SteelPeak Wealth, LLC

Registered adviser

CIK

1801868

Location

WOODLAND HILLS, CA

Portfolio Value

Mid $3,969,848,321

Diversification

Diversified

Filing Date

Global Rank

#1,061 / 8,818 ▲ 9 · as of Jun 2026

Top Industry

Semiconductors 24.7%

Period ended 28 days ago

Filed Oct 16, 2026 · 12d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 165168

Roster of Oct 1, 2026

Regulatory AUM

$4,148,078,008

Main clients

Individuals and high net worth (89% of AUM)

Private funds

4 funds · Private equity funds

Focus by gross assets, Schedule D of Dec 4, 2024

$25,440,778 gross assets

Private funds on Schedule D 7.B.(1)

As filed Dec 4, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$8,305,096 gross assets in 3 funds Private equity funds $8,305,096 (1) Hedge funds $0 (1) Other private funds $0 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Aug 2026 to Oct 2026	$4,148,078,008	Individuals and high net worth (89%)
Apr 2026 to Jul 2026	$4,148,078,008	Individuals and high net worth (89%)
Apr 2025 to Mar 2026	$3,439,042,634	Individuals and high net worth (91%)
Jul 2024 to Mar 2025	$2,535,311,796	Individuals and high net worth (91%)
Apr 2024 to Jun 2024	$2,535,311,796	Individuals and high net worth (91%)
Dec 2023 to Mar 2024	$1,893,025,457	Individuals and high net worth (89%)

6 earlier changes not shown.

Stated strategy

Wealth management / planning, Multi-asset, Fixed income / rates, Income, Long/short hedge, Private markets Form ADV Part 2A, Jul 29, 2026 · original

In the firm's words

Wealth management / planning: SteelPeak offers a variety of advisory services, which include financial planning, consulting, and investment management services.
Multi-asset: SteelPeak primarily manages client assets through one of its model portfolios, which generally consist of mutual funds, ETFs, and individual debt and equity securities, and alternative investments (including structured products).
Fixed income / rates: SteelPeak primarily manages client assets through one of its model portfolios, which generally consist of mutual funds, ETFs, and individual debt and equity securities, and alternative investments (including structured products).
Income: Services are delivered with respect to the particular needs of each Plan and its participants, for the purpose of providing retirement income, based on generally accepted investment theories and prevailing investment industry standards.
Long/short hedge: SteelPeak Investments I, LLC acts as the general partner to SP Long-Short Equity Strategy, LP (“LongShort”)
Private markets: SteelPeak acts as the investment adviser, and an affiliate acts as the general partner, of private investment funds.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 44.6%, 28.6 effective positions, active share 47.8% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

61.1% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 20.1 quarters (12+), a floor since 62.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 47.8%; sector active share 22.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

650 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.6%

−1.6 pts

Top 5

33.8%

+1.7 pts

Top 10

47.0%

+2.0 pts

HHI

342

Diversified−5

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	36.1%	$1,433,182,617	90
Unclassified	29.3%	$1,162,786,931	234
Consumer Cyclical	8.2%	$325,774,234	31
Communication Services	8.1%	$319,925,996	21
Financial Services	4.4%	$175,210,695	64
Healthcare	4.3%	$171,284,518	53
Industrials	3.7%	$146,274,992	61
Consumer Defensive	2.3%	$89,518,741	22
Energy	1.7%	$68,472,550	25
Basic Materials	1.1%	$42,083,032	16
Real Estate	0.5%	$20,103,805	21
Utilities	0.4%	$15,230,210	12

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ALLW	SSGA Active Trust	+412,512	444,011	$12,685,394
CSCO	Cisco Systems, Inc.	+301,147	418,477	$45,040,679
IBIT	iShares Bitcoin Trust ETF	+208,907	264,685	$12,530,187
NVDA	Nvidia Corp	+182,805	1,110,168	$253,540,167
SPCX	Space Exploration Technologies Corp	+145,962	149,700	$22,583,742
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+138,467	158,861	$19,964,061
XLF	State Street Corp	+113,155	155,711	$0
MRVL	Marvell Technology, Inc.	+96,991	206,534	$54,568,348
PLTR	Palantir Technologies Inc.	+82,843	182,621	$34,159,258
FTEC	Fidelity MSCI Information Technology Index ETF	+82,104	85,540	$25,667,132
FCX	Freeport-Mcmoran Inc	+78,294	84,007	$5,880,490
PANW	Palo Alto Networks Inc	+77,618	98,873	$39,283,231
NAGE	Niagen Bioscience, Inc.	+77,306	3,577,435	$10,446,110
TSLA	Tesla, Inc.	+73,245	277,241	$98,367,879
AGGH	Simplify Exchange Traded Funds	+70,894	138,548	$2,622,713
AMZN	Amazon Com Inc	+70,732	561,153	$139,811,269
GOOGL	Alphabet Inc.	+62,779	344,425	$118,509,754
KLAC	Kla Corp	+59,626	134,252	$26,169,742
WFC	Wells Fargo & Company	+54,599	140,372	$11,236,778
IBM	International Business Machines Corp	+50,406	79,239	$17,427,033
—		+49,892	127,492	$0
MO	Altria Group, Inc.	+47,383	87,984	$5,924,842
MMM	3M Co	+44,183	47,782	$7,843,415
BUCK	Simplify Treasury Option Income ETF	+41,952	165,852	$3,827,864
SPHD	Invesco Ltd.	+40,715	51,708	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NFLX	Netflix Inc	−195,043	540,855	$37,632,690
VZ	Verizon Communications Inc	−186,641	237,870	$10,911,096
TMUS	T-Mobile US, Inc.	−167,948	3,923	$639,762
T	At&T Inc.	−117,468	194,834	$4,753,949
AAPL	Apple Inc.	−108,201	844,670	$281,292,003
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	−96,875	2,133	$232,155
GOVT	iShares U.S. Treasury Bond ETF	−91,039	959,390	$20,981,859
MRK	Merck & Co., Inc.	−87,666	82,581	$11,999,845
IUSB	iShares Core Universal USD Bond ETF	−85,629	1,291,212	$56,929,537
BKNG	Booking Holdings Inc.	−84,073	2,034	$331,358
KR	Kroger Co	−80,195	62,763	$3,679,167
AMGN	Amgen Inc	−68,633	120,157	$50,647,377
HONA	Honeywell Aerospace Inc.	−58,625	1,377	$213,393
INTC	Intel Corp	−56,393	523,665	$62,960,242
JNJ	Johnson & Johnson	−53,997	36,704	$9,717,016
CVX	Chevron Corp	−50,190	68,729	$14,035,149
INTU	Intuit Inc.	−48,604	2,818	$776,950
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−47,114	61,151	$11,970,308
BMY	Bristol Myers Squibb Co	−43,310	4,841	$302,078
CF	CF Industries Holdings, Inc.	−42,234	36,460	$4,200,192
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−39,852	467,923	$32,408,346
EBAY	Ebay Inc	−39,424	42,754	$4,534,061
ADI	Analog Devices Inc	−36,069	1,596	$633,149
LOW	Lowes Companies Inc	−31,806	1,174	$216,356
MSFT	Microsoft Corp	−31,742	163,302	$83,757,595
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SCHV	Schwab U.S. Large-Cap Value ETF	378,051	$12,592,878
XOM	ExxonMobil Holdings Corp	51,639	$8,404,247
BHP	BHP Group Ltd	66,096	$5,607,584
BBY	Best Buy Co Inc	47,690	$4,208,165
LUV	Southwest Airlines Co	100,917	$4,202,183
EXPD	Expeditors International Of Washington Inc	21,476	$3,965,328
PYPL	PayPal Holdings, Inc.	68,342	$3,590,005
VTR	Ventas, Inc.	35,949	$3,056,383
TRGP	Targa Resources Corp.	10,226	$2,764,190
WLDR	Affinity World Leaders Equity ETF	58,488	$2,727,295
CMI	Cummins Inc	5,117	$2,643,288
FTI	TechnipFMC plc	38,849	$2,638,624
PCG	PG&E Corp	209,515	$2,566,558
RDDT	Reddit, Inc.	13,201	$1,880,350
FCNCA	First Citizens Bancshares Inc	859	$1,769,711
ROE	Astoria US Equal Weight Quality Kings ETF	36,356	$1,547,856
RVMD	Revolution Medicines, Inc.	7,403	$1,519,539
ZALT		35,064	$1,211,110
CRDO	Credo Technology Group Holding Ltd	5,689	$1,108,160
DFIV	Dimensional International Value ETF	17,154	$958,222
JBGS	JBG SMITH Properties	76,575	$768,813
HUT	Hut 8 Corp.	8,384	$721,862
CEF	Sprott Physical Gold & Silver Trust	14,500	$602,330
KZIA	Kazia Therapeutics Ltd	60,522	$580,708
AAOI	Applied Optoelectronics, Inc.	5,825	$578,189
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BTC	Grayscale Bitcoin Mini Trust ETF	585,796	$15,201,406
REGN	Regeneron Pharmaceuticals, Inc.	21,939	$13,679,844
PDD	PDD Holdings Inc.	170,504	$13,006,045
DG	Dollar General Corp	33,598	$3,867,465
APA	APA Corp	117,588	$3,829,841
AEE	Ameren Corp	32,325	$3,654,018
—		17,631	$3,615,060
TXT	Textron Inc	38,974	$3,575,085
DY	Dycom Industries Inc	7,014	$3,546,208
TPR	Tapestry, Inc.	24,062	$3,522,195
DRI	Darden Restaurants Inc	16,938	$3,489,397
LDOS	Leidos Holdings, Inc.	33,220	$3,420,663
FVAL	Fidelity Value Factor ETF	42,247	$3,292,477
CHTR	Charter Communications, Inc.	23,149	$3,292,019
EME	EMCOR Group, Inc.	3,726	$3,092,132
POWL	Powell Industries Inc	10,055	$2,879,349
SBAC	Sba Communications Corp	16,314	$2,878,768
IGM	iShares Expanded Tech Sector ETF	16,928	$2,769,082
CCJ	Cameco Corp	26,350	$2,684,011
KGC	Kinross Gold Corp	84,600	$1,998,252
ACN	Accenture plc	14,929	$1,857,764
AFRM	Affirm Holdings, Inc.	20,428	$1,665,903
RSSX	Return Stacked(R) U.S. Stocks & Gold/Bitcoin ETF	62,200	$1,429,356
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	8,554	$1,342,550
DASH	DoorDash, Inc.	6,177	$1,139,841
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

650 tracked positions · $3,969,848,321 total · filing declares 702 positions · $4,067,892,271 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 650 positions by value · page 1 of 13

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp PUT CALL + SHARES Technology	Added	1,264,268	+301,805	$288,733,525	+49.9%	7.27%
AAPL	Apple Inc. CALL + SHARES Technology	Reduced	850,970	-108,301	$283,390,029	+2.1%	7.14%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Added	576,153	+80,832	$143,548,519	+21.6%	3.62%
GOOGL	Alphabet Inc. CALL + SHARES Communication Services	Added	361,925	+62,479	$124,531,154	+16.4%	3.14%
TSLA	Tesla, Inc. PUT CALL + SHARES Consumer Cyclical	Added	335,541	+79,045	$119,053,302	+10.4%	3.00%
QQQ	Invesco Qqq Trust, Series 1 PUT CALL + SHARES	Added	152,639	+9,052	$112,917,753	+6.8%	2.84%
IVV	iShares Core S&P 500 ETF	Reduced	141,253	-8,759	$108,178,610	−3.7%	2.73%
SPY	Spdr S&P 500 ETF Trust CALL + SHARES	Added	133,990	+4,909	$102,184,793	+6.0%	2.57%
META	Meta Platforms, Inc. CALL + SHARES Communication Services	Reduced	118,490	-4,214	$85,926,578	+24.3%	2.16%
MSFT	Microsoft Corp CALL + SHARES Technology	Reduced	167,102	-32,442	$85,706,615	+15.1%	2.16%
AMD	Advanced Micro Devices Inc Technology	Reduced	134,112	-1,577	$82,044,357	+4.1%	2.07%
MU	Micron Technology Inc CALL + SHARES Technology	Added	75,519	+21,186	$80,436,042	+28.3%	2.03%
INTC	Intel Corp Technology	Reduced	523,665	-56,393	$62,960,242	−22.3%	1.59%
AVGO	Broadcom Inc. CALL + SHARES Technology	Added	166,631	+3,494	$58,519,140	−5.0%	1.47%
IUSB	iShares Core Universal USD Bond ETF	Reduced	1,291,212	-85,629	$56,929,537	−10.4%	1.43%
MRVL	Marvell Technology, Inc. PUT + SHARES Technology	Added	213,534	+103,991	$56,417,818	+72.9%	1.42%
AMGN	Amgen Inc CALL + SHARES Healthcare	Reduced	120,557	-68,233	$50,815,981	−25.7%	1.28%
CSCO	Cisco Systems, Inc. CALL + SHARES Technology	Added	418,677	+301,247	$45,062,205	+226.7%	1.14%
AMAT	Applied Materials Inc CALL + SHARES Technology	Reduced	83,945	-1,093	$42,927,794	−30.2%	1.08%
GOOG	Alphabet Inc. PUT CALL + SHARES Communication Services	Added	116,753	+20,550	$39,782,417	+17.0%	1.00%
PANW	Palo Alto Networks Inc Technology	Added	98,873	+77,618	$39,283,231	+442.0%	0.99%
LRCX	Lam Research Corp CALL + SHARES Technology	Reduced	115,872	-23,557	$38,065,110	−37.0%	0.96%
NFLX	Netflix Inc CALL + SHARES Communication Services	Reduced	546,055	-193,143	$37,994,506	−28.0%	0.96%
IVW	iShares S&P 500 Growth ETF	Reduced	245,756	-11,843	$34,961,248	−1.3%	0.88%
PLTR	Palantir Technologies Inc. Technology	Added	182,621	+81,543	$34,159,258	+189.7%	0.86%
IWM	iShares Russell 2000 ETF	Added	120,312	+23,553	$33,433,501	+15.0%	0.84%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	467,923	-39,852	$32,408,346	−6.2%	0.82%
DIA	Spdr Dow Jones Industrial Average ETF Trust CALL + SHARES	Added	63,440	+7,842	$32,262,412	+11.1%	0.81%
TXN	Texas Instruments Inc Technology	Reduced	98,949	-8,813	$27,714,625	−13.7%	0.70%
IVE	iShares S&P 500 Value ETF	Reduced	120,154	-11,505	$27,428,755	−8.2%	0.69%
QCOM	Qualcomm Inc Technology	Added	144,791	+20,569	$26,647,335	+16.1%	0.67%
KLAC	Kla Corp CALL + SHARES Technology	Added	134,352	+59,726	$26,189,235	+16.3%	0.66%
FTEC	Fidelity MSCI Information Technology Index ETF	Added	85,540	+82,104	$25,667,132	+2515.8%	0.65%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	75,144	+3,937	$23,846,196	−2.3%	0.60%
JPM	Jpmorgan Chase & Co Financial Services	Added	69,270	+25,349	$22,916,594	+59.4%	0.58%
SPCX	Space Exploration Technologies Corp Industrials	Added	149,700	+145,762	$22,583,742	+3256.5%	0.57%
GOVT	iShares U.S. Treasury Bond ETF	Reduced	959,390	-91,039	$20,981,859	−12.3%	0.53%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	158,861	+138,467	$19,964,061	+719.0%	0.50%
SNDK	Sandisk Corp CALL + SHARES Technology	Added	10,496	+9,082	$18,261,885	+468.0%	0.46%
RIO	Rio Tinto PLC Basic Materials	Reduced	191,198	-39	$18,005,115	−0.8%	0.45%
IBM	International Business Machines Corp Technology	Added	79,239	+50,406	$17,427,033	+114.9%	0.44%
MSTR	Strategy Inc PUT CALL + SHARES Technology	Added	113,495	+109,805	$17,374,949	+5316.6%	0.44%
MBB	iShares MBS ETF	Reduced	192,869	-14,465	$17,284,919	−11.8%	0.44%
EFA	iShares MSCI EAFE ETF	Reduced	164,738	-3,954	$17,114,630	−2.3%	0.43%
UNH	Unitedhealth Group Inc Healthcare	Added	45,834	+13,533	$16,824,744	+25.3%	0.42%
BAI	BlackRock ETF Trust	Added	355,106	+19,705	$16,757,452	−5.2%	0.42%
EFG	iShares MSCI EAFE Growth ETF	Reduced	138,944	-6,119	$16,649,659	−7.8%	0.42%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	114,235	+20,654	$16,596,060	+20.9%	0.42%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	42,458	-17,991	$15,889,481	−29.0%	0.40%
ASTH	Astrana Health, Inc. Healthcare	Reduced	435,144	-29,793	$15,478,072	−28.3%	0.39%

Showing the top 50 of 650 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.