Atria Investments, Inc

Registered adviser

CIK

1535865

Location

Charlotte, NC

Portfolio Value

Mid $9,771,668,567

Diversification

Diversified

Reports for

AssetMark Financial Holdings, Inc.

Filing Date

Global Rank

#545 / 8,818 ▼ 14 · as of Jun 2026

Top Industry

Semiconductors 11.3%

Period ended 29 days ago

Filed Oct 15, 2026 · 14d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 143593

Roster of Oct 1, 2026

Regulatory AUM

$11,048,554,773

Main clients

Other investment advisers (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$11,048,554,773	Other investment advisers (100%)
Apr 2025 to Mar 2026	$10,425,682,263	Other investment advisers (100%)
May 2024 to Mar 2025	$10,771,561,842	Other investment advisers (100%)
Apr 2024	$8,775,170,053	Other investment advisers (100%)
May 2023 to Mar 2024	$8,342,573,056	Other investment advisers (100%)
Apr 2023	$8,342,573,056	Other investment advisers (100%)

5 earlier changes not shown.

Stated strategy

Quantitative / systematic Form ADV Part 2A, Jul 31, 2026 · original

In the firm's words

Quantitative / systematic: We, as the OPM service provider, utilize the specified Strategies and Models, along with proprietary analytical methodologies and proprietary tax management technology (if instructed by your Financial Advisor on your behalf), in determining how to implement your account’s Strategy.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 32.9%, 35.9 effective positions, active share 44.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

35.7% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 19.1 quarters (12+), a floor since 29.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 44.5%; sector active share 39.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

2,131 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

12.7%

−1.2 pts

Top 5

26.2%

−0.1 pts

Top 10

34.0%

+1.1 pts

HHI

251

Diversified−27

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	47.1%	$4,597,777,669	780
Technology	16.1%	$1,575,915,719	217
Financial Services	7.3%	$709,584,064	217
Healthcare	6.1%	$600,429,971	167
Industrials	5.5%	$532,772,661	214
Consumer Cyclical	4.5%	$444,368,533	145
Communication Services	4.5%	$441,501,035	52
Consumer Defensive	2.6%	$257,006,169	70
Energy	2.5%	$248,196,983	79
Utilities	1.4%	$139,183,065	56
Basic Materials	1.3%	$125,296,250	69
Real Estate	1.0%	$99,636,448	65

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CORO		+572,503	1,391,334	$50,574,990
ACWX	iShares MSCI ACWI ex U.S. ETF	+398,511	529,447	$40,036,782
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	+337,531	372,129	$7,182,089
IUSB	iShares Core Universal USD Bond ETF	+309,387	1,690,471	$74,532,866
BLCR		+191,229	762,311	$37,322,746
PAAA	PGIM AAA CLO ETF	+188,319	232,235	$11,911,333
MNST	Monster Beverage Corp	+187,225	354,913	$14,771,479
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+186,459	674,664	$67,837,465
—		+152,199	831,970	$0
FJUL	FT Vest U.S. Equity Buffer ETF - July	+142,823	146,289	$8,954,349
APH	Amphenol Corp	+142,454	244,525	$20,613,457
IBTR	iShares iBonds Dec 2036 Term Treasury ETF	+126,177	190,486	$4,457,372
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+121,275	1,235,486	$85,569,760
ALLW	SSGA Active Trust	+104,818	325,392	$9,296,449
NVDA	Nvidia Corp	+104,816	1,072,513	$244,940,518
MSFT	Microsoft Corp	+87,420	436,951	$224,112,167
OACP	ONEASCENT CORE PLUS BOND ETF	+77,378	750,268	$16,231,297
AAPL	Apple Inc.	+73,827	486,957	$162,166,420
BAC	Bank Of America Corp	+73,521	440,673	$23,985,831
F	Ford Motor Co	+66,805	151,748	$1,830,080
IBTQ	iShares iBonds Dec 2035 Term Treasury ETF	+65,524	77,441	$1,829,775
LYG	Lloyds Banking Group plc	+63,309	426,004	$2,398,402
VUG	VANGUARD GROWTH INDEX FUND	+61,323	1,443,445	$130,068,828
CGMS	Capital Group U.S. Multi-Sector Income ETF	+59,410	143,333	$3,759,624
AFIF	Two Roads Shared Trust	+58,551	1,014,982	$9,408,883
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	−702,312	121,216	$3,586,781
FSMD	Fidelity Small-Mid Multifactor ETF	−699,327	47,390	$2,330,166
EEM	iShares MSCI Emerging Markets ETF	−372,292	53,104	$3,546,816
EFA	iShares MSCI EAFE ETF	−367,433	118,654	$12,326,964
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	−228,957	118,194	$3,645,102
JAAA	Janus Henderson AAA CLO ETF	−187,983	221,484	$11,178,297
GJUN	FT Vest U.S. Equity Moderate Buffer ETF - June	−178,941	245,710	$10,305,077
MBB	iShares MBS ETF	−157,748	36,544	$3,275,073
—		−147,583	1,555,563	$0
GSY	Invesco Ultra Short Duration ETF	−146,176	10,358	$517,174
DIA	Spdr Dow Jones Industrial Average ETF Trust	−99,049	14,973	$7,614,519
CLOI	VanEck CLO ETF	−87,984	54,485	$2,886,070
IEMG	iShares Trust	−87,389	909,988	$0
BAI	BlackRock ETF Trust	−81,537	645,967	$30,483,182
IWF	iShares Russell 1000 Growth ETF	−81,487	133,097	$16,671,730
MTUM	iShares MSCI USA Momentum Factor ETF	−80,250	60,694	$19,260,633
XLF	State Street Corp	−79,916	186,464	$0
IDEF		−75,375	629,763	$19,665,609
GLD	Spdr Gold Trust	−71,998	244,253	$93,021,312
IAUM	iShares Gold Trust Micro	−71,810	12,679	$525,164
VOO	VANGUARD 500 INDEX FUND	−71,793	230,049	$161,232,142
CMCSA	Comcast Corp	−66,291	192,072	$4,179,486
SPY	Spdr S&P 500 ETF Trust	−65,356	104,950	$80,038,018
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	−63,964	116,479	$1,879,971
DTD	WisdomTree U.S. Total Dividend Fund	−57,184	7,799	$728,582
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FAUG	FT Vest U.S. Equity Buffer ETF - August	159,333	$9,179,174
FSEP	FT Vest U.S. Equity Buffer ETF - September	156,623	$8,947,871
FLCG	Federated Hermes MDT Large Cap Growth ETF	244,106	$8,690,173
PQUS	Pictet AI Enhanced US Equity ETF	276,564	$7,893,136
FBCG	Fidelity Covington Trust	102,888	$6,503,550
ACYN	First Trust Exchange-Traded Fund	294,013	$6,133,111
SKHY	SK hynix Inc.	32,758	$6,032,385
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	276,076	$5,681,644
SPLS		100,786	$5,547,261
GBDC	GOLUB CAPITAL BDC, Inc.	216,063	$2,728,875
QNDX	State Street(R) SPDR(R) Portfolio Nasdaq(R) 100 ET	104,988	$2,630,999
GFLW	VictoryShares Free Cash Flow Growth ETF	76,350	$2,550,853
TNGY	Tortoise Energy ETF	240,336	$2,547,561
MBBA		53,839	$2,525,587
AGZ	iShares Agency Bond ETF	12,485	$1,330,151
PDBA		35,220	$1,322,863
INRO		27,030	$994,898
OUST	Ouster, Inc.	23,245	$937,703
IJS	iShares S&P Small-Cap 600 Value ETF	7,225	$925,522
INOD	Innodata Inc	13,996	$920,376
UTZ	Utz Brands, Inc.	62,478	$890,311
ALLY	Ally Financial Inc.	22,660	$852,469
EFOR	Everforth Inc	25,598	$842,174
TRI	Thomson Reuters Corp	7,861	$765,111
YOU	Clear Secure, Inc.	17,450	$732,027
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
FFEB	FT Vest U.S. Equity Buffer ETF - February	126,931	$7,740,252
GMAY	FT Vest U.S. Equity Moderate Buffer ETF - May	177,069	$7,621,049
XLG	Victory Portfolios II	93,174	$5,705,044
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	145,877	$5,374,108
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	54,610	$5,221,262
—		11,311	$2,134,273
DTM	DT Midstream, Inc.	11,398	$1,672,542
GSG	iShares S&P GSCI Commodity-Indexed Trust	50,770	$1,452,022
UCTT	Ultra Clean Holdings, Inc.	10,163	$1,449,142
VRIG	Invesco Variable Rate Investment Grade ETF	56,135	$1,407,304
CHH	Choice Hotels International Inc	12,516	$1,380,139
—		19,201	$1,377,480
EWW	iShares MSCI Mexico ETF	17,383	$1,308,418
EWU	iShares MSCI United Kingdom ETF	26,088	$1,203,700
OSK	Oshkosh Corp	7,391	$1,134,370
BSCV		66,402	$1,087,996
BSCW		53,013	$1,087,296
BSCX		51,551	$1,085,406
BSCZ		53,015	$1,085,217
BSCY		52,500	$1,084,912
DOL	WisdomTree True Developed International Fund	13,937	$1,036,355
OLED	Universal Display Corp \Pa\	11,867	$1,027,563
ORA	Ormat Technologies, Inc.	8,031	$874,575
IWV	iShares Russell 3000 ETF	2,004	$854,505
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	8,118	$782,331
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

2,131 tracked positions · $9,771,668,567 total · filing declares 2,136 positions · $10,265,746,580 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 2,131 positions by value · page 1 of 43

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	429,001	+5,316	$328,550,415	+3.5%	3.36%
NVDA	Nvidia Corp Technology	Added	1,072,513	+104,816	$244,940,518	+26.5%	2.51%
MSFT	Microsoft Corp Technology	Added	436,951	+87,420	$224,112,167	+71.9%	2.29%
AAPL	Apple Inc. Technology	Added	486,957	+73,827	$162,166,420	+35.7%	1.66%
VOO	VANGUARD 500 INDEX FUND	Reduced	230,049	-71,793	$161,232,142	−22.2%	1.65%
VUG	VANGUARD GROWTH INDEX FUND	Added	1,443,445	+61,323	$130,068,828	+9.3%	1.33%
AMZN	Amazon Com Inc Consumer Cyclical	Added	479,494	+57,492	$119,465,930	+18.8%	1.22%
GOOGL	Alphabet Inc. Communication Services	Added	329,683	+43,187	$113,437,326	+10.8%	1.16%
META	Meta Platforms, Inc. Communication Services	Added	139,065	+16,677	$100,847,156	+46.3%	1.03%
GLD	Spdr Gold Trust	Reduced	244,253	-71,998	$93,021,312	−20.2%	0.95%
AVGO	Broadcom Inc. Technology	Added	263,119	+25,081	$92,404,761	+2.8%	0.95%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	246,849	+4,199	$92,380,769	+2.9%	0.95%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	1,599,401	+27,103	$90,622,060	−2.3%	0.93%
VTV	VANGUARD VALUE INDEX FUND	Reduced	407,572	-418	$88,068,157	−1.0%	0.90%
IVW	iShares S&P 500 Growth ETF	Added	614,252	+10,777	$87,383,489	+5.3%	0.89%
GOOG	Alphabet Inc. Communication Services	Added	254,386	+15,739	$86,679,485	+2.8%	0.89%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	1,235,486	+121,275	$85,569,760	+12.9%	0.88%
SPY	Spdr S&P 500 ETF Trust	Reduced	104,950	-65,356	$80,038,018	−37.1%	0.82%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	1,132,273	-6,490	$79,949,796	−1.5%	0.82%
IUSB	iShares Core Universal USD Bond ETF	Added	1,690,471	+309,387	$74,532,866	+16.9%	0.76%
JPM	Jpmorgan Chase & Co Financial Services	Added	217,663	+8,123	$72,009,450	+5.0%	0.74%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	674,664	+186,459	$67,837,465	+37.8%	0.69%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	139,829	+5,843	$63,788,591	−0.3%	0.65%
JNJ	Johnson & Johnson Healthcare	Reduced	233,290	-1,541	$61,761,194	+3.6%	0.63%
IVE	iShares S&P 500 Value ETF	Added	261,021	+2,726	$59,585,873	+1.6%	0.61%
V	Visa Inc. Financial Services	Added	158,431	+11,621	$56,929,011	+13.0%	0.58%
IEFA	iShares Core MSCI EAFE ETF	Added	536,021	+44,827	$51,929,714	+9.5%	0.53%
CVX	Chevron Corp Energy	Added	249,401	+15,954	$50,930,178	+31.6%	0.52%
CORO		Added	1,391,334	+572,503	$50,574,990	+68.8%	0.52%
KORP	American Century Diversified Corporate Bond ETF	Added	1,076,597	+29,642	$47,757,842	−2.6%	0.49%
LLY	ELI LILLY & Co Healthcare	Added	39,607	+5,486	$45,828,467	+12.0%	0.47%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Added	257,335	+8,070	$45,576,601	−4.6%	0.47%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	232,603	+625	$45,532,037	+3.0%	0.47%
GBIL	Goldman Sachs ETF Trust	Added	453,719	+1,313	$45,421,809	+0.2%	0.46%
MU	Micron Technology Inc Technology	Added	40,270	+7,335	$42,891,979	+12.8%	0.44%
ABBV	AbbVie Inc. Healthcare	Added	160,181	+5,864	$41,901,747	+7.9%	0.43%
TSLA	Tesla, Inc. Consumer Cyclical	Added	115,213	+714	$40,878,724	−15.1%	0.42%
ACWX	iShares MSCI ACWI ex U.S. ETF	Added	529,447	+398,511	$40,036,782	+301.8%	0.41%
PM	Philip Morris International Inc. Consumer Defensive	Added	196,394	+19,779	$37,475,903	+17.3%	0.38%
BLCR		Added	762,311	+191,229	$37,322,746	+29.7%	0.38%
XOM	ExxonMobil Holdings Corp Energy	Added	223,412	+15,378	$36,360,303	+27.8%	0.37%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	341,443	+5,689	$34,888,645	−4.7%	0.36%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	569,124	+1,429	$33,754,744	−0.4%	0.35%
QINT	American Century Quality Diversified International ETF	Added	483,520	+23,835	$33,652,992	+5.4%	0.34%
AMD	Advanced Micro Devices Inc Technology	Added	51,946	+10,085	$31,778,484	+30.7%	0.33%
SCHF	Schwab International Equity ETF	Reduced	1,141,863	-1,394	$31,366,976	−1.0%	0.32%
EFG	iShares MSCI EAFE Growth ETF	Reduced	261,207	-56,120	$31,300,434	−20.7%	0.32%
CSCO	Cisco Systems, Inc. Technology	Reduced	287,436	-7,281	$30,936,736	−10.6%	0.32%
BAI	BlackRock ETF Trust	Reduced	645,967	-81,537	$30,483,182	−20.5%	0.31%
KO	Coca Cola Co Consumer Defensive	Added	336,078	+40,424	$28,929,594	+20.4%	0.30%

Showing the top 50 of 2,131 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.