inc.	2,235	$155,109
TFC	Truist Financial Corp	3,000	$147,630
VST	Vistra Corp.	300	$48,399
MPLX	Mplx LP	400	$21,348
ADP	Automatic Data Processing Inc	39	$10,031
NFLX	Netflix Inc	100	$9,376
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

279 tracked positions · $370,796,941 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 279 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	109,187	-1,071	$27,710,568	−7.6%	7.47%
MSFT	Microsoft Corp Technology	Reduced	69,747	-243	$25,818,246	−23.7%	6.96%
JPM	Jpmorgan Chase & Co Financial Services	Added	47,581	+50	$13,996,426	−8.6%	3.77%
XOM	ExxonMobil Holdings Corp Energy	Added	78,716	+1,788	$13,354,956	+44.3%	3.60%
LLY	ELI LILLY & Co Healthcare	Reduced	12,963	-14	$11,922,978	−14.5%	3.22%
NVDA	Nvidia Corp Technology	Added	68,344	+172	$11,919,193	−6.3%	3.21%
CAT	Caterpillar Inc Industrials	Added	9,483	+66	$6,718,326	+24.5%	1.81%
ABBV	AbbVie Inc. Healthcare	Held	30,817	0	$6,702,389	−4.8%	1.81%
AMZN	Amazon Com Inc Consumer Cyclical	Added	30,623	+387	$6,377,852	−8.6%	1.72%
IBM	International Business Machines Corp Technology	Reduced	26,124	-379	$6,332,196	−19.3%	1.71%
GOOGL	Alphabet Inc. Communication Services	Held	16,540	0	$4,756,242	−8.1%	1.28%
SPY	Spdr S&P 500 ETF Trust	Added	7,129	+313	$4,636,273	−0.3%	1.25%
HON	Honeywell International Inc Industrials	Held	20,044	0	$4,530,546	+15.9%	1.22%
WMT	Walmart Inc. Consumer Defensive	Reduced	35,957	-45	$4,468,735	+11.4%	1.21%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	9,155	+503	$4,387,076	+0.9%	1.18%
UNP	Union Pacific Corp Industrials	Reduced	17,388	-100	$4,218,676	+4.3%	1.14%
JNJ	Johnson & Johnson Healthcare	Added	17,090	+275	$4,177,479	+20.0%	1.13%
GLW	Corning Inc /Ny Technology	Reduced	29,376	-200	$3,994,254	+54.2%	1.08%
BX	Blackstone Inc. Financial Services	Reduced	33,146	-155	$3,811,458	−25.7%	1.03%
V	Visa Inc. Financial Services	Reduced	12,429	-512	$3,756,540	−17.2%	1.01%
RKLB	Rocket Lab Corp Industrials	Added	58,120	+477	$3,732,466	−7.2%	1.01%
GE	General Electric Co Industrials	Added	12,542	+445	$3,559,043	−4.5%	0.96%
ILMN	Illumina, Inc. Healthcare	Held	28,618	0	$3,527,454	−6.0%	0.95%
C	Citigroup Inc Financial Services	Reduced	30,873	-315	$3,501,306	−3.8%	0.94%
NEM	NEWMONT Corp /DE/ Basic Materials	Reduced	31,400	-4,800	$3,399,050	−6.0%	0.92%
ABT	Abbott Laboratories Healthcare	Held	29,746	0	$3,054,021	−18.1%	0.82%
KMI	Kinder Morgan, Inc. Energy	Reduced	89,624	-1,000	$3,005,092	+20.6%	0.81%
PANW	Palo Alto Networks Inc Technology	Added	18,603	+3,641	$2,982,432	+8.2%	0.80%
AVGO	Broadcom Inc. Technology	Reduced	9,471	-2,696	$2,931,369	−30.4%	0.79%
MRK	Merck & Co., Inc. Healthcare	Reduced	23,266	-100	$2,798,667	+13.8%	0.75%
CEG	Constellation Energy Corp Utilities	Added	10,010	+282	$2,795,292	−18.7%	0.75%
MCK	Mckesson Corp Healthcare	Added	3,186	+41	$2,757,036	+6.9%	0.74%
CVX	Chevron Corp Energy	Added	13,139	+126	$2,718,459	+37.1%	0.73%
DIS	Walt Disney Co Communication Services	Reduced	27,657	-593	$2,665,581	−17.1%	0.72%
FLO	Flowers Foods Inc Consumer Defensive	Added	321,078	+93	$2,616,785	−25.1%	0.71%
QQQ	Invesco Qqq Trust, Series 1	Added	4,329	+112	$2,498,612	−3.5%	0.67%
T	At&T Inc. Communication Services	Reduced	85,544	-300	$2,479,920	+16.3%	0.67%
SPGI	S&P Global Inc. Financial Services	Held	5,800	0	$2,466,971	−18.6%	0.67%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	40,174	-366	$2,436,553	+11.4%	0.66%
GEV	GE Vernova Inc. Industrials	Added	2,734	+132	$2,386,508	+40.3%	0.64%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	16,230	+301	$2,344,261	+2.7%	0.63%
WM	Waste Management Inc Industrials	Reduced	9,442	-22	$2,169,677	+4.3%	0.59%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	6,350	+521	$2,145,982	+21.1%	0.58%
PFE	Pfizer Inc Healthcare	Reduced	76,295	-4,661	$2,142,363	+6.3%	0.58%
APO	Apollo Global Management, Inc. Financial Services	Reduced	19,220	-1,456	$2,141,492	−28.5%	0.58%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	6,455	-361	$2,122,984	−9.5%	0.57%
PLTR	Palantir Technologies Inc. Technology	Reduced	14,359	-1,375	$2,100,434	−24.9%	0.57%
CFG	Citizens Financial Group Inc/Ri Financial Services	Held	34,000	0	$2,038,980	+2.7%	0.55%
CSCO	Cisco Systems, Inc. Technology	Reduced	24,924	-586	$1,933,853	−1.6%	0.52%
KO	Coca Cola Co Consumer Defensive	Reduced	24,800	-600	$1,886,040	+6.2%	0.51%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.