Wellington Shields & Co., LLC

CIK

1506073

Location

NEW YORK, NY

Portfolio Value

Small $357,884,277

Diversification

Diversified

Filing Date

Global Rank

#3,121 / 8,603 ▼ 13 · as of Mar 2026

Top Industry

Drug Manufacturers - General 9.5%

3Y Alpha vs SPY

-5.2%

Period ended 3 months ago

Filed May 4, 2026 · 2mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+54.1%

SPY

+76.5%

Annualised alpha

-5.4%

Max drawdown

−18.3%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

278 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

7.7%

−1.3 pts

Top 5

25.5%

−2.7 pts

Top 10

34.2%

−2.7 pts

HHI

203

Diversified−37

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.7%	$99,298,490	35
Healthcare	15.1%	$53,979,280	38
Financial Services	15.1%	$53,919,379	45
Industrials	14.1%	$50,632,543	46
Energy	5.8%	$20,595,534	26
Consumer Defensive	5.1%	$18,288,789	18
Communication Services	4.0%	$14,340,901	12
Basic Materials	3.5%	$12,494,400	19
Consumer Cyclical	3.4%	$12,068,398	13
Utilities	2.7%	$9,656,516	13
Unclassified	2.3%	$8,253,948	6
Real Estate	1.2%	$4,356,099	7

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MP	MP Materials Corp. / DE	+3,700	10,800	$521,208
PANW	Palo Alto Networks Inc	+3,641	18,603	$2,982,432
QBTS	D-Wave Quantum Inc.	+3,000	14,600	$210,678
BXMT	Blackstone Mortgage Trust, Inc.	+2,550	10,825	$207,298
EIX	Edison International	+1,800	17,200	$1,258,696
DVN	Devon Energy Corp/De	+1,683	32,409	$1,630,820
GIS	General Mills Inc	+1,500	17,570	$653,955
TOST	Toast, Inc.	+1,500	21,200	$562,012
UNH	Unitedhealth Group Inc	+1,432	3,412	$923,253
PSKY	Paramount Skydance Corp	+1,200	12,827	$115,699
CMG	Chipotle Mexican Grill Inc	+1,200	12,800	$409,728
IBIT	iShares Bitcoin Trust ETF	+1,194	2,383	$91,554
AMD	Advanced Micro Devices Inc	+1,151	1,758	$357,629
BMNR	Bitmine Immersion Technologies, Inc.	+1,100	10,500	$207,690
CMI	Cummins Inc	+565	1,486	$799,497
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+521	6,350	$2,145,982
BRK-B	Berkshire Hathaway Inc	+503	9,155	$4,387,076
OKE	Oneok Inc /New/	+500	19,386	$1,752,300
RKLB	Rocket Lab Corp	+477	58,120	$3,732,466
GE	General Electric Co	+445	12,542	$3,559,043
ED	Consolidated Edison Inc	+400	2,932	$331,843
AMZN	Amazon Com Inc	+387	30,623	$6,377,852
NSLR	Suro Capital Corp.	+315	26,338	$282,079
SPY	Spdr S&P 500 ETF Trust	+313	7,129	$4,636,273
PG	PROCTER & GAMBLE Co	+301	16,230	$2,344,261
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NEM	NEWMONT Corp /DE/	−4,800	31,400	$3,399,050
PFE	Pfizer Inc	−4,661	76,295	$2,142,363
FCX	Freeport-Mcmoran Inc	−3,657	16,362	$961,758
AVGO	Broadcom Inc.	−2,696	9,471	$2,931,369
EQT	EQT Corp	−2,600	6,400	$407,296
STXS	Stereotaxis, Inc.	−2,448	40,079	$73,745
APO	Apollo Global Management, Inc.	−1,456	19,220	$2,141,492
PLTR	Palantir Technologies Inc.	−1,375	14,359	$2,100,434
SHEL	Shell plc	−1,250	4,424	$411,432
PRU	Prudential Financial Inc	−1,210	7,927	$774,388
SPG	Simon Property Group Inc.	−1,195	6,624	$1,235,574
CVS	CVS HEALTH Corp	−1,095	16,749	$1,202,913
AAPL	Apple Inc.	−1,071	109,187	$27,710,568
CMCSA	Comcast Corp	−1,017	17,252	$495,304
BP	Bp PLC	−1,000	15,619	$734,093
ET	Energy Transfer LP	−1,000	42,803	$826,097
KMI	Kinder Morgan, Inc.	−1,000	89,624	$3,005,092
INTC	Intel Corp	−900	11,793	$520,425
PEP	Pepsico Inc	−900	6,445	$1,000,844
WY	Weyerhaeuser Co	−770	38,002	$928,388
FNF	Fidelity National Financial, Inc.	−735	6,870	$318,630
BXSL	Blackstone Secured Lending Fund	−649	38,985	$923,554
KO	Coca Cola Co	−600	24,800	$1,886,040
DIS	Walt Disney Co	−593	27,657	$2,665,581
CSCO	Cisco Systems, Inc.	−586	24,924	$1,933,853
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
ESI	Element Solutions Inc	32,800	$1,119,792
SJM	J M SMUCKER Co	5,501	$530,516
KMB	Kimberly Clark Corp	4,505	$434,597
MU	Micron Technology Inc	750	$253,380
BJ	BJ's Wholesale Club Holdings, Inc.	2,200	$216,524
AZN	Astrazeneca PLC	1,000	$197,220
DGX	Quest Diagnostics Inc	933	$182,849
WAT	Waters Corp /De/	236	$70,280
NVT	nVent Electric plc	550	$65,054
MPC	Marathon Petroleum Corp	200	$48,836
ISRG	Intuitive Surgical Inc	100	$46,099
TJX	Tjx Companies Inc /De/	150	$23,955
AMSC	American Superconductor Corp /De/	67	$2,267
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
CRBG	Corebridge Financial, Inc.	20,000	$603,400
AES	Aes Corp	29,586	$424,263
LAMR	Lamar Advertising Co/New	2,250	$284,805
STX	Seagate Technology Holdings plc	850	$234,081
UL	Unilever PLC	3,418	$223,537
ADBE	Adobe Inc.	606	$212,093
HPE	Hewlett Packard Enterprise Co	8,485	$203,809
INTU	Intuit Inc.	239	$158,318
DAL	Delta Air Lines, Inc.	2,235	$155,109
TFC	Truist Financial Corp	3,000	$147,630
VST	Vistra Corp.	300	$48,399
MPLX	Mplx LP	400	$21,348
ADP	Automatic Data Processing Inc	39	$10,031
NFLX	Netflix Inc	100	$9,376
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

278 positions · $357,884,277 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 278 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	109,187	-1,071	$27,710,568	−7.6%	7.74%
MSFT	Microsoft Corp Technology	Reduced	69,747	-243	$25,818,246	−23.7%	7.21%
JPM	Jpmorgan Chase & Co Financial Services	Added	47,581	+50	$13,996,426	−8.6%	3.91%
LLY	ELI LILLY & Co Healthcare	Reduced	12,963	-14	$11,922,978	−14.5%	3.33%
NVDA	Nvidia Corp Technology	Added	68,344	+172	$11,919,193	−6.3%	3.33%
CAT	Caterpillar Inc Industrials	Added	9,483	+66	$6,718,326	+24.5%	1.88%
ABBV	AbbVie Inc. Healthcare	Held	30,817	0	$6,702,389	−4.8%	1.87%
AMZN	Amazon Com Inc Consumer Cyclical	Added	30,623	+387	$6,377,852	−8.6%	1.78%
IBM	International Business Machines Corp Technology	Reduced	26,124	-379	$6,332,196	−19.3%	1.77%
GOOGL	Alphabet Inc. Communication Services	Held	16,540	0	$4,756,242	−8.1%	1.33%
HON	Honeywell International Inc Industrials	Held	20,044	0	$4,751,490	+15.9%	1.33%
SPY	Spdr S&P 500 ETF Trust	Added	7,129	+313	$4,636,273	−0.3%	1.30%
WMT	Walmart Inc. Consumer Defensive	Reduced	35,957	-45	$4,468,735	+11.4%	1.25%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	9,155	+503	$4,387,076	+0.9%	1.23%
UNP	Union Pacific Corp Industrials	Reduced	17,388	-100	$4,218,676	+4.3%	1.18%
JNJ	Johnson & Johnson Healthcare	Added	17,090	+275	$4,177,479	+20.0%	1.17%
GLW	Corning Inc /Ny Technology	Reduced	29,376	-200	$3,994,254	+54.2%	1.12%
BX	Blackstone Inc. Financial Services	Reduced	33,146	-155	$3,811,458	−25.7%	1.06%
V	Visa Inc. Financial Services	Reduced	12,429	-512	$3,756,540	−17.2%	1.05%
RKLB	Rocket Lab Corp Industrials	Added	58,120	+477	$3,732,466	−7.2%	1.04%
GE	General Electric Co Industrials	Added	12,542	+445	$3,559,043	−4.5%	0.99%
ILMN	Illumina, Inc. Healthcare	Held	28,618	0	$3,527,454	−6.0%	0.99%
C	Citigroup Inc Financial Services	Reduced	30,873	-315	$3,501,306	−3.8%	0.98%
NEM	NEWMONT Corp /DE/ Basic Materials	Reduced	31,400	-4,800	$3,399,050	−6.0%	0.95%
ABT	Abbott Laboratories Healthcare	Held	29,746	0	$3,054,021	−18.1%	0.85%
KMI	Kinder Morgan, Inc. Energy	Reduced	89,624	-1,000	$3,005,092	+20.6%	0.84%
PANW	Palo Alto Networks Inc Technology	Added	18,603	+3,641	$2,982,432	+8.2%	0.83%
AVGO	Broadcom Inc. Technology	Reduced	9,471	-2,696	$2,931,369	−30.4%	0.82%
MRK	Merck & Co., Inc. Healthcare	Reduced	23,266	-100	$2,798,667	+13.8%	0.78%
CEG	Constellation Energy Corp Utilities	Added	10,010	+282	$2,795,292	−18.7%	0.78%
MCK	Mckesson Corp Healthcare	Added	3,186	+41	$2,757,036	+6.9%	0.77%
CVX	Chevron Corp Energy	Added	13,139	+126	$2,718,459	+37.1%	0.76%
DIS	Walt Disney Co Communication Services	Reduced	27,657	-593	$2,665,581	−17.1%	0.74%
FLO	Flowers Foods Inc Consumer Defensive	Added	321,078	+93	$2,616,785	−25.1%	0.73%
QQQ	Invesco Qqq Trust, Series 1	Added	4,329	+112	$2,498,612	−3.5%	0.70%
T	At&T Inc. Communication Services	Reduced	85,544	-300	$2,479,920	+16.3%	0.69%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	40,174	-366	$2,436,553	+11.4%	0.68%
GEV	GE Vernova Inc. Industrials	Added	2,734	+132	$2,386,508	+40.3%	0.67%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	16,230	+301	$2,344,261	+2.7%	0.66%
SPGI	S&P Global Inc. Financial Services	Held	5,800	0	$2,333,937	−18.6%	0.65%
WM	Waste Management Inc Industrials	Reduced	9,442	-22	$2,169,677	+4.3%	0.61%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	6,350	+521	$2,145,982	+21.1%	0.60%
PFE	Pfizer Inc Healthcare	Reduced	76,295	-4,661	$2,142,363	+6.3%	0.60%
APO	Apollo Global Management, Inc. Financial Services	Reduced	19,220	-1,456	$2,141,492	−28.5%	0.60%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	6,455	-361	$2,122,984	−9.5%	0.59%
PLTR	Palantir Technologies Inc. Technology	Reduced	14,359	-1,375	$2,100,434	−24.9%	0.59%
CFG	Citizens Financial Group Inc/Ri Financial Services	Held	34,000	0	$2,038,980	+2.7%	0.57%
CSCO	Cisco Systems, Inc. Technology	Reduced	24,924	-586	$1,933,853	−1.6%	0.54%
KO	Coca Cola Co Consumer Defensive	Reduced	24,800	-600	$1,886,040	+6.2%	0.53%
PSNL	Personalis, Inc. Healthcare	Held	292,489	0	$1,863,154	−20.0%	0.52%