Surevest, LLC
Filing Date
Global Rank
#2,993
/ 6,827
▲ 27
· as of Sep 2022
Top Industry
Software - Infrastructure
5.9%
Period ended 4 years ago
Filed Nov 14, 2022 · 3y
11 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.
Style
Diversified active
Top 10 weight 40.0%, 14.3 effective positions, active share 72.0% against the S&P 500 as of 2022-09-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
31.1% over the last four quarters (30% to under 100%)
Horizon
Horizon unknown
The value-weighted holding period is at least 8.1 quarters, but 51.6% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2022-09-30, active share 72.0%; sector active share 17.1% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
510 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022Top Position
24.9%
+0.4 pts
Top 5
33.0%
+0.5 pts
Top 10
40.0%
+0.3 pts
HHI
700
Diversified+20
Portfolio Trend
11 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 34.2% | $120,692,449 |
| Industrials | 11.0% | $38,863,200 |
| Consumer Defensive | 11.0% | $38,843,095 |
| Technology | 10.6% | $37,587,137 |
| Financial Services | 8.6% | $30,262,948 |
| Consumer Cyclical | 7.6% | $26,811,831 |
| Healthcare | 4.7% | $16,608,705 |
| Communication Services | 4.2% | $14,870,583 |
| Real Estate | 2.9% | $10,226,686 |
| Energy | 2.3% | $7,950,946 |
| Basic Materials | 1.8% | $6,308,232 |
| Utilities | 1.2% | $4,268,133 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BXSL | Blackstone Secured Lending Fund | +75,137 | 136,397 | $3,101,667 | |
| GOOG | Alphabet Inc. | +42,951 | 45,196 | $4,345,595 | |
| IXUS | iShares Core MSCI Total International Stock ETF | +29,591 | 271,870 | $13,843,620 | |
| ILCG | iShares Morningstar Growth ETF | +23,755 | 105,633 | $5,097,848 | |
| PANW | Palo Alto Networks Inc | +22,208 | 33,538 | $5,493,189 | |
| ILPT | Industrial Logistics Properties Trust | +15,799 | 141,525 | $778,387 | |
| GOOGL | Alphabet Inc. | +14,641 | 15,420 | $1,474,923 | |
| VONG | VANGUARD RUSSELL 1000 GROWTH INDEX FUND | +12,274 | 12,304 | $666,999 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +10,789 | 168,635 | $6,153,491 | |
| ACWX | iShares MSCI ACWI ex U.S. ETF | +10,139 | 308,076 | $12,326,120 | |
| AAPL | Apple Inc. | +8,629 | 79,431 | $10,977,364 | |
| ILCB | iShares Trust | +8,310 | 121,659 | $0 | |
| — | +8,061 | 10,466 | $0 | ||
| IMCV | iShares Morningstar Mid-Cap Value ETF | +4,743 | 70,723 | $3,956,244 | |
| TWLO | Twilio Inc | +4,436 | 10,308 | $712,695 | |
| STAG | STAG Industrial, Inc. | +4,039 | 69,670 | $1,980,718 | |
| IWF | iShares Russell 1000 Growth ETF | +3,967 | 73,323 | $15,427,159 | |
| IMCG | iShares Morningstar Mid-Cap Growth ETF | +3,794 | 49,750 | $2,506,405 | |
| VXUS | Vanguard Total International Stock ETF | +3,732 | 4,618 | $211,365 | |
| PFE | Pfizer Inc | +3,691 | 25,566 | $1,118,768 | |
| IMCB | iShares Morningstar Mid-Cap ETF | +3,260 | 48,892 | $2,634,300 | |
| DOCU | Docusign, Inc. | +3,154 | 14,166 | $757,456 | |
| BWX | Spdr Series Trust | +3,074 | 97,034 | $2,021,218 | |
| TSLA | Tesla, Inc. | +2,927 | 4,309 | $1,142,962 | |
| MAS | Masco Corp | +2,852 | 22,303 | $1,041,327 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VEA | Vanguard FTSE Developed Markets ETF | −10,969 | 9,946 | $361,636 | |
| — | −10,534 | 3,356 | $25,000 | ||
| BLV | VANGUARD LONG-TERM BOND INDEX FUND | −6,432 | 13,947 | $1,003,486 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | −5,499 | 26,593 | $686,099 | |
| ILCV | iShares Morningstar Value ETF | −4,352 | 123,332 | $6,964,558 | |
| CGC | Canopy Growth Corp | −3,635 | 13,302 | $36,314 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | −2,826 | 150,531 | $14,502,156 | |
| ANGL | VanEck Fallen Angel High Yield Bond ETF | −2,259 | 12,135 | $318,301 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | −1,960 | 7,260 | $357,772 | |
| JPM | Jpmorgan Chase & Co | −1,884 | 9,267 | $968,401 | |
| SLV | iShares Silver Trust | −1,820 | 1,335 | $23,362 | |
| SCHO | Schwab Short-Term U.S. Treasury ETF | −1,705 | 7,451 | $359,585 | |
| — | −1,218 | 15,600 | $741,000 | ||
| GPC | Genuine Parts Co | −1,071 | 31,799 | $4,748,226 | |
| — | −911 | 220 | $9,286 | ||
| MDT | Medtronic plc | −853 | 31,546 | $2,547,339 | |
| CRWD | CrowdStrike Holdings, Inc. | −841 | 14,556 | $2,398,974 | |
| IGIB | iShares 5-10 Year Investment Grade Corporate Bond ETF | −754 | 6,835 | $329,993 | |
| XEL | Xcel Energy Inc | −636 | 636 | $40,704 | |
| GIS | General Mills Inc | −602 | 59,630 | $4,568,254 | |
| CVX | Chevron Corp | −593 | 34,550 | $4,963,798 | |
| ED | Consolidated Edison Inc | −571 | 42,460 | $3,641,369 | |
| PLD | Prologis, Inc. | −517 | 18 | $1,828 | |
| GUNR | FlexShares Morningstar Global Upstream Natural Resources Index Fund | −505 | 117 | $4,398 | |
| CARR | CARRIER GLOBAL Corp | −370 | 5,803 | $206,354 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
21 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ARCC | Ares Capital Corp | 7,069 | $119,324 | |
| SNOW | Snowflake Inc. | 644 | $109,454 | |
| — | 850 | $32,070 | ||
| VUG | VANGUARD GROWTH INDEX FUND | 106 | $22,678 | |
| BJ | BJ's Wholesale Club Holdings, Inc. | 165 | $12,013 | |
| VHT | VANGUARD HEALTH CARE INDEX FUND | 45 | $10,066 | |
| SCZ | iShares MSCI EAFE Small-Cap ETF | 159 | $7,756 | |
| PDBC | Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF | 323 | $5,226 | |
| — | 114 | $5,000 | ||
| ZIM | ZIM Integrated Shipping Services Ltd. | 200 | $4,700 | |
| EFG | iShares MSCI EAFE Growth ETF | 55 | $3,990 | |
| ACI | Albertsons Companies, Inc. | 152 | $3,778 | |
| HLN | Haleon plc | 448 | $2,728 | |
| PGR | Progressive Corp | 20 | $2,324 | |
| AVGO | Broadcom Inc. | 5 | $2,220 | |
| ASO | Academy Sports & Outdoors, Inc. | 50 | $2,109 | |
| HSIC | Henry Schein Inc | 30 | $1,973 | |
| TXN | Texas Instruments Inc | 12 | $1,857 | |
| WMB | Williams Companies, Inc. | 38 | $1,087 | |
| HLT | Hilton Worldwide Holdings Inc. | 8 | $964 | |
| — | 25 | $0 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EWM | iShares MSCI Malaysia ETF | 4,901 | $107,576 | |
| INDA | iShares MSCI India ETF | 2,731 | $107,519 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | 972 | $106,949 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | 1,264 | $104,646 | |
| UDN | Invesco Db US Dollar Index Bearish Fund | 5,225 | $96,244 | |
| EWS | iShares MSCI Singapore ETF | 5,264 | $93,067 | |
| DFUV | Dimensional U.S. Marketwide Value ETF | 2,853 | $90,154 | |
| CNI | Canadian National Railway Co | 565 | $63,545 | |
| DFAS | Dimensional U.S. Small Cap ETF | 682 | $32,736 | |
| NEAR | iShares Short Duration Bond Active ETF | 387 | $19,063 | |
| SLYV | State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF | 245 | $17,740 | |
| NUE | Nucor Corp | 145 | $15,139 | |
| GQRE | FlexShares Global Quality Real Estate Index Fund | 223 | $12,695 | |
| SCHA | Schwab U.S. Small-Cap ETF | 318 | $12,398 | |
| SHOP | Shopify Inc. | 300 | $9,372 | |
| IDXX | Idexx Laboratories Inc | 15 | $5,260 | |
| JBL | Jabil Inc | 100 | $5,121 | |
| — | 496 | $5,000 | ||
| — | 53 | $4,000 | ||
| — | 50 | $4,000 | ||
| DLTR | Dollar Tree, Inc. | 25 | $3,896 | |
| U | Unity Software Inc. | 100 | $3,682 | |
| TTC | Toro Co | 40 | $3,031 | |
| — | 50 | $3,000 | ||
| RWO | State Street(R) SPDR(R) Dow Jones(R) Global Real Estate ETF | 60 | $2,648 | |
| No positions match the current search. | ||||
510 tracked positions ·
$353,293,945 total
· filing declares
528 positions · $367,590,000
· as of Sep 30, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 510 positions by value
· page 1 of 11
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| IWF |
iShares Russell 1000 Growth ETF
|
Added | 73,323 | $15,427,159 | 4.37% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Reduced | 150,531 | $14,502,156 | 4.10% | |
| IXUS |
iShares Core MSCI Total International Stock ETF
|
Added | 271,870 | $13,843,620 | 3.92% | |
| ACWX |
iShares MSCI ACWI ex U.S. ETF
|
Added | 308,076 | $12,326,120 | 3.49% | |
| AAPL |
Apple Inc.
Technology
|
Added | 79,431 | $10,977,364 | 3.11% | |
| ILCV |
iShares Morningstar Value ETF
|
Reduced | 123,332 | $6,964,558 | 1.97% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 168,635 | $6,153,491 | 1.74% | |
| SMMD |
iShares Russell 2500 ETF
|
Reduced | 122,879 | $6,113,230 | 1.73% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Added | 33,538 | $5,493,189 | 1.55% | |
| ILCG |
iShares Morningstar Growth ETF
|
Added | 105,633 | $5,097,848 | 1.44% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 34,550 | $4,963,798 | 1.41% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 20,496 | $4,773,518 | 1.35% | |
| GPC |
Genuine Parts Co
Consumer Cyclical
|
Reduced | 31,799 | $4,748,226 | 1.34% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Added | 57,170 | $4,745,681 | 1.34% | |
| WPC |
W. P. Carey Inc.
Real Estate
|
Added | 66,978 | $4,675,061 | 1.32% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 12,876 | $4,599,049 | 1.30% | |
| GIS |
General Mills Inc
Consumer Defensive
|
Reduced | 59,630 | $4,568,254 | 1.29% | |
| NOC |
Northrop Grumman Corp
Industrials
|
Reduced | 9,671 | $4,548,464 | 1.29% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 40,226 | $4,545,538 | 1.29% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 27,013 | $4,410,142 | 1.25% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 45,196 | $4,345,595 | 1.23% | |
| WM |
Waste Management Inc
Industrials
|
Reduced | 25,648 | $4,109,066 | 1.16% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 29,961 | $4,021,065 | 1.14% | |
| IMCV |
iShares Morningstar Mid-Cap Value ETF
|
Added | 70,723 | $3,956,244 | 1.12% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Added | 13,341 | $3,909,580 | 1.11% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 68,549 | $3,840,114 | 1.09% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 23,262 | $3,800,080 | 1.08% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 27,939 | $3,790,763 | 1.07% | |
| TRV |
Travelers Companies, Inc.
Financial Services
|
Added | 24,686 | $3,781,895 | 1.07% | |
| AFL |
Aflac Inc
Financial Services
|
Reduced | 66,974 | $3,763,938 | 1.07% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Reduced | 52,849 | $3,757,035 | 1.06% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Reduced | 15,941 | $3,678,226 | 1.04% | |
| ED |
Consolidated Edison Inc
Utilities
|
Reduced | 42,460 | $3,641,369 | 1.03% | |
| GD |
General Dynamics Corp
Industrials
|
Reduced | 16,975 | $3,601,585 | 1.02% | |
| NKE |
NIKE, Inc.
Consumer Cyclical
|
Added | 42,419 | $3,525,867 | 1.00% | |
| CL |
Colgate Palmolive Co
Consumer Defensive
|
Added | 50,101 | $3,519,595 | 1.00% | |
| UPS |
United Parcel Service Inc
Industrials
|
Added | 21,751 | $3,513,656 | 0.99% | |
| CMI |
Cummins Inc
Industrials
|
Added | 16,809 | $3,420,799 | 0.97% | |
| ADM |
Archer-Daniels-Midland Co
Consumer Defensive
|
Added | 42,146 | $3,390,645 | 0.96% | |
| AIZ |
Assurant, Inc.
Financial Services
|
Added | 23,222 | $3,373,459 | 0.95% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Added | 14,146 | $3,292,198 | 0.93% | |
| V |
Visa Inc.
Financial Services
|
Added | 18,289 | $3,249,040 | 0.92% | |
| PII |
Polaris Inc.
Consumer Cyclical
|
Added | 33,805 | $3,233,448 | 0.92% | |
| EMR |
Emerson Electric Co
Industrials
|
Added | 43,727 | $3,201,690 | 0.91% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 25,062 | $3,164,077 | 0.90% | |
| UNP |
Union Pacific Corp
Industrials
|
Added | 15,998 | $3,116,730 | 0.88% | |
| NOW |
ServiceNow, Inc.
Technology
|
Added | 8,245 | $3,113,394 | 0.88% | |
| BXSL |
Blackstone Secured Lending Fund
Financial Services
|
Added | 136,397 | $3,101,667 | 0.88% | |
| KMB |
Kimberly Clark Corp
Consumer Defensive
|
Reduced | 27,506 | $3,095,525 | 0.88% | |
| ITW |
Illinois Tool Works Inc
Industrials
|
Added | 17,127 | $3,093,992 | 0.88% |
Showing the top 50 of 510 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.