VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.

CIK

1591068

Location

HARTFORD, CT

Portfolio Value

Micro $4,715,995

Diversification

Diversified

Files via

DUFF & PHELPS INVESTMENT MANAGEMENT CO KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC

Filing Date

Global Rank

#5,832 / 5,940 ▼ 602 · as of Dec 2020

Top Industry

Telecom Services 17.3%

Period ended 5 years ago

Filed Feb 12, 2021 · 5y

4 quarters · since Mar 2020

Portfolio Concentration

230 tracked positions · as of Dec 31, 2020 · Δ vs Sep 30, 2020

Top Position

7.5%

+3.8 pts

Top 5

23.6%

+7.5 pts

Top 10

34.9%

+6.9 pts

HHI

222

Diversified+88

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2020

Sector	% Portfolio	Value	Positions
Industrials	22.4%	$1,056,782	48
Communication Services	20.2%	$952,924	10
Technology	19.1%	$900,198	52
Healthcare	11.1%	$525,337	60
Financial Services	8.8%	$415,255	5
Consumer Cyclical	8.8%	$415,037	26
Consumer Defensive	3.8%	$179,840	19
Real Estate	3.0%	$142,348	3
Basic Materials	2.7%	$128,274	7

Last Quarter's Activity

Export CSV

Dec 31, 2020 vs Sep 30, 2020

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
CMCSA	Comcast Corp	+3,040	6,753	$353,857
OPTU	Optimum Communications, Inc.	+922	2,613	$98,954
NTES	NetEase, Inc.	+509	613	$58,707
CHTR	Charter Communications, Inc. /Mo/	+232	520	$344,006
OTIS	Otis Worldwide Corp	+108	2,123	$143,408
CMG	Chipotle Mexican Grill Inc	+10	19	$26,347
MKC	Mccormick & Co Inc	+1	58	$5,544
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MU	Micron Technology Inc	−1,443	1,777	$133,594
VHC	VirnetX Holding Corp	−1,061	1,098	$5,533
VKTX	Viking Therapeutics, Inc.	−814	843	$4,746
NG	Novagold Resources Inc	−479	496	$4,796
CDXS	Codexis, Inc.	−453	470	$10,260
WSO	Watsco Inc	−438	201	$45,536
MITK	Mitek Systems Inc	−433	449	$7,983
YUMC	Yum China Holdings, Inc.	−377	110	$6,279
QCOM	Qualcomm Inc/De	−363	560	$85,310
CORT	Corcept Therapeutics Inc	−304	316	$8,266
ALB	Albemarle Corp	−296	625	$92,200
HTLD	Heartland Express Inc	−294	304	$5,502
QRVO	Qorvo, Inc.	−270	527	$87,624
ZS	Zscaler, Inc.	−231	41	$8,188
FLO	Flowers Foods Inc	−231	239	$5,408
CARG	CarGurus, Inc.	−230	238	$7,551
LITE	Lumentum Holdings Inc.	−228	901	$85,414
SNDR	Schneider National, Inc.	−217	224	$4,636
GNTX	Gentex Corp	−214	222	$7,532
EXEL	Exelixis, Inc.	−212	220	$4,415
RYTM	Rhythm Pharmaceuticals, Inc.	−208	215	$6,391
HALO	Halozyme Therapeutics, Inc.	−204	211	$9,011
SWKS	Skyworks Solutions, Inc.	−189	608	$92,951
KURA	Kura Oncology, Inc.	−186	193	$6,303
TR	Tootsie Roll Industries Inc	−183	190	$5,643
No positions match the current search.

New Positions

Positions the filer opened this quarter

19 positions

Ticker	Company	Shares	Value
DAL	Delta Air Lines, Inc.	2,744	$110,336
MCD	Mcdonalds Corp	417	$89,479
LUV	Southwest Airlines Co	1,582	$73,737
ZTS	Zoetis Inc.	401	$66,365
GOOGL	Alphabet Inc.	37	$64,847
SBUX	Starbucks Corp	589	$63,011
JBLU	Jetblue Airways Corp	1,120	$16,284
YUM	Yum Brands Inc	148	$16,066
MAR	Marriott International Inc /Md/	121	$15,962
HLT	Hilton Worldwide Holdings Inc.	126	$14,018
LVS	Las Vegas Sands Corp	163	$9,714
DPZ	Dominos Pizza Inc	24	$9,203
MGM	MGM Resorts International	220	$6,932
DRI	Darden Restaurants Inc	52	$6,194
MTN	Vail Resorts Inc	18	$5,021
WYNN	Wynn Resorts Ltd	36	$4,061
CCL	Carnival Corp Ltd.	176	$3,812
ARMK	Aramark	97	$3,732
MLCO	Melco Resorts & Entertainment LTD	116	$2,151
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
MRK	Merck & Co., Inc.	796	$66,028
XYL	Xylem Inc.	172	$14,468
WTS	Watts Water Technologies Inc	141	$14,121
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

230 tracked positions · $4,715,995 total · filing declares 280 positions · $6,705,000 · as of Dec 31, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 230 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CMCSA	Comcast Corp Communication Services	Added	6,753	+3,040	$353,857	+106.0%	7.50%
CHTR	Charter Communications, Inc. /Mo/ Communication Services	Added	520	+232	$344,006	+91.3%	7.29%
OTIS	Otis Worldwide Corp Industrials	Added	2,123	+108	$143,408	+14.0%	3.04%
EFX	Equifax Inc Industrials	Reduced	717	-35	$138,266	+17.2%	2.93%
MU	Micron Technology Inc Technology	Reduced	1,777	-1,443	$133,594	−11.7%	2.83%
TRU	TransUnion Financial Services	Held	1,345	0	$133,450	+17.9%	2.83%
DAL	Delta Air Lines, Inc. Industrials	NEW	2,744	NEW	$110,336	NEW	2.34%
OPTU	Optimum Communications, Inc. Communication Services	Added	2,613	+922	$98,954	+125.1%	2.10%
AJG	Arthur J. Gallagher & Co. Financial Services	Reduced	768	-84	$95,009	+5.6%	2.01%
SWKS	Skyworks Solutions, Inc. Technology	Reduced	608	-189	$92,951	−19.8%	1.97%
ALB	Albemarle Corp Basic Materials	Reduced	625	-296	$92,200	+12.1%	1.96%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Held	765	0	$89,505	+2.0%	1.90%
MCD	Mcdonalds Corp Consumer Cyclical	NEW	417	NEW	$89,479	NEW	1.90%
QRVO	Qorvo, Inc. Technology	Reduced	527	-270	$87,624	−14.8%	1.86%
AVGO	Broadcom Inc. Technology	Reduced	197	-123	$86,256	−26.0%	1.83%
LITE	Lumentum Holdings Inc. Technology	Reduced	901	-228	$85,414	+0.7%	1.81%
QCOM	Qualcomm Inc/De Technology	Reduced	560	-363	$85,310	−21.5%	1.81%
CPRT	Copart Inc Industrials	Reduced	611	-150	$77,749	−2.8%	1.65%
LUV	Southwest Airlines Co Industrials	NEW	1,582	NEW	$73,737	NEW	1.56%
BURL	Burlington Stores, Inc. Consumer Cyclical	Reduced	279	-49	$72,972	+8.0%	1.55%
ARE	Alexandria Real Estate Equities, Inc. Real Estate	Held	402	0	$71,644	+11.4%	1.52%
STZ	Constellation Brands, Inc. Consumer Defensive	Reduced	325	-29	$71,191	+6.1%	1.51%
UNP	Union Pacific Corp Industrials	Reduced	324	-31	$67,463	−3.5%	1.43%
V	Visa Inc. Financial Services	Reduced	305	-41	$66,712	−3.6%	1.41%
ZTS	Zoetis Inc. Healthcare	NEW	401	NEW	$66,365	NEW	1.41%
GOOGL	Alphabet Inc. Communication Services	NEW	37	NEW	$64,847	NEW	1.38%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	139	-27	$64,743	−11.7%	1.37%
REXR	Rexford Industrial Realty, Inc. Real Estate	Reduced	1,308	-127	$64,235	−2.2%	1.36%
SBUX	Starbucks Corp Consumer Cyclical	NEW	589	NEW	$63,011	NEW	1.34%
NTES	NetEase, Inc. Communication Services	Added	613	+509	$58,707	+24.2%	1.24%
HUBB	Hubbell Inc Industrials	Reduced	294	-41	$46,096	+0.6%	0.98%
WSO	Watsco Inc Industrials	Reduced	201	-438	$45,536	−69.4%	0.97%
LII	Lennox International Inc Industrials	Reduced	154	-20	$42,191	−11.1%	0.89%
CARR	CARRIER GLOBAL Corp Industrials	Reduced	1,057	-172	$39,870	+6.2%	0.85%
BRO	Brown & Brown, Inc. Financial Services	Held	645	0	$30,579	+4.7%	0.65%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	Added	19	+10	$26,347	+135.4%	0.56%
AYI	Acuity Inc. (De) Industrials	Held	152	0	$18,405	+18.3%	0.39%
JBLU	Jetblue Airways Corp Industrials	NEW	1,120	NEW	$16,284	NEW	0.35%
YUM	Yum Brands Inc Consumer Cyclical	NEW	148	NEW	$16,066	NEW	0.34%
MAR	Marriott International Inc /Md/ Consumer Cyclical	NEW	121	NEW	$15,962	NEW	0.34%
KOD	Kodiak Sciences Inc. Healthcare	Reduced	108	-104	$15,866	+26.4%	0.34%
HEI	Heico Corp Industrials	Reduced	115	-112	$14,258	−34.5%	0.30%
HLT	Hilton Worldwide Holdings Inc. Consumer Cyclical	NEW	126	NEW	$14,018	NEW	0.30%
BF-B	Brown Forman Corp Consumer Defensive	Reduced	156	-150	$11,901	−45.9%	0.25%
NET	Cloudflare, Inc. Technology	Reduced	141	-136	$10,714	−5.8%	0.23%
ALRM	Alarm.com Holdings, Inc. Technology	Reduced	101	-98	$10,448	−5.0%	0.22%
CDXS	Codexis, Inc. Healthcare	Reduced	470	-453	$10,260	−5.3%	0.22%
TDOC	Teladoc Health, Inc. Healthcare	Held	51	0	$10,197	−8.8%	0.22%
STOK	Stoke Therapeutics, Inc. Healthcare	Reduced	164	-159	$10,156	−6.1%	0.22%
LVS	Las Vegas Sands Corp Consumer Cyclical	NEW	163	NEW	$9,714	NEW	0.21%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.