Root Financial Partners, LLC

Registered adviser

CIK

1977181

Location

ENCINITAS, CA

Portfolio Value

Mid $2,744,189,627

Diversification

Highly concentrated

Filing Date

Global Rank

#1,380 / 8,818 ▲ 23 · as of Jun 2026

Top Industry

Semiconductors 20.1%

Period ended 28 days ago

Filed Oct 21, 2026 · 7d

15 quarters · since Mar 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 290289

Roster of Oct 1, 2026

Regulatory AUM

$2,147,774,389

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$2,147,774,389	Individuals and high net worth (100%)
Apr 2025 to Jan 2026	$1,106,417,268	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$399,221,544	Individuals and high net worth (98%)
May 2023 to Mar 2024	$187,541,591	Individuals and high net worth (97%)
Mar 2023 to Apr 2023	$187,541,591	Individuals and high net worth (97%)
Aug 2022 to Feb 2023	$132,612,496	Individuals and high net worth (99%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 89.4% of the book (60%+)

Turnover

Low turnover

13.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 12.3 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 82.2%; sector active share 75.6% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

3,809 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

68.8%

−7.0 pts

Top 5

80.5%

−5.7 pts

Top 10

85.9%

−3.5 pts

HHI

4,788

Highly concentrated−1,007

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	83.3%	$2,286,593,245	702
Technology	7.1%	$196,089,823	438
Industrials	2.6%	$70,119,931	439
Financial Services	1.6%	$43,927,213	600
Consumer Cyclical	1.3%	$36,587,603	319
Communication Services	1.2%	$32,950,751	135
Healthcare	1.1%	$31,145,154	477
Energy	0.5%	$14,886,981	153
Consumer Defensive	0.5%	$13,360,366	130
Utilities	0.2%	$6,660,484	80
Basic Materials	0.2%	$6,510,905	156
Real Estate	0.2%	$5,357,171	180

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFLV	Dimensional US Large Cap Value ETF	+509,190	5,223,140	$209,813,533
DFGP	Dimensional Global Core Plus Fixed Income ETF	+416,469	491,629	$25,528,327
DFAI	Dimensional International Core Equity Market ETF	+367,999	4,896,405	$202,858,059
DFUS	Dimensional U.S. Equity Market ETF	+334,890	5,533,635	$459,457,714
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+288,954	399,570	$30,527,148
DFAR	Dimensional US Real Estate ETF	+269,400	2,595,402	$62,704,912
DFAE	Dimensional Emerging Core Equity Market ETF	+256,430	3,336,529	$131,158,954
DUSB	Dimensional Ultrashort Fixed Income ETF	+229,529	2,095,779	$105,815,881
DUHP	Dimensional US High Profitability ETF	+205,959	2,099,256	$87,979,818
DFEV	Dimensional Emerging Markets Value ETF	+196,488	1,464,631	$62,100,354
DFIS	Dimensional International Small Cap ETF	+170,607	1,805,975	$65,430,474
SPCX	Space Exploration Technologies Corp	+161,212	164,519	$24,819,336
DFCF	Dimensional Core Fixed Income ETF	+122,247	3,955,603	$158,698,792
DFIV	Dimensional International Value ETF	+115,424	1,295,319	$72,356,519
DFSD	Dimensional Short-Duration Fixed Income ETF	+105,307	3,742,392	$173,916,441
SCHG	Schwab U.S. Large-Cap Growth ETF	+103,841	139,221	$5,002,210
SCHD	Schwab U.S. Dividend Equity ETF	+93,928	176,057	$5,727,134
VUSB	VANGUARD ULTRA-SHORT BOND ETF	+46,333	140,434	$6,958,504
DFCA	Dimensional California Municipal Bond ETF	+43,902	107,819	$5,139,731
DFNM	Dimensional National Municipal Bond ETF	+43,089	150,351	$6,920,656
BRT	BRT Apartments Corp.	+42,773	94,694	$1,265,111
NVDA	Nvidia Corp	+37,644	272,353	$62,199,978
DFGR	Dimensional Global Real Estate ETF	+36,907	68,430	$1,851,031
VUG	VANGUARD GROWTH INDEX FUND	+34,777	760,301	$68,510,723
SCHF	Schwab International Equity ETF	+29,419	103,584	$2,845,452
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VXUS	Vanguard Total International Stock ETF	−39,446	107,628	$9,144,074
DFUV	Dimensional U.S. Marketwide Value ETF	−33,030	293,468	$16,140,740
PCG	PG&E Corp	−15,087	7,342	$89,939
ALIT	Alight, Inc. / Delaware	−13,899	5	$44
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−8,172	3,604	$559,340
NRGV	Energy Vault Holdings, Inc.	−6,952	5,578	$22,144
CMCSA	Comcast Corp	−6,628	15,281	$332,514
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	−6,282	868	$42,280
PHG	Koninklijke Philips NV	−6,168	3,331	$81,376
PLTR	Palantir Technologies Inc.	−6,112	9,887	$1,849,363
VO	VANGUARD MID-CAP INDEX FUND	−5,661	10,397	$815,332
HNST	Honest Company, Inc.	−4,872	50,077	$256,895
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−4,693	96,111	$5,700,343
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	−4,369	9,561	$470,592
—		−4,180	4,836	$0
DFAU	Dimensional US Core Equity Market ETF	−3,774	190,985	$9,999,974
—		−3,728	359	$0
MUB	iShares National Muni Bond ETF	−3,016	809	$81,789
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−2,972	9,521	$352,467
IJR	iShares Core S&P Small-Cap ETF	−2,753	5,555	$755,702
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−2,652	20,244	$958,755
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−2,640	17,529	$1,071,547
IWR	iShares Russell Mid-Cap ETF	−2,469	1,116	$119,088
VOOV	VANGUARD S&P 500 VALUE INDEX FUND	−2,296	173	$38,118
BNDX	Vanguard Total International Bond ETF	−1,973	5,534	$259,378
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	122,803	$3,000,077
SCHV	Schwab U.S. Large-Cap Value ETF	53,932	$1,796,474
RECS	Columbia Research Enhanced Core ETF	39,218	$1,768,339
LIF	Life360, Inc.	38,013	$1,530,973
AEP	American Electric Power Co Inc	8,284	$982,813
RAAX	VanEck Real Assets ETF	23,202	$924,135
FDVV	Fidelity High Dividend ETF	14,127	$857,932
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	18,780	$740,683
VTES	VANGUARD SHORT-TERM TAX-EXEMPT BOND ETF	7,095	$699,567
FFLC	Fidelity Fundamental Large Cap Core ETF	10,434	$616,232
MDT	Medtronic plc	6,102	$526,541
AVUV	Avantis U.S. Small Cap Value ETF	4,154	$489,216
AVES	Avantis Emerging Markets Value ETF	7,460	$485,869
QQA		8,300	$474,087
EFAA		8,458	$464,767
MET	Metlife Inc	4,690	$441,610
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	5,383	$436,399
SCHP	Schwab U.S. TIPS ETF	16,504	$414,745
OC	Owens Corning	3,533	$412,442
CMF	iShares California Muni Bond ETF	7,597	$411,149
CMS	Cms Energy Corp	6,431	$405,667
SCHE	Schwab Emerging Markets Equity ETF	9,863	$359,506
PEG	Public Service Enterprise Group Inc	5,297	$356,699
MUNY	Vanguard New York Tax-Exempt Bond ETF	3,611	$351,494
NXPI	NXP Semiconductors N.V.	1,465	$347,981
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
DFAS	Dimensional U.S. Small Cap ETF	2,329,592	$191,818,605
DFAC	Dimensional U.S. Core Equity 2 ETF	396,464	$17,587,143
PULS	PGIM Ultra Short Bond ETF	60,972	$3,021,162
DFAT	Dimensional U.S. Targeted Value ETF	30,205	$2,111,329
EVSM	Eaton Vance Short Duration Municipal Income ETF	37,663	$1,894,825
BOXX	Alpha Architect 1-3 Month Box ETF	8,275	$968,919
DCOR	Dimensional ETF Trust	7,392	$605,996
—		1,785	$365,996
MHD	Blackrock Muniholdings Fund, Inc.	18,441	$219,447
NEA	Nuveen AMT-Free Quality Municipal Income Fund	10,244	$120,264
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

3,809 tracked positions · $2,744,189,627 total · filing declares 3,829 positions · $2,980,774,799 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 3,809 positions by value · page 1 of 77

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFUS	Dimensional U.S. Equity Market ETF	Added	5,533,635	+334,890	$459,457,714	+7.9%	16.74%
DFLV	Dimensional US Large Cap Value ETF	Added	5,223,140	+509,190	$209,813,533	+12.6%	7.65%
DFAI	Dimensional International Core Equity Market ETF	Added	4,896,405	+367,999	$202,858,059	+8.6%	7.39%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	3,742,392	+105,307	$173,916,441	+0.1%	6.34%
DFCF	Dimensional Core Fixed Income ETF	Added	3,955,603	+122,247	$158,698,792	−1.9%	5.78%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	3,336,529	+256,430	$131,158,954	+5.9%	4.78%
DUSB	Dimensional Ultrashort Fixed Income ETF	Added	2,095,779	+229,529	$105,815,881	+11.7%	3.86%
DUHP	Dimensional US High Profitability ETF	Added	2,099,256	+205,959	$87,979,818	+11.4%	3.21%
DFIV	Dimensional International Value ETF	Added	1,295,319	+115,424	$72,356,519	+13.5%	2.64%
VUG	VANGUARD GROWTH INDEX FUND	Added	760,301	+34,777	$68,510,723	+9.6%	2.50%
DFIS	Dimensional International Small Cap ETF	Added	1,805,975	+170,607	$65,430,474	+14.2%	2.38%
DFAR	Dimensional US Real Estate ETF	Added	2,595,402	+269,400	$62,704,912	+3.1%	2.29%
NVDA	Nvidia Corp Technology	Added	272,353	+37,544	$62,199,978	+32.4%	2.27%
DFEV	Dimensional Emerging Markets Value ETF	Added	1,464,631	+196,488	$62,100,354	+14.8%	2.26%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	125,760	+3,636	$47,064,422	+4.1%	1.72%
AAPL	Apple Inc. Technology	Added	133,250	+7,151	$44,374,915	+21.6%	1.62%
SPCX	Space Exploration Technologies Corp PUT + SHARES Industrials	Added	250,219	+246,912	$37,748,038	+6580.7%	1.38%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	399,570	+288,954	$30,527,148	+254.2%	1.11%
DFGP	Dimensional Global Core Plus Fixed Income ETF	Added	491,629	+416,469	$25,528,327	+523.7%	0.93%
MSFT	Microsoft Corp Technology	Added	41,760	+3,906	$21,418,704	+51.7%	0.78%
VOO	VANGUARD 500 INDEX FUND	Added	24,154	+7,867	$16,928,572	+51.3%	0.62%
DFUV	Dimensional U.S. Marketwide Value ETF	Reduced	293,468	-33,030	$16,140,740	−10.1%	0.59%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	137,498	+18,399	$13,843,298	+15.5%	0.50%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	191,521	+19,790	$13,435,198	+6.6%	0.49%
VEA	Vanguard FTSE Developed Markets ETF	Added	172,311	+12,363	$12,166,879	+6.8%	0.44%
AMZN	Amazon Com Inc Consumer Cyclical	Added	47,577	+5,610	$11,853,809	+18.5%	0.43%
AVGO	Broadcom Inc. Technology	Added	33,026	+472	$11,598,400	−5.7%	0.42%
DFSV	Dimensional US Small Cap Value ETF	Added	299,604	+11,857	$11,226,161	+0.6%	0.41%
VTV	VANGUARD VALUE INDEX FUND	Added	47,480	+7,111	$10,259,478	+16.6%	0.37%
GOOGL	Alphabet Inc. Communication Services	Added	29,648	+2,592	$10,201,283	+5.5%	0.37%
DFAU	Dimensional US Core Equity Market ETF	Reduced	190,985	-3,774	$9,999,974	−0.7%	0.36%
VXUS	Vanguard Total International Stock ETF	Reduced	107,628	-39,446	$9,144,074	−27.3%	0.33%
GOOG	Alphabet Inc. Communication Services	Added	25,983	+9,713	$8,853,447	+54.0%	0.32%
TSLA	Tesla, Inc. Consumer Cyclical	Added	24,769	+2,497	$8,788,288	−6.2%	0.32%
VB	Vanguard Index Funds	Reduced	27,986	-422	$7,961,737	−7.5%	0.29%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	14,134	+366	$7,038,025	+2.2%	0.26%
META	Meta Platforms, Inc. Communication Services	Added	9,611	+704	$6,969,704	+38.9%	0.25%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Added	140,434	+46,333	$6,958,504	+48.5%	0.25%
DFNM	Dimensional National Municipal Bond ETF	Added	150,351	+43,089	$6,920,656	+33.5%	0.25%
SUB	iShares Short-Term National Muni Bond ETF	Added	65,537	+19,006	$6,851,237	+38.3%	0.25%
QQQ	Invesco Qqq Trust, Series 1	Added	8,922	+722	$6,600,227	+9.3%	0.24%
DFSU	Dimensional US Sustainability Core 1 ETF	Added	131,506	+1,806	$6,203,138	+2.6%	0.23%
SCHD	Schwab U.S. Dividend Equity ETF	Added	176,057	+93,928	$5,727,134	+119.9%	0.21%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	96,111	-4,693	$5,700,343	−5.3%	0.21%
AMD	Advanced Micro Devices Inc Technology	Added	8,805	+2,210	$5,386,546	+40.6%	0.20%
DFCA	Dimensional California Municipal Bond ETF	Added	107,819	+43,902	$5,139,731	+60.2%	0.19%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	139,221	+103,841	$5,002,210	+317.8%	0.18%
SPY	Spdr S&P 500 ETF Trust	Added	6,200	+1,818	$4,728,306	+44.5%	0.17%
MU	Micron Technology Inc Technology	Added	4,257	+339	$4,534,173	+0.3%	0.17%
VTEC	Vanguard California Tax-Exempt Bond ETF	Added	47,591	+15,977	$4,486,879	+41.1%	0.16%

Showing the top 50 of 3,809 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.