Sara-Bay Financial

Registered adviser

CIK

1816444

Location

SARASOTA, FL

Portfolio Value

Small $381,457,028

Diversification

Diversified

Filing Date

Global Rank

#4,446 / 8,814 ▼ 190 · as of Jun 2026

Top Industry

Specialty Industrial Machinery 24.4%

Period ended 22 days ago

Filed Oct 21, 2026 · 1d

26 quarters · since Jun 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 133443

Roster of Oct 1, 2026

Regulatory AUM

$396,759,556

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$396,759,556	Individuals and high net worth (100%)
Feb 2025 to Mar 2026	$318,307,523	Individuals and high net worth (100%)
Apr 2024 to Jan 2025	$251,882,153	Individuals and high net worth (100%)
May 2023 to Mar 2024	$213,242,017	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$213,242,017	Individuals and high net worth (100%)
Mar 2022 to Feb 2023	$378,368,857	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 76.6% of the book (60%+)

Turnover

Low turnover

17.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.8 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 75.4%; sector active share 26.3% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

88 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

20.4%

−6.9 pts

Top 5

56.1%

−5.2 pts

Top 10

74.1%

−2.6 pts

HHI

938

Diversified−247

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	38.8%	$147,926,077	15
Industrials	23.1%	$88,193,672	9
Financial Services	9.1%	$34,610,276	12
Unclassified	8.9%	$33,765,472	22
Consumer Cyclical	7.8%	$29,782,959	6
Energy	5.9%	$22,463,249	4
Communication Services	2.7%	$10,356,543	3
Healthcare	2.4%	$9,317,848	7
Consumer Defensive	0.6%	$2,144,806	5
Real Estate	0.4%	$1,458,169	2
Utilities	0.4%	$1,437,957	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

24 positions

Ticker	Company	Δ Shares	Shares	Value
VGUS	VANGUARD ULTRA-SHORT TREASURY ETF	+14,835	41,335	$3,125,752
P	Everpure, Inc.	+7,440	205,350	$26,855,673
RKLB	Rocket Lab Corp	+2,475	17,380	$1,211,038
MET	Metlife Inc	+2,288	9,225	$868,626
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+1,919	28,275	$2,859,450
ABBV	AbbVie Inc.	+1,540	19,672	$5,145,998
TSLA	Tesla, Inc.	+1,047	5,176	$1,836,496
BRK-B	Berkshire Hathaway Inc	+660	1,870	$931,166
LEU	Centrus Energy Corp	+654	149,384	$20,837,574
VO	VANGUARD MID-CAP INDEX FUND	+539	9,857	$772,985
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+474	25,069	$3,890,708
IXUS	iShares Core MSCI Total International Stock ETF	+367	8,254	$784,047
AMZN	Amazon Com Inc	+261	64,884	$16,165,848
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	+155	1,689	$493,356
VB	Vanguard Index Funds	+112	2,724	$774,950
MRVL	Marvell Technology, Inc.	+100	2,568	$678,491
IVV	iShares Core S&P 500 ETF	+96	2,034	$1,557,738
BLK	BlackRock, Inc.	+42	8,039	$8,507,593
EMR	Emerson Electric Co	+27	23,718	$3,678,661
MPC	Marathon Petroleum Corp	+15	3,129	$1,237,269
AMD	Advanced Micro Devices Inc	+15	2,417	$1,478,623
IWM	iShares Russell 2000 ETF	+12	1,068	$296,786
DELL	Dell Technologies Inc.	+10	692	$372,261
WMT	Walmart Inc.	+10	8,844	$919,068
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MARA	MARA Holdings, Inc.	−90,000	17,730	$200,880
NVDA	Nvidia Corp	−6,672	298,081	$68,075,738
PEG	Public Service Enterprise Group Inc	−3,783	8,622	$580,605
ALLY	Ally Financial Inc.	−2,842	20,242	$761,504
OSBC	Old Second Bancorp Inc	−2,000	59,000	$1,444,910
HLIO	Helios Technologies, Inc.	−1,674	1,144,984	$77,767,313
JBL	Jabil Inc	−1,386	8,143	$2,335,900
HD	Home Depot, Inc.	−1,093	2,069	$588,609
IBIT	iShares Bitcoin Trust ETF	−943	238,748	$11,302,330
RY	Royal Bank Of Canada	−848	4,526	$889,766
CSCO	Cisco Systems, Inc.	−653	189,882	$20,436,999
EW	Edwards Lifesciences Corp	−600	2,500	$215,800
FAST	Fastenal Co	−528	20,795	$1,029,976
META	Meta Platforms, Inc.	−506	12,925	$9,372,951
TRI	Thomson Reuters Corp	−423	2,377	$231,353
AAPL	Apple Inc.	−392	17,634	$5,872,474
JPM	Jpmorgan Chase & Co	−325	58,881	$19,479,601
AVGO	Broadcom Inc.	−324	6,665	$2,340,681
ABT	Abbott Laboratories	−324	10,294	$1,017,356
STX	Seagate Technology Holdings plc	−269	5,105	$4,708,545
MELI	Mercadolibre Inc	−264	6,056	$10,467,977
MRK	Merck & Co., Inc.	−243	8,068	$1,172,361
BAC	Bank Of America Corp	−203	6,192	$337,030
JNJ	Johnson & Johnson	−147	2,160	$571,838
NEE	Nextera Energy Inc	−115	6,234	$472,163
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
TOST	Toast, Inc.	382,822	$11,098,009
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	100,920	$2,986,222
SGOV	iShares 0-3 Month Treasury Bond ETF	6,566	$661,064
GLDM	World Gold Trust	7,013	$576,328
VUG	VANGUARD GROWTH INDEX FUND	5,571	$502,002
VGNT	Versigent PLC	5,125	$230,317
KRYS	Krystal Biotech, Inc.	665	$221,152
COP	Conocophillips	1,240	$155,186
—		9,067	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
ICLR	Icon PLC	3,128	$543,364
SIVR	abrdn Silver ETF Trust	7,500	$421,650
OKLO	Oklo Inc.	7,150	$374,159
GLOB	Globant S.A.	12,500	$361,750
ELV	Elevance Health, Inc.	906	$350,377
BE	Bloom Energy Corp	1,000	$302,700
IEMG	iShares Trust	2,425	$200,887
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

88 tracked positions · $381,457,028 total · filing declares 89 positions · $383,533,681 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 88 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
HLIO	Helios Technologies, Inc. Industrials	Reduced	1,144,984	-1,674	$77,767,313	−24.0%	20.39%
NVDA	Nvidia Corp Technology	Reduced	298,081	-6,672	$68,075,738	+11.6%	17.85%
P	Everpure, Inc. Technology	Added	205,350	+7,440	$26,855,673	+72.2%	7.04%
LEU	Centrus Energy Corp Energy	Added	149,384	+654	$20,837,574	−16.5%	5.46%
CSCO	Cisco Systems, Inc. Technology	Reduced	189,882	-653	$20,436,999	−8.7%	5.36%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	58,881	-325	$19,479,601	+0.5%	5.11%
AMZN	Amazon Com Inc Consumer Cyclical	Added	64,884	+261	$16,165,848	+5.0%	4.24%
IBIT	iShares Bitcoin Trust ETF	Reduced	238,748	-943	$11,302,330	+41.6%	2.96%
TOST	Toast, Inc. Technology	NEW	382,822	NEW	$11,098,009	NEW	2.91%
MELI	Mercadolibre Inc Consumer Cyclical	Reduced	6,056	-264	$10,467,977	−2.4%	2.74%
META	Meta Platforms, Inc. Communication Services	Reduced	12,925	-506	$9,372,951	+23.9%	2.46%
BLK	BlackRock, Inc. Financial Services	Added	8,039	+42	$8,507,593	+10.6%	2.23%
AAPL	Apple Inc. Technology	Reduced	17,634	-392	$5,872,474	+12.6%	1.54%
ABBV	AbbVie Inc. Healthcare	Added	19,672	+1,540	$5,145,998	+12.8%	1.35%
STX	Seagate Technology Holdings plc Technology	Reduced	5,105	-269	$4,708,545	−9.2%	1.23%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	25,069	+474	$3,890,708	+0.1%	1.02%
EMR	Emerson Electric Co Industrials	Added	23,718	+27	$3,678,661	+8.5%	0.96%
VGUS	VANGUARD ULTRA-SHORT TREASURY ETF	Added	41,335	+14,835	$3,125,752	+55.9%	0.82%
CMI	Cummins Inc Industrials	Reduced	5,902	-38	$3,048,796	−28.0%	0.80%
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	NEW	100,920	NEW	$2,986,222	NEW	0.78%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	28,275	+1,919	$2,859,450	+10.5%	0.75%
AVGO	Broadcom Inc. Technology	Reduced	6,665	-324	$2,340,681	−11.3%	0.61%
JBL	Jabil Inc Technology	Reduced	8,143	-1,386	$2,335,900	−36.4%	0.61%
PANW	Palo Alto Networks Inc Technology	Held	5,197	0	$2,064,820	+16.5%	0.54%
TSLA	Tesla, Inc. Consumer Cyclical	Added	5,176	+1,047	$1,836,496	+5.7%	0.48%
IVV	iShares Core S&P 500 ETF	Added	2,034	+96	$1,557,738	+7.3%	0.41%
AMD	Advanced Micro Devices Inc Technology	Added	2,417	+15	$1,478,623	+6.0%	0.39%
OSBC	Old Second Bancorp Inc Financial Services	Reduced	59,000	-2,000	$1,444,910	+1.6%	0.38%
MPC	Marathon Petroleum Corp Energy	Added	3,129	+15	$1,237,269	+55.4%	0.32%
RKLB	Rocket Lab Corp Industrials	Added	17,380	+2,475	$1,211,038	−20.1%	0.32%
WELL	Welltower Inc. Real Estate	Reduced	5,122	-13	$1,179,289	+1.2%	0.31%
MRK	Merck & Co., Inc. Healthcare	Reduced	8,068	-243	$1,172,361	+9.8%	0.31%
FAST	Fastenal Co Industrials	Reduced	20,795	-528	$1,029,976	+0.6%	0.27%
ABT	Abbott Laboratories Healthcare	Reduced	10,294	-324	$1,017,356	+5.6%	0.27%
MCK	Mckesson Corp Healthcare	Held	1,140	0	$973,343	+13.0%	0.26%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,870	+660	$931,166	+53.8%	0.24%
WMT	Walmart Inc. Consumer Defensive	Added	8,844	+10	$919,068	−8.1%	0.24%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Held	13,000	0	$911,950	−4.4%	0.24%
RY	Royal Bank Of Canada Financial Services	Reduced	4,526	-848	$889,766	−20.0%	0.23%
MET	Metlife Inc Financial Services	Added	9,225	+2,288	$868,626	+48.0%	0.23%
IXUS	iShares Core MSCI Total International Stock ETF	Added	8,254	+367	$784,047	+4.2%	0.21%
MSFT	Microsoft Corp Technology	Reduced	1,515	-58	$777,043	+32.4%	0.20%
VB	Vanguard Index Funds	Added	2,724	+112	$774,950	−2.1%	0.20%
VO	VANGUARD MID-CAP INDEX FUND	Added	9,857	+539	$772,985	+3.0%	0.20%
ALLY	Ally Financial Inc. Financial Services	Reduced	20,242	-2,842	$761,504	−28.2%	0.20%
DE	Deere & Co Industrials	Held	1,095	0	$735,347	+5.9%	0.19%
GOOG	Alphabet Inc. Communication Services	Held	2,100	0	$715,554	−3.6%	0.19%
MRVL	Marvell Technology, Inc. Technology	Added	2,568	+100	$678,491	−7.7%	0.18%
SGOV	iShares 0-3 Month Treasury Bond ETF	NEW	6,566	NEW	$661,064	NEW	0.17%
PAYX	Paychex Inc Technology	Reduced	6,218	-33	$612,473	−0.4%	0.16%

Showing the top 50 of 88 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.