Roth Financial Partners LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Oct 2026 | $460,120,257 | Individuals and high net worth (100%) |
| Feb 2025 to Feb 2026 | $400,671,602 | Individuals and high net worth (100%) |
| Mar 2024 to Jan 2025 | $362,974,627 | Individuals and high net worth (100%) |
| May 2023 to Feb 2024 | $322,898,165 | Individuals and high net worth (100%) |
| Mar 2023 to Apr 2023 | $322,898,165 | Individuals and high net worth (100%) |
| Mar 2022 to Feb 2023 | $359,494,846 | Individuals and high net worth (100%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 92.9%; sector active share 86.8% against the combined 13F book's sector weights.
Over time 23 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
37 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 87.2% | $102,389,469 |
| Technology | 7.1% | $8,383,384 |
| Energy | 4.2% | $4,984,227 |
| Communication Services | 0.9% | $1,016,513 |
| Financial Services | 0.4% | $452,575 |
| Consumer Cyclical | 0.2% | $249,150 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | +33,905 | 368,053 | $20,853,882 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | +4,960 | 15,080 | $868,004 | |
| VXUS | Vanguard Total International Stock ETF | +35 | 3,102 | $263,545 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | +10 | 1,307 | $489,131 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | −25,024 | 214,080 | $10,138,828 | |
| IJR | iShares Core S&P Small-Cap ETF | −4,161 | 193,847 | $0 | |
| RSP | Victory Portfolios II | −2,742 | 110,735 | $0 | |
| VEA | Vanguard FTSE Developed Markets ETF | −1,779 | 152,923 | $10,797,893 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | −1,220 | 29,918 | $1,774,436 | |
| SPY | Spdr S&P 500 ETF Trust | −1,047 | 49,164 | $37,493,941 | |
| AMZN | Amazon Com Inc | −1,000 | 1,000 | $249,150 | |
| IEFA | iShares Core MSCI EAFE ETF | −939 | 762,710 | $0 | |
| VOO | VANGUARD 500 INDEX FUND | −801 | 22,785 | $15,969,095 | |
| SUB | iShares Short-Term National Muni Bond ETF | −504 | 17,195 | $0 | |
| JPM | Jpmorgan Chase & Co | −500 | 1,368 | $452,575 | |
| IEMG | iShares Trust | −413 | 139,000 | $0 | |
| VB | Vanguard Index Funds | −225 | 11,075 | $3,150,726 | |
| ACWI | iShares MSCI ACWI ETF | −200 | 15,317 | $0 | |
| IVV | iShares Core S&P 500 ETF | −138 | 102,393 | $0 | |
| IBM | International Business Machines Corp | −25 | 2,175 | $478,347 | |
| No positions match the current search. | |||||
Sold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 49,164 | $37,493,941 | 31.92% | |
| VGIT |
VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND
|
Added | 368,053 | $20,853,882 | 17.75% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 22,785 | $15,969,095 | 13.59% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Reduced | 152,923 | $10,797,893 | 9.19% | |
| VTEB |
VANGUARD TAX-EXEMPT BOND INDEX FUND
|
Reduced | 214,080 | $10,138,828 | 8.63% | |
| AAPL |
Apple Inc.
Technology
|
Held | 10,645 | $3,544,997 | 3.02% | |
| VB |
Vanguard Index Funds
|
Reduced | 11,075 | $3,150,726 | 2.68% | |
| CVX |
Chevron Corp
Energy
|
Held | 13,193 | $2,694,142 | 2.29% | |
| NVDA |
Nvidia Corp
Technology
|
Held | 8,000 | $1,827,040 | 1.56% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Reduced | 29,918 | $1,774,436 | 1.51% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Held | 1,500 | $917,640 | 0.78% | |
| VGSH |
VANGUARD SHORT-TERM TREASURY INDEX FUND
|
Added | 15,080 | $868,004 | 0.74% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Held | 5,331 | $867,620 | 0.74% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Held | 2,000 | $681,480 | 0.58% | |
| APA |
APA Corp
Energy
|
Held | 13,979 | $580,687 | 0.49% | |
| MSFT |
Microsoft Corp
Technology
|
Held | 1,094 | $561,112 | 0.48% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 1,307 | $489,131 | 0.42% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 2,175 | $478,347 | 0.41% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 1,368 | $452,575 | 0.39% | |
| MU |
Micron Technology Inc
Technology
|
NEW | 420 | $447,346 | 0.38% | |
| AVGO |
Broadcom Inc.
Technology
|
Held | 1,070 | $375,773 | 0.32% | |
| DFNM |
Dimensional National Municipal Bond ETF
|
NEW | 7,415 | $341,312 | 0.29% | |
| SLB |
Slb Limited/Nv
Energy
|
Held | 6,900 | $336,168 | 0.29% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Held | 462 | $335,033 | 0.29% | |
| VXUS |
Vanguard Total International Stock ETF
|
Added | 3,102 | $263,545 | 0.22% | |
| PSX |
Phillips 66
Energy
|
NEW | 1,000 | $255,310 | 0.22% | |
| COP |
Conocophillips
Energy
|
NEW | 2,000 | $250,300 | 0.21% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 1,000 | $249,150 | 0.21% | |
| TCAI |
Tortoise AI Infrastructure ETF
|
Held | 5,300 | $248,676 | 0.21% | |
| CDNS |
Cadence Design Systems Inc
Technology
|
Held | 700 | $231,129 | 0.20% | |
| RSP |
Victory Portfolios II
|
Reduced | 110,735 | $0 | 0.00% | |
| ACWI |
iShares MSCI ACWI ETF
|
Reduced | 15,317 | $0 | 0.00% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Reduced | 762,710 | $0 | 0.00% | |
| IEMG |
iShares Trust
|
Reduced | 139,000 | $0 | 0.00% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Reduced | 193,847 | $0 | 0.00% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 102,393 | $0 | 0.00% | |
| SUB |
iShares Short-Term National Muni Bond ETF
|
Reduced | 17,195 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.