Strategic Wealth Investment Group, LLC

Registered adviser

CIK

1802365

Location

LOUISVILLE, KY

Portfolio Value

Small $822,354,805

Diversification

Diversified

Filing Date

Global Rank

#2,828 / 8,816 ▼ 153

Top Industry

Semiconductors 10.0%

Period ended 4 months ago

Filed Aug 4, 2026 · 3mo

25 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 165474

Roster of Oct 1, 2026

Regulatory AUM

$1,384,291,490

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,384,291,490	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$1,110,956,980	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$900,767,493	Individuals and high net worth (100%)
May 2023 to Mar 2024	$627,838,627	Individuals and high net worth (100%)
Apr 2023	$627,838,627	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$490,119,220	Individuals and high net worth (100%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 44.3%, 29.8 effective positions, active share 68.2% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

14.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.2 quarters (12+), a floor since 28.5% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 68.2%; sector active share 31.2% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

104 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

10.5%

−1.3 pts

Top 5

30.6%

+0.2 pts

Top 10

44.3%

−0.1 pts

HHI

335

Diversified−22

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	43.1%	$354,337,270	48
Technology	16.1%	$132,689,377	13
Financial Services	8.4%	$69,150,873	10
Healthcare	8.1%	$66,757,085	6
Industrials	5.6%	$46,413,470	6
Communication Services	5.5%	$45,219,988	6
Consumer Cyclical	5.0%	$41,185,258	6
Consumer Defensive	3.9%	$32,142,573	5
Utilities	2.3%	$18,606,497	2
Basic Materials	1.4%	$11,114,656	1
Energy	0.6%	$4,737,758	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+152,078	631,125	$52,162,481
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+128,528	256,746	$11,640,863
VEU	Vanguard International Equity Index Funds	+127,631	202,266	$16,939,777
BSX	Boston Scientific Corp	+93,009	209,615	$8,946,368
BCIL	Bancreek International Large Cap ETF	+89,737	604,250	$18,116,019
NFLX	Netflix Inc	+62,734	127,625	$9,112,425
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	+41,405	2,256,234	$64,054,483
ROPE	Coastal Compass 100 ETF	+32,824	126,408	$3,757,730
BX	Blackstone Inc.	+16,736	89,405	$10,520,286
VUG	VANGUARD GROWTH INDEX FUND	+11,247	13,587	$1,170,384
—		+5,464	11,244	$631,463
GLD	Spdr Gold Trust	+5,098	53,252	$19,616,971
GLTR	abrdn Precious Metals Basket ETF Trust	+3,539	15,101	$2,735,546
ORLY	O Reilly Automotive Inc	+3,044	108,262	$9,969,847
—		+2,564	131,216	$12,024,634
VO	VANGUARD MID-CAP INDEX FUND	+2,481	3,308	$266,525
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+2,126	2,488	$297,365
COST	Costco Wholesale Corp	+2,089	12,485	$11,679,342
DFNL	Davis Fundamental ETF Trust	+1,706	11,125	$549,185
CGGR	Capital Group Growth ETF	+1,693	12,533	$591,557
FDCF	Fidelity Disruptive Communications ETF	+1,436	9,789	$489,048
DGRO	iShares Core Dividend Growth ETF	+1,305	7,147	$541,671
HACK		+1,282	12,605	$1,322,642
IBM	International Business Machines Corp	+1,276	35,187	$9,894,936
CGDV	Capital Group Dividend Value ETF	+1,056	7,206	$355,111
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ANGL	VanEck Fallen Angel High Yield Bond ETF	−535,537	13,858	$405,207
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	−250,670	860,439	$22,569,314
PFF	iShares Preferred and Income Securities ETF	−202,037	15,898	$484,730
BCUS	Bancreek U.S. Large Cap ETF	−94,849	1,039,253	$38,498,088
VNQ	VANGUARD REAL ESTATE INDEX FUND	−67,171	115,029	$11,092,246
DUK	Duke Energy CORP	−27,546	48,303	$6,114,193
AMZN	Amazon Com Inc	−23,926	121,847	$29,041,013
IXC	iShares Global Energy ETF	−21,916	157,645	$7,745,098
XT	iShares Future Exponential Technologies ETF	−19,670	2,555	$211,119
—		−19,125	3,995	$322,875
DHR	Danaher Corp	−13,228	40,018	$7,622,628
UBER	Uber Technologies, Inc	−12,075	121,730	$8,784,036
JNJ	Johnson & Johnson	−10,326	48,023	$12,196,401
MSFT	Microsoft Corp	−10,186	54,215	$20,223,279
NVDA	Nvidia Corp	−10,074	108,010	$21,611,720
AXP	American Express Co	−8,564	24,203	$8,186,664
AAPL	Apple Inc.	−7,411	92,998	$26,909,901
JPM	Jpmorgan Chase & Co	−6,834	63,927	$20,925,224
AVGO	Broadcom Inc.	−6,415	64,070	$24,202,442
WM	Waste Management Inc	−6,254	21,999	$4,903,137
HUBB	Hubbell Inc	−6,151	26,154	$13,683,772
—		−6,127	14,615	$1,932,395
ABBV	AbbVie Inc.	−5,374	37,016	$9,314,706
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	−5,312	123,648	$12,142,233
TMO	Thermo Fisher Scientific Inc.	−4,240	31,916	$16,001,405
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
NEE	Nextera Energy Inc	142,330	$12,492,304
EMR	Emerson Electric Co	69,810	$9,993,301
CRWD	CrowdStrike Holdings, Inc.	9,791	$7,471,903
SCHD	Schwab U.S. Dividend Equity ETF	211,700	$6,713,007
ETN	Eaton Corp plc	10,015	$4,267,591
MLI	Mueller Industries Inc	29,037	$3,569,518
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	5,499	$1,684,343
IJT	iShares S&P Small-Cap 600 Growth ETF	6,404	$1,143,754
PLTR	Palantir Technologies Inc.	6,871	$801,639
SPOT	Spotify Technology S.A.	1,656	$760,319
GOOG	Alphabet Inc.	1,294	$457,209
IVW	iShares S&P 500 Growth ETF	1,686	$231,875
CINF	Cincinnati Financial Corp	1,250	$231,425
—		1,374	$212,008
IVE	iShares S&P 500 Value ETF	916	$207,986
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
MRSH	Marsh & Mclennan Companies, Inc.	54,575	$9,466,033
HLI	Houlihan Lokey, Inc.	4,903	$704,168
STE	STERIS plc	1,198	$264,913
MCK	Mckesson Corp	259	$224,128
CMCT	Creative Media & Community Trust Corp	11,138	$6,794
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

104 tracked positions · $822,354,805 total · filing declares 104 positions · $824,745,951 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 104 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Added	2,256,234	+41,405	$64,054,483	+0.9%	8	$28.73	7.79%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	631,125	+152,078	$52,162,481	+31.6%	11	before history	6.34%
BCUS	Bancreek U.S. Large Cap ETF	Reduced	1,039,253	-94,849	$38,498,088	+6.3%	11	before history	4.68%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	121,847	-23,926	$29,041,013	−4.3%	13	before history	3.53%
AAPL	Apple Inc. Technology	Reduced	92,998	-7,411	$26,909,901	+5.6%	26+	before history	3.27%
SPY	Spdr S&P 500 ETF Trust	Reduced	34,300	-481	$25,614,211	+13.2%	25	before history	3.11%
AVGO	Broadcom Inc. Technology	Reduced	64,070	-6,415	$24,202,442	+10.9%	15	before history	2.94%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Reduced	860,439	-250,670	$22,569,314	−22.8%	26+	before history	2.74%
NVDA	Nvidia Corp Technology	Reduced	108,010	-10,074	$21,611,720	+4.9%	18	before history	2.63%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	63,927	-6,834	$20,925,224	+0.5%	26+	before history	2.54%
MSFT	Microsoft Corp Technology	Reduced	54,215	-10,186	$20,223,279	−15.2%	26+	before history	2.46%
GLD	Spdr Gold Trust	Added	53,252	+5,098	$19,616,971	−5.3%	26+	before history	2.39%
BCIL	Bancreek International Large Cap ETF	Added	604,250	+89,737	$18,116,019	+34.0%	8	unpriced	2.20%
META	Meta Platforms, Inc. Communication Services	Reduced	31,747	-1,591	$17,882,767	−6.2%	26+	before history	2.17%
VEU	Vanguard International Equity Index Funds	Added	202,266	+127,631	$16,939,777	+202.2%	4	$77.35	2.06%
GOOGL	Alphabet Inc. Communication Services	Reduced	46,826	-3,450	$16,734,207	+15.7%	26+	before history	2.03%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	31,916	-4,240	$16,001,405	−10.0%	11	before history	1.95%
GS	Goldman Sachs Group Inc Financial Services	Reduced	14,800	-2,513	$14,968,276	+2.2%	25	before history	1.82%
HUBB	Hubbell Inc Industrials	Reduced	26,154	-6,151	$13,683,772	−13.7%	6	$428.05	1.66%
LLY	ELI LILLY & Co Healthcare	Reduced	10,568	-1,505	$12,675,577	+14.1%	16	before history	1.54%
NEE	Nextera Energy Inc Utilities	NEW	142,330	NEW	$12,492,304	NEW	1	$90.46	1.52%
V	Visa Inc. Financial Services	Reduced	36,394	-4,112	$12,486,417	+2.0%	26+	before history	1.52%
JNJ	Johnson & Johnson Healthcare	Reduced	48,023	-10,326	$12,196,401	−14.5%	25	before history	1.48%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Reduced	123,648	-5,312	$12,142,233	−0.1%	11	before history	1.48%
		Added	131,216	+2,564	$12,024,634	+2.0%	9	before history	1.46%
COST	Costco Wholesale Corp Consumer Defensive	Added	12,485	+2,089	$11,679,342	+12.7%	26+	before history	1.42%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	256,746	+128,528	$11,640,863	+97.8%	8	unpriced	1.42%
LIN	Linde PLC Basic Materials	Reduced	21,418	-1,714	$11,114,656	−3.1%	11	before history	1.35%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	115,029	-67,171	$11,092,246	−31.4%	26+	before history	1.35%
BX	Blackstone Inc. Financial Services	Added	89,405	+16,736	$10,520,286	+25.9%	5	$157.32	1.28%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	71,103	-449	$10,426,543	+0.9%	26+	before history	1.27%
BA	Boeing Co Industrials	Added	46,178	+51	$9,996,151	+8.9%	25	before history	1.22%
EMR	Emerson Electric Co Industrials	NEW	69,810	NEW	$9,993,301	NEW	1	$140.76	1.22%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Added	108,262	+3,044	$9,969,847	+2.6%	6	unpriced	1.21%
IBM	International Business Machines Corp Technology	Added	35,187	+1,276	$9,894,936	+20.4%	26+	before history	1.20%
CRM	Salesforce, Inc. Technology	Reduced	61,392	-1,114	$9,617,670	−17.6%	26+	before history	1.17%
ABBV	AbbVie Inc. Healthcare	Reduced	37,016	-5,374	$9,314,706	+1.0%	26+	before history	1.13%
PEP	Pepsico Inc Consumer Defensive	Reduced	68,073	-554	$9,217,084	−13.5%	11	before history	1.12%
NFLX	Netflix Inc Communication Services	Added	127,625	+62,734	$9,112,425	+46.0%	5	$103.15	1.11%
BSX	Boston Scientific Corp Healthcare	Added	209,615	+93,009	$8,946,368	+22.3%	4	$80.03	1.09%
UBER	Uber Technologies, Inc Technology	Reduced	121,730	-12,075	$8,784,036	−8.7%	25	before history	1.07%
AXP	American Express Co Financial Services	Reduced	24,203	-8,564	$8,186,664	−17.4%	26+	before history	1.00%
IXC	iShares Global Energy ETF	Reduced	157,645	-21,916	$7,745,098	−25.1%	11	before history	0.94%
DHR	Danaher Corp Healthcare	Reduced	40,018	-13,228	$7,622,628	−24.5%	11	before history	0.93%
CRWD	CrowdStrike Holdings, Inc. Technology	NEW	9,791	NEW	$7,471,903	NEW	1	$568.28	0.91%
SCHD	Schwab U.S. Dividend Equity ETF	NEW	211,700	NEW	$6,713,007	NEW	1	$31.72	0.82%
QQQ	Invesco Qqq Trust, Series 1	Reduced	8,951	-2,228	$6,591,516	+2.2%	13	before history	0.80%
DUK	Duke Energy CORP Utilities	Reduced	48,303	-27,546	$6,114,193	−38.4%	26+	before history	0.74%
WM	Waste Management Inc Industrials	Reduced	21,999	-6,254	$4,903,137	−24.5%	20	before history	0.60%
XOM	ExxonMobil Holdings Corp Energy	Reduced	34,653	-464	$4,737,758	−20.5%	4	$113.07	0.58%

Showing the top 50 of 104 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.