KLK CAPITAL MANAGEMENT LLC

CIK

1831683

Location

LOS ANGELES, CA

Portfolio Value

Micro $74,311,695

Diversification

Diversified

Filing Date

Global Rank

#6,530 / 7,036 ▼ 19 · as of Sep 2023

Top Industry

Banks - Regional 17.7%

3Y Alpha vs SPY

-25.3%

Period ended 3 years ago

Filed Nov 14, 2023 · 2y

9 quarters · since Jun 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 67.6% of the book (60%+)

Turnover

Low turnover

11.9% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 7.6 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2023-09-30, active share 74.6%; sector active share 34.5% against the combined 13F book's sector weights.

Over time 9 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

43 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

14.6%

−0.1 pts

Top 5

44.2%

+0.1 pts

Top 10

67.6%

−0.9 pts

HHI

592

Diversified−8

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	44.1%	$32,797,470	13
Technology	14.7%	$10,929,537	4
Financial Services	14.7%	$10,927,104	7
Consumer Cyclical	7.5%	$5,596,200	5
Healthcare	7.1%	$5,275,181	5
Communication Services	5.1%	$3,762,876	2
Industrials	2.1%	$1,548,868	2
Energy	1.9%	$1,404,142	1
Real Estate	1.1%	$817,638	2
Utilities	0.9%	$651,083	1
Consumer Defensive	0.8%	$601,596	1

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

6 positions

Ticker	Company	Δ Shares	Shares	Value
CVS	CVS HEALTH Corp	+2,838	12,825	$895,441
RTX	RTX Corp	+2,112	12,219	$879,401
QYLG	Global X Nasdaq 100 Covered Call & Growth ETF	+673	164,178	$4,342,508
TSLA	Tesla, Inc.	+474	1,942	$485,927
LMT	Lockheed Martin Corp	+427	1,637	$669,467
NVDA	Nvidia Corp	+2	1,618	$703,813
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−21,202	43,582	$1,066,015
EWZ	iShares MSCI Brazil ETF	−6,069	149,676	$4,590,562
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	−3,810	123,939	$6,029,632
SPY	Spdr S&P 500 ETF Trust	−3,021	8,660	$3,701,976
EWU	iShares MSCI United Kingdom ETF	−2,835	68,898	$2,179,932
BIV	Vanguard Bond Index Funds	−2,435	78,957	$5,709,380
FXI	iShares China Large-Cap ETF	−2,404	71,782	$1,904,376
PEJ	Victory Portfolios II	−1,025	26,354	$1,009,885
AAPL	Apple Inc.	−917	28,876	$4,943,859
—		−783	33,347	$430,170
NI	Nisource Inc.	−740	26,381	$651,083
AMZN	Amazon Com Inc	−698	25,744	$3,272,577
SCHW	Schwab Charles Corp	−612	17,584	$965,361
HRL	Hormel Foods Corp	−484	15,819	$601,596
GOOGL	Alphabet Inc.	−469	19,709	$2,579,119
FANG	Diamondback Energy, Inc.	−385	9,066	$1,404,142
BIDU	Baidu, Inc.	−338	8,811	$1,183,757
EWBC	East West Bancorp Inc	−337	11,766	$620,185
DHR	Danaher Corp	−301	6,739	$1,671,945
MSFT	Microsoft Corp	−294	11,120	$3,511,140
PANW	Palo Alto Networks Inc	−274	7,553	$1,770,725
PYPL	PayPal Holdings, Inc.	−223	7,006	$409,570
NKE	NIKE, Inc.	−203	6,030	$576,588
JPM	Jpmorgan Chase & Co	−178	5,917	$858,083
IWM	iShares Russell 2000 ETF	−161	4,110	$726,401
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	12,617	$429,861
AXP	American Express Co	2,604	$388,490
GNL	Global Net Lease, Inc.	14,609	$140,392
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
UAL	United Airlines Holdings, Inc.	4,000	$219,480
MARA	MARA Holdings, Inc.	15,563	$215,703
SGMOQ	Sangamo Therapeutics, Inc	44,323	$57,619
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

43 tracked positions · $74,311,695 total · filing declares 45 positions · $74,671,323 · as of Sep 30, 2023

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
OPBK	OP Bancorp Financial Services	Held	737,500	0	$6,748,125	+8.5%	10	before history	9.08%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Reduced	123,939	-3,810	$6,029,632	−6.7%	5	before history	8.11%
BIV	Vanguard Bond Index Funds	Reduced	78,957	-2,435	$5,709,380	−6.8%	5	before history	7.68%
AAPL	Apple Inc. Technology	Reduced	28,876	-917	$4,943,859	−14.5%	10	before history	6.65%
EWZ	iShares MSCI Brazil ETF	Reduced	149,676	-6,069	$4,590,562	−9.1%	5	before history	6.18%
QYLG	Global X Nasdaq 100 Covered Call & Growth ETF	Added	164,178	+673	$4,342,508	−3.9%	9	before history	5.84%
SPY	Spdr S&P 500 ETF Trust	Reduced	8,660	-3,021	$3,701,976	−28.5%	10	before history	4.98%
MSFT	Microsoft Corp Technology	Reduced	11,120	-294	$3,511,140	−9.7%	10	before history	4.72%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	25,744	-698	$3,272,577	−5.1%	10	before history	4.40%
GOOGL	Alphabet Inc. Communication Services	Reduced	19,709	-469	$2,579,119	+6.8%	10	before history	3.47%
EWU	iShares MSCI United Kingdom ETF	Reduced	68,898	-2,835	$2,179,932	−6.1%	10	before history	2.93%
FXI	iShares China Large-Cap ETF	Reduced	71,782	-2,404	$1,904,376	−5.6%	5	before history	2.56%
PANW	Palo Alto Networks Inc Technology	Reduced	7,553	-274	$1,770,725	−11.5%	10	before history	2.38%
DHR	Danaher Corp Healthcare	Reduced	6,739	-301	$1,671,945	−1.0%	3	unpriced	2.25%
FANG	Diamondback Energy, Inc. Energy	Reduced	9,066	-385	$1,404,142	+13.1%	9	before history	1.89%
BIDU	Baidu, Inc. Communication Services	Reduced	8,811	-338	$1,183,757	−5.5%	10	before history	1.59%
CI	Cigna Group Healthcare	Reduced	3,976	-118	$1,137,414	−1.0%	10	before history	1.53%
		Reduced	43,582	-21,202	$1,066,015	−33.4%	10	before history	1.43%
PEJ	Victory Portfolios II	Reduced	26,354	-1,025	$1,009,885	−11.8%	7	before history	1.36%
SCHW	Schwab Charles Corp Financial Services	Reduced	17,584	-612	$965,361	−6.4%	3	$66.24	1.30%
BKNG	Booking Holdings Inc. Consumer Cyclical	Reduced	305	-16	$940,604	+8.5%	7	before history	1.27%
V	Visa Inc. Financial Services	Reduced	4,075	-91	$937,290	−5.3%	9	before history	1.26%
CVS	CVS HEALTH Corp Healthcare	Added	12,825	+2,838	$895,441	+29.7%	2	$71.09	1.20%
RTX	RTX Corp Industrials	Added	12,219	+2,112	$879,401	−11.2%	7	before history	1.18%
IQV	Iqvia Holdings Inc. Healthcare	Reduced	4,448	-159	$875,144	−15.5%	10	before history	1.18%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	5,917	-178	$858,083	−3.2%	7	before history	1.15%
IWM	iShares Russell 2000 ETF	Reduced	4,110	-161	$726,401	−9.2%	5	before history	0.98%
NVDA	Nvidia Corp Technology	Added	1,618	+2	$703,813	+3.0%	10	before history	0.95%
HUM	Humana Inc Healthcare	Reduced	1,429	-61	$695,237	+4.4%	3	$494.33	0.94%
PSA	Public Storage Real Estate	Reduced	2,570	-67	$677,246	−12.0%	4	$291.64	0.91%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,889	-118	$676,772	−8.7%	7	before history	0.91%
LMT	Lockheed Martin Corp Industrials	Added	1,637	+427	$669,467	+20.2%	7	before history	0.90%
NI	Nisource Inc. Utilities	Reduced	26,381	-740	$651,083	−12.2%	4	$26.29	0.88%
EWBC	East West Bancorp Inc Financial Services	Reduced	11,766	-337	$620,185	−2.9%	9	before history	0.83%
HRL	Hormel Foods Corp Consumer Defensive	Reduced	15,819	-484	$601,596	−8.3%	4	$46.54	0.81%
NKE	NIKE, Inc. Consumer Cyclical	Reduced	6,030	-203	$576,588	−16.2%	7	before history	0.78%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,942	+474	$485,927	+26.5%	2	$213.85	0.65%
		Reduced	33,347	-783	$430,170	−20.8%	7	before history	0.58%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	NEW	12,617	NEW	$429,861	NEW	1	unpriced	0.58%
PYPL	PayPal Holdings, Inc. Financial Services	Reduced	7,006	-223	$409,570	−15.1%	8	before history	0.55%
AXP	American Express Co Financial Services	NEW	2,604	NEW	$388,490	NEW	1	$163.57	0.52%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Reduced	3,695	-73	$320,504	+2.1%	10	before history	0.43%
GNL	Global Net Lease, Inc. Real Estate	NEW	14,609	NEW	$140,392	NEW	1	$10.78	0.19%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.