First Allied Advisory Services, Inc.

CIK

1512647

Location

SAN DIEGO, CA

Portfolio Value

Mid $1,110,811,567

Diversification

Diversified

Filing Date

Global Rank

#1,025 / 5,291 ▲ 56 · as of Sep 2020

Top Industry

Consumer Electronics 15.7%

3Y Alpha vs SPY

-3.2%

Period ended 5 years ago

Filed Nov 13, 2020 · 5y

3 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+62.5%

SPY

+76.0%

Annualised alpha

-3.2%

Max drawdown

−17.5%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

590 positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

14.9%

+9.8 pts

Top 5

25.0%

+10.0 pts

Top 10

31.4%

+9.2 pts

HHI

288

Diversified+188

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Technology	29.7%	$329,906,738	88
Financial Services	13.7%	$152,607,055	126
Healthcare	12.4%	$137,828,806	62
Industrials	8.8%	$97,879,066	73
Consumer Cyclical	8.5%	$94,246,692	64
Consumer Defensive	7.5%	$83,662,698	40
Communication Services	7.2%	$79,739,568	24
Unclassified	4.5%	$50,198,920	11
Utilities	2.2%	$24,822,208	25
Real Estate	2.2%	$24,590,356	30
Energy	1.8%	$19,942,823	21
Basic Materials	1.4%	$15,386,637	26

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	+1,074,342	1,431,656	$165,800,081
FITB	Fifth Third Bancorp	+47,978	58,578	$1,248,882
MFIC	MidCap Financial Investment Corp	+42,965	288,289	$2,384,150
OBDC	Blue Owl Capital Corp	+34,340	54,617	$658,681
PAYX	Paychex Inc	+23,935	33,423	$2,666,152
GBDC	GOLUB CAPITAL BDC, Inc.	+23,877	106,465	$1,409,596
NUE	Nucor Corp	+23,790	34,911	$1,566,107
SO	Southern Co	+22,481	83,066	$4,503,838
CCL	Carnival Corp Ltd.	+22,190	98,635	$1,497,279
OMC	Omnicom Group Inc.	+21,646	31,554	$1,561,923
FAST	Fastenal Co	+20,694	31,411	$708,160
TSLA	Tesla, Inc.	+20,689	25,545	$3,653,019
CAH	Cardinal Health Inc	+19,672	31,170	$1,463,431
BAC	Bank Of America Corp /De/	+18,800	240,081	$5,783,551
NOK	Nokia Corp	+15,644	59,841	$233,978
HFRO	Highland Opportunities & Income Fund	+15,029	38,759	$332,939
JPM	Jpmorgan Chase & Co	+14,236	167,324	$16,108,281
TEVA	Teva Pharmaceutical Industries Ltd	+12,467	36,179	$325,972
ABR	Arbor Realty Trust Inc	+10,493	79,786	$915,145
EXAS	EXACT SCIENCES CORP	+10,171	14,849	$1,513,855
FHN	First Horizon Corp	+9,839	42,714	$402,793
SJM	J M SMUCKER Co	+9,797	15,557	$1,797,144
AAL	American Airlines Group Inc.	+9,200	38,246	$470,043
CDNS	Cadence Design Systems Inc	+7,941	13,405	$1,429,375
MRCC	MONROE CAPITAL Corp	+7,550	67,947	$464,757
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VOD	Vodafone Group Public Ltd Co	−67,042	121,640	$1,632,408
ACP	abrdn Income Credit Strategies Fund	−35,277	823,580	$8,001,903
FSK	FS KKR Capital Corp	−34,240	249,603	$3,958,703
AMD	Advanced Micro Devices Inc	−28,605	41,741	$3,422,344
BP	Bp PLC	−27,384	77,452	$1,352,311
VLY	Valley National Bancorp	−25,000	61,551	$421,624
MGA	Magna International Inc	−21,956	21,802	$997,441
GM	General Motors Co	−21,828	54,226	$1,604,547
IAE	Voya Asia Pacific High Dividend Equity Income Fund	−21,576	11,095	$87,872
NXDT	Nexpoint Diversified Real Estate Trust	−20,379	234,147	$2,027,713
BAR	GraniteShares Gold Trust	−17,518	276,809	$5,190,168
CSCO	Cisco Systems, Inc.	−16,318	175,684	$6,920,192
C	Citigroup Inc	−14,766	102,752	$4,429,638
CPRX	Catalyst Pharmaceuticals, Inc.	−14,000	17,000	$50,490
AMG	Affiliated Managers Group, Inc.	−13,691	10,309	$704,929
ALB	Albemarle Corp	−12,646	5,158	$460,506
DHF	Bny Mellon High Yield Strategies Fund	−11,724	176,025	$477,027
VZ	Verizon Communications Inc	−11,502	243,040	$14,458,449
BEN	Franklin Resources Inc	−10,613	335,142	$6,820,139
WHR	Whirlpool Corp /De/	−10,122	3,932	$723,055
AGNC	AGNC Investment Corp.	−10,083	19,687	$273,846
PRU	Prudential Financial Inc	−10,076	24,022	$1,525,877
CPB	CAMPBELL'S Co	−9,883	5,275	$255,151
CHRW	C. H. Robinson Worldwide, Inc.	−9,567	67,848	$6,933,387
GNL	Global Net Lease, Inc.	−8,891	51,923	$825,575
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
TGT	Target Corp	59,685	$9,395,612
RTX	RTX Corp	72,709	$4,183,675
PFG	Principal Financial Group Inc	48,650	$1,959,135
EW	Edwards Lifesciences Corp	20,305	$1,620,745
PLNT	Planet Fitness, Inc.	18,655	$1,149,521
CIEN	Ciena Corp	27,527	$1,092,546
LITE	Lumentum Holdings Inc.	13,642	$1,024,923
PCTY	Paylocity Holding Corp	5,895	$951,570
CHGG	Chegg, Inc	10,590	$756,549
CHWY	Chewy, Inc.	13,604	$745,907
GNRC	Generac Holdings Inc.	3,455	$669,026
LOGI	Logitech International S.A.	7,556	$584,154
YEXT	Yext, Inc.	35,746	$542,624
RKT	Rocket Companies, Inc.	26,830	$534,721
STKL	SunOpta Inc.	71,263	$528,771
MAS	Masco Corp /De/	9,362	$516,127
PWR	Quanta Services, Inc.	9,744	$515,067
TPH	Tri Pointe Homes, Inc.	26,741	$485,081
PFO	Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC	39,609	$471,347
TRV	Travelers Companies, Inc.	3,816	$412,853
BYD	Boyd Gaming Corp	12,948	$397,374
MPWR	Monolithic Power Systems Inc	1,376	$384,743
SAM	Boston Beer Co Inc	421	$371,894
ZG	Zillow Group, Inc.	3,621	$367,676
BYND	Beyond Meat, Inc.	2,160	$358,689
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
GRX	Gabelli Healthcare & WellnessRx Trust	496,238	$4,982,229
ARWR	Arrowhead Pharmaceuticals, Inc.	80,175	$3,462,758
RMT	Royce Micro-Cap Trust, Inc.	385,059	$2,772,424
EXEL	Exelixis, Inc.	45,226	$1,073,665
DNLI	Denali Therapeutics Inc.	21,950	$530,751
MSEX	Middlesex Water Co	6,380	$428,608
SGMOQ	Sangamo Therapeutics, Inc	46,100	$413,056
SFM	Sprouts Farmers Market, Inc.	15,314	$391,885
RPM	Rpm International Inc/De/	4,912	$368,694
HIX	Western Asset High Income Fund II Inc.	55,171	$342,060
NOMD	Nomad Foods Ltd	14,697	$315,250
MNST	Monster Beverage Corp	7,797	$270,244
EIX	Edison International	4,805	$260,959
INGR	Ingredion Inc	2,972	$246,676
L	Loews Corp	6,804	$233,309
FANG	Diamondback Energy, Inc.	5,539	$231,640
BMRN	Biomarin Pharmaceutical Inc	1,854	$228,672
MTZ	Mastec Inc	4,964	$222,734
IT	Gartner Inc	1,835	$222,640
GEN	Gen Digital Inc.	10,493	$208,076
FE	Firstenergy Corp	5,364	$208,015
SRPT	Sarepta Therapeutics, Inc.	1,293	$207,319
GBAB	Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	8,900	$206,925
DLB	Dolby Laboratories, Inc.	3,134	$206,436
AEM	Agnico Eagle Mines Ltd	3,218	$206,145
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

590 positions · $1,110,811,567 total · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 590 positions by value · page 1 of 12

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	1,431,656	+1,074,342	$165,800,081	+408.8%	14.93%
MSFT	Microsoft Corp Technology	Added	227,369	+1,266	$47,822,521	+3.9%	4.31%
META	Meta Platforms, Inc. Communication Services	Added	92,559	+4,348	$24,241,202	+21.0%	2.18%
SPY	Spdr S&P 500 ETF Trust	Added	69,976	+3,345	$23,434,262	+14.1%	2.11%
JPM	Jpmorgan Chase & Co Financial Services	Added	167,324	+14,236	$16,108,281	+11.9%	1.45%
QCOM	Qualcomm Inc/De Technology	Added	136,719	+1,214	$16,089,091	+30.2%	1.45%
JNJ	Johnson & Johnson Healthcare	Reduced	105,666	-2,107	$15,731,554	+3.8%	1.42%
VZ	Verizon Communications Inc Communication Services	Reduced	243,040	-11,502	$14,458,449	+3.0%	1.30%
DIS	Walt Disney Co Communication Services	Reduced	112,867	-852	$14,004,537	+10.4%	1.26%
HD	Home Depot, Inc. Consumer Cyclical	Added	41,449	+919	$11,510,801	+13.4%	1.04%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	81,912	-8,272	$11,384,948	+5.6%	1.02%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Reduced	38,256	-409	$11,246,498	+34.8%	1.01%
V	Visa Inc. Financial Services	Added	55,653	+4,219	$11,128,930	+12.0%	1.00%
SBUX	Starbucks Corp Consumer Cyclical	Added	125,021	+4,119	$10,741,804	+20.7%	0.97%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	64,111	-714	$10,633,450	+21.4%	0.96%
T	At&T Inc. Communication Services	Added	473,857	+2,808	$10,203,657	−5.1%	0.92%
INTC	Intel Corp Technology	Reduced	188,243	-2,509	$9,747,222	−14.6%	0.88%
GLD	Spdr Gold Trust	Added	54,535	+4,890	$9,659,239	+16.2%	0.87%
ABBV	AbbVie Inc. Healthcare	Reduced	109,663	-2,594	$9,605,382	−12.8%	0.86%
BA	Boeing Co Industrials	Added	57,530	+6,365	$9,507,407	+1.4%	0.86%
TGT	Target Corp Consumer Defensive	NEW	59,685	NEW	$9,395,612	NEW	0.85%
AMGN	Amgen Inc Healthcare	Added	36,483	+111	$9,272,519	+8.1%	0.83%
MRK	Merck & Co., Inc. Healthcare	Reduced	114,771	-578	$9,084,216	+6.7%	0.82%
MA	Mastercard Inc Financial Services	Added	25,949	+1,370	$8,775,173	+20.7%	0.79%
BMY	Bristol Myers Squibb Co Healthcare	Added	144,726	+1,796	$8,725,530	+3.8%	0.79%
PFE	Pfizer Inc Healthcare	Reduced	240,831	-7,187	$8,385,663	+9.0%	0.75%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	39,044	-6,746	$8,314,029	+1.7%	0.75%
UNH	Unitedhealth Group Inc Healthcare	Added	26,285	+340	$8,194,874	+7.1%	0.74%
ACP	abrdn Income Credit Strategies Fund Financial Services	Reduced	823,580	-35,277	$8,001,903	+6.3%	0.72%
CVX	Chevron Corp Energy	Reduced	103,830	-5,699	$7,475,760	−23.5%	0.67%
LMT	Lockheed Martin Corp Industrials	Reduced	18,648	-413	$7,147,405	+2.8%	0.64%
CHRW	C. H. Robinson Worldwide, Inc. Industrials	Reduced	67,848	-9,567	$6,933,387	+13.3%	0.62%
CSCO	Cisco Systems, Inc. Technology	Reduced	175,684	-16,318	$6,920,192	−22.7%	0.62%
PEP	Pepsico Inc Consumer Defensive	Reduced	49,684	-999	$6,886,202	+2.7%	0.62%
BEN	Franklin Resources Inc Financial Services	Reduced	335,142	-10,613	$6,820,139	−5.9%	0.61%
CVS	CVS HEALTH Corp Healthcare	Reduced	103,098	-3,239	$6,020,923	−12.9%	0.54%
MMM	3M Co Industrials	Reduced	44,384	-3,576	$5,944,340	−5.0%	0.54%
BAC	Bank Of America Corp /De/ Financial Services	Added	240,081	+18,800	$5,783,551	+10.0%	0.52%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	16,208	+244	$5,753,840	+18.9%	0.52%
ABT	Abbott Laboratories Healthcare	Reduced	52,519	-259	$5,715,642	+18.4%	0.51%
MCD	Mcdonalds Corp Consumer Cyclical	Added	25,272	+180	$5,546,951	+19.8%	0.50%
NKE	NIKE, Inc. Consumer Cyclical	Reduced	43,124	-1,331	$5,413,786	+24.2%	0.49%
BAR	GraniteShares Gold Trust	Reduced	276,809	-17,518	$5,190,168	−0.6%	0.47%
IBM	International Business Machines Corp Technology	Added	44,586	+127	$5,186,212	+1.0%	0.47%
CRM	Salesforce, Inc. Technology	Added	20,178	+70	$5,071,134	+34.6%	0.46%
KO	Coca Cola Co Consumer Defensive	Reduced	101,762	-1,692	$5,023,989	+8.7%	0.45%
GILD	Gilead Sciences, Inc. Healthcare	Added	78,953	+5,326	$4,989,040	−11.9%	0.45%
LLY	ELI LILLY & Co Healthcare	Reduced	33,345	-3,963	$4,935,726	−19.4%	0.44%
ADBE	Adobe Inc. Technology	Added	9,881	+873	$4,845,938	+23.6%	0.44%
UPS	United Parcel Service Inc Industrials	Reduced	28,632	-4,591	$4,770,950	+29.2%	0.43%